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基于NSGA-Ⅱ算法的白洋淀上游种植结构优化

本站小编 Free考研考试/2022-01-01

王璐1, 2,,
杜雄1,,,
王荣3,
杨艳敏2,,,
胡玉昆2,
侯振军4
1.河北农业大学农学院 保定 071000
2.中国科学院遗传与发育生物学研究所农业资源研究中心/河北省节水农业重点实验室 石家庄 050022
3.河北雄安新区公共服务局 雄安 071700
4.保定市望都灌溉试验站 望都 072450
基金项目: 国家水体污染控制与治理专项2018ZX07110001
科技部国际合作项目2018YFE0110100
国家自然科学基金项目31871518
国家重点研发计划项目2017YFD0300908

详细信息
作者简介:王璐, 主要从事农业耗水方面的研究。E-mail: 1742646162@qq.com
通讯作者:杜雄, 主要从事作物生长系统调控工程方面的研究, E-mail: duxiong2002@163.com
杨艳敏, 主要从事农业耗水评估方面的研究, E-mail: ymyang@sjziam.ac.cn
中图分类号:S5-3

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出版历程

收稿日期:2020-12-30
录用日期:2021-03-19
刊出日期:2021-08-01

Optimization of the planting structure in the upstream region of Baiyangdian Lake based on the non-dominated sorting genetic algorithm (NSGA-Ⅱ)

WANG Lu1, 2,,
DU Xiong1,,,
WANG Rong3,
YANG Yanmin2,,,
HU Yukun2,
HOU Zhenjun4
1. College of Agronomy, Hebei Agricultural University, Baoding 071000, China
2. Center for Agricultural Resources Research, Institute of Genetics and Developmental Biology, Chinese Academy of Sciences/Hebei Key Laboratory of Water-Saving Agriculture, Shijiazhuang 050022, China
3. Public Service Bureau of Hebei Xiong'an New Area Management Committee, Xiong'an 071700, China
4. Wangdu Experimental Station of Irrigation, Wangdu 072450, China
Funds: the National Water Pollution Control and Treatment Special Project of China2018ZX07110001
the International Cooperation Program of Ministry of Science and Technology of China2018YFE0110100
the National Natural Science Foundation of China31871518
the National Key Research and Development Program of China2017YFD0300908

More Information
Corresponding author:DU Xiong, E-mail: duxiong2002@163.com;YANG Yanmin, E-mail: ymyang@sjziam.ac.cn


摘要
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摘要
摘要:合理的种植结构是实现区域水资源及土地资源优化配置的基础。针对白洋淀上游水资源紧缺、种植结构不合理等问题,结合当前主要作物种植结构现状,本研究以作物种植面积为优化变量,以水资源、土地资源、社会需求等为约束条件,以经济效益、生态效益最大及总灌溉耗水量最小为目标,构建基于非支配排序遗传算法(NSGA-Ⅱ)的作物种植结构多目标调整模型,并提出了针对白洋淀上游平原区、山区等不同水资源限制和农业机械化程度情景下的种植结构调整优化方案。研究结果表明,在平原区现状机械化水平下,在不限制用水的情景下,可以通过调减一年两作的种植面积,增加蔬菜和绿豆-鲜食玉米等的种植面积,达到提高经济效益12.6%的目的,而生态效益和节水效益都有所降低。在限水情景下,小麦-玉米调减比例增加,调增绿豆-鲜食玉米、春季甘薯、蔬菜和果蔬的面积,实现经济效益和节水效益的提高;而要达到节水20%的目标,所有作物的种植面积都要缩减,高耗水种植制度小麦-玉米种植面积缩减比例达21.5%,同时经济效益和生态效益都下降。在未来提高机械化水平的情景下,调整优化后的经济效益相比现状机械化水平提高或下降减少。在山区所有情景下,小麦-玉米种植面积随着对水分限制水平(不限水—小于现状水资源—节水20%)的增加调减比例增加,同时增加果树的种植面积。在山区可以通过种植结构的调整达到既节水20%,同时经济效益提高的目标,这是平原区所不能达到的。总之,无论是平原区还是山区,均是在不限水情景下优化后的经济效益、生态效益相对较高,而节水越多,优化后的经济效益、生态效益增幅越小、降幅越大。并且在平原区如果在节水要求不高的情景下应适当增加蔬菜面积,减少粮食种植面积;在节水要求高的情景下应削减所有作物包括水果、蔬菜的种植面积,在山区应该适当削减粮食种植面积,扩大果树的种植面积。该研究不仅可为研究区未来作物种植结构调整提供决策依据,也为在类似地区种植结构调整和水资源优化管理提供了新的情景参考。
关键词:NSGA-Ⅱ算法/
种植结构/
经济效益/
生态效益/
水资源优化
Abstract:Reasonable planting structures are the basis of the optimal allocation of regional water and land resources. The upstream region of Baiyangdian Lake suffers from the perils of water shortage and an unreasonable planting structure. On the base of the current status of the main crop planting structure, this study considered the crop planting area as optimization variable, the water resources, land resources, and social needs as the constraints, while seeking to maximize the economic and ecological benefits and to minimize the irrigation water consumption based on the non-dominated sorting genetic algorithm (NSGA-Ⅱ) of the crop planting structure adjustment model. This study also proposed the planting structure optimization schemes under different scenarios of various water restrictions and agricultural mechanization levels in the mountain area and plain area of the upstream of Baiyangdian Lake. The results showed that, at the current status of mechanization level, the area of the rotations of two crops in a year scaled down, while vegetables and mung beans-fresh maize areas increased, the economic benefits should increase 12.6%, and ecological and water-saving benefits decreased under the no-restricted irrigation water; while wheat-maize, mung beans-fresh maize, spring sweet potato, vegetables and fruits areas increased under restricted irrigation water inducing increased economic and water-saving benefits. In the 20% water-saving scenario, almost all crop areas would be scaled down, including vegetables, area of wheat-maize decreased 21.5%, and economic and ecological benefits decreased. In the scenario without water limitation, the optimized economic benefit increased the most, the ecological benefit decrease the least, water consumption increased, and the grain yield decreased the least. However, in the scenario of 20% water saving, the economic and ecological benefits and grain yield decreased. Under current and future mechanization levels, the fruit tree area increased under different water restriction scenarios. With no-water limitation, the economic and ecological benefits maximally improved after optimization, and water use and grain yield maximally decrease. Under the 20% water-saving scenario, the economic benefit increased the least, the ecological benefit decreased, and grain yield decreased the most. These results indicate that the current and future mechanization scenarios are not limited by water in the plain or mountainous areas, and the optimized economic and ecological benefits are relatively high. Moreover, in the plain areas with low water-saving requirements, the vegetable planting area should be increased, and the grain planting area should be reduced. In areas with high water-saving requirements, the planting area of all crops, including fruits and vegetables, should be reduced. In the mountainous areas, the grain planting area should be reduced, and the fruit tree planting area should be expanded. This study provides a decision basis for future regional planting structure adjustment. Past adjustments in the planting structure, with more adjustments according to different crop types, tended to ignore adjustments in the different cropping systems or to consider the fixed number of years or different climate scenarios. This paper proposed different scenarios of mechanization and water limitations and highlighted the optimization results under different scenarios for similar areas after adjustment in the planting structure.
Key words:Non-dominated sorting genetic algorithm (NSGA-Ⅱ)/
Planting structure/
Economic benefits/
Ecological benefits/
Optimization of water resources

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图1NSGA-Ⅱ主要流程图
Figure1.NSGA-Ⅱmain flow chart


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表1白洋淀上游各种种植制度单位面积机械种植成本
Table1.Mechanical planting cost per unit area of various cropping system in the upper stream of Baiyangdian Lake ?¥?hm–2
种植制度
Cropping system
灌溉
Irrigation
种子
Seeds
耕地
Cultivated
land
播种
Sowing
收获
Harvest
肥料
Fertilizer
农药
Pesticide
农膜
Mulching
films
劳力
Labor
总成本
Total
cost
小麦-玉米Wheat-maize1875180018006752100390063060120014 040
小麦-谷子Wheat-millet187511401800750180039754800108012 900
小麦-大豆Wheat-soybean187514701800600180034056300132012 900
小麦-夏甘薯
Wheat-summer sweet potato
2100630027753900330049506300213026 085
小麦-绿豆
Wheat-mung bean
1875157518006001800358563060147013 395
绿豆-鲜食玉米
Mung beans-fresh maize
1575277590067521003210600120205014 005
玉米一作Maize37575090037512001800300603906150
棉花一作Cotton1200540900375120025501080615318011 640
春甘薯一作
Spring sweet potato
180015 75018753600240030001250900374034 315
谷子一作Millet3759090045090097515002704110
花生一作Peanut375237090037590022506151207508655
高粱一作Sorghum375600900375900900225010955370


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表2白洋淀上游各种种植制度单位面积非机械类种植成本
Table2.Non-mechanical planting cost per unit area of various cropping system in the upper stream of Baiyangdian Lake ?¥?hm–2
种植制度
Cropping system
灌溉Irrigation种子
Seed
耕地Cultivated
land
播种Sowing收获Harvest肥料Fertilizer农药Pesticide农膜Mulching
films
劳力Labor总成本
Total
cost
小麦-谷子
Wheat-millet
1875114036001200315039754800108016 500
小麦-大豆
Wheat-soybean
187514703600900315034056300132016 350
小麦-夏甘薯
Wheat-summer sweet potato
2100630063003900570049506300213032 010
小麦-绿豆
Wheat-mung bean
1875157536009003150358563060147016 845
绿豆-鲜食玉米
Mung beans-fresh maize
157527752700137559503210600120205020 355
玉米一作Maize375750270075027001800300603909825
棉花一作Cotton12005402700750300025501080615318015 615
春甘薯一作
Spring sweet potato
180015 75054003600480030001250900374040 240
谷子一作Millet375902700900225097515002707710
花生一作Peanut375237027007502700225061512075012 630
高粱一作Sorghum37560027009002250900225010959045


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表3白洋淀上游蔬菜的完全非机械化以及完全机械化种植成本
Table3.Cost of fully mechanized and completely non-mechanized planting of vegetables in the upper stream of Baiyangdian Lake ?¥?hm–2
项目
Item
蔬菜类别
Vegetables category
蔬菜名称
Vegetable
name
种子
Seeds
灌溉Irrigation耕地
Cultivated
land
播种
Sowing
收获
Harvest
肥料
Fertilizer
农药
Pesticide
劳力
Labor
总成本
Total
cost
完全非机械化种植成本Completely non-mechanized planting cost大田蔬菜
Outdoor
vegetables
白菜Cabbage1450275022502200750040001362330024 812
萝卜Radish1350285022502015920038001254310025 819
南瓜Pumpkin1050289022502350800041501450330025 440
大葱Onion1500263022502550767045501560300025 710
设施蔬菜Facilities vegetables黄瓜Cucumber265037503125375012 50074203600465841 453
西红柿Tomatoes260030553125325012 30075003000457539 405
豆角Beans282531753125350010 92076503250482039 265
辣椒Chili275035053125362010 62072003060320037 080
完全机械化
种植成本
Fully mechanized planting cost
大田蔬菜Outdoor
vegetables
白菜Cabbage1450275015001467500040001362330020 829
萝卜Radish1350285015001343613338001254310021 331
南瓜Pumpkin1050289015001567533341501450330021 240
大葱Onion1500263015001700511345501560300021 553
设施蔬菜Facilities vegetables黄瓜Cucumber2650375020832500833374203600465834 994
西红柿Tomatoes2600305520832167820075003000457533 180
豆角Beans2825317520832333728076503250482033 416
辣椒Chili2750350520832413708072003060320031 291


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表4白洋淀上游各果树的完全机械化以及完全非机械化种植成本
Table4.Cost of fully mechanized and completely non-mechanized planting of fruit trees in the upper stream of Baiyangdian Lake ?¥?hm–2
项目
Item
水果
Fruit
灌溉加人工Irrigation and labor施肥加人工Fertilization
and labor
农药加人工
Pesticide
and labor
剪枝
Pruning
疏果
Fruit
thinning
套袋加袋子
Bagging and bags
收获
Harvest
反光膜Reflective film总成本
Total cost
完全非机械化种植成本
Completely non-mechanized
planting cost
苹果Apple1200540063501500600080005400225036 100
梨Pear117051755160145056008025450031 080
葡萄Grapes130075006500170065009000480037 300
桃Peach135057006600130054007500400031 850
完全机械化种植成本Fully mechanized
planting cost
苹果Apple1200540063501500600080003600225034 300
梨Pear117051755160145056008025300029 580
葡萄Grapes130075006500170065009000320035 700
桃Peach135057006600130054007500266730 517


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表5白洋淀上游平原区、山区不同种植制度的作物单位面积产量与产值
Table5.Output value per unit area and yield per unit area of crops of different cropping systems in plain and mountainous areas in the upper stream of Baiyangdian Lake
种植制度
Cropping system
价格
Price
(¥?kg–1)
平原区Plain area山区Mountainous area
产量Yield
(×103 kg?hm–2)
产值Output value
(×103 ¥?hm–2)
产量Yield
(×103 kg?hm–2)
产值Output vale
(×103 ¥?hm–2)
小麦-玉米Wheat-maize2.2~1.86.5~7.627.95.8~5.923.4
小麦-谷子Wheat-millet2.2~4.06.5~3.929.75.8~3.426.5
小麦-大豆Wheat-soybean2.2~4.56.5~2.324.85.8~2.122.3
小麦-夏甘薯Wheat-summer sweet potato2.2~2.06.5~15.244.85.8~11.135.0
小麦-绿豆Wheat-mung bean2.2~7.46.5~1.424.85.8~1.121.1
绿豆-鲜食玉米Mung beans-fresh maize7.4~2.21.4~13.740.61.1~10.631.6
玉米一作Maize1.87.613.75.910.6
棉花一作Cotton7.63.224.22.317.6
春甘薯一作Spring sweet potato231.061.922.645.1
谷子一作Millet43.915.43.413.7
花生一作Peanut5.54.926.84.223.1
高粱一作Sorghum2.66.015.66.015.5
蔬菜Vegetables//99.3/99.3
果树Fruit//113.1/113.1


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表6白洋淀上游不同情景下平原区、山区各作物单位面积净产值取值
Table6.Value of net output value per unit area of crops of different cropping systems in plain and mountain areas under differentscenarios in the upper stream of Baiyangdian Lake ?×103 ¥?hm–2
种植制度
Cropping system
平原区Plain area山区Mountainous area
现状机械化情景
Current mechanization scenario
未来机械化情景
Future mechanization scenario
现状机械化情景
Current mechanization scenario
未来机械化情景
Future mechanization scenario
小麦-玉米Wheat-maize13.913.99.49.4
小麦-谷子Wheat-millet16.216.811.712.2
小麦-大豆Wheat-soybean11.311.97.58.0
小麦-夏甘薯Wheat-summer sweet potato17.618.75.86.6
小麦-绿豆Wheat-mung bean10.811.45.86.3
绿豆-鲜食玉米Mung beans-fresh maize25.426.514.115.0
玉米一作Maize6.87.52.53.0
棉花一作Cotton11.912.63.84.4
春甘薯一作Spring sweet26.627.67.68.4
谷子一作Millet10.711.37.68.1
花生一作Peanut17.418.212.312.8
高粱一作Sorghum9.610.28.28.7
蔬菜Vegetables68.568.668.568.6
果树Fruit79.980.080.080.0


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表7白洋淀上游平原区不同情景下种植结构优化调整后不同种植制度的面积变化
Table7.Changes in planting areas of different cropping systems after planting structure adjustment under different scenarios of mechanization level and irrigation in the plain area of the upstream of Baiyangdian Lake
种植制度
Cropping system
面积现状
Area status (hm2)
面积变化率Change rate of area (%)
CS1CS2CS3FS1FS2FS3
小麦-玉米Wheat-maize266 117.0–5.8–15.9–21.5–6.0–16.1–22.0
小麦-谷子Wheat-millet886.5–15.9–14.3–8.0–13.3–16.1–6.5
小麦-大豆Wheat-soybean4923.0–19.4–18.2–17.6–17.7–15.8–15.7
小麦-夏甘薯Wheat-summer sweet potato644.8–18.0–13.1–7.2–13.4–8.9–2.9
小麦-绿豆Wheat-mung bean459.9–17.1–12.1–8.7–14.9–10.3–6.9
绿豆-鲜食玉米Mung beans-fresh maize51.11.12.2–3.96.27.12.1
玉米一作Maize10 182.0–19.1–18.5–15.6–19.0–18.3–15.4
棉花一作Cotton4633.0–17.4–11.5–13.7–14.9–9.6–11.9
春薯一作Spring sweet5803.2–19.23.3–16.2–14.58.5–11.3
谷子一作Millet98.5–7.8–11.3–10.2–5.4–9.4–8.5
花生一作Peanut86 791.0–17.8–13.9–14.9–15.3–12.7–12.9
高粱一作Sorghum27.0–19.0–17.2–15.1–17.1–15.9–13.8
蔬菜Vegetables113 838.032.117.6–18.032.617.7–17.5
果树Fruit20 140.0–4.515.6–17.61.120.0–12.4
CS1、CS2和CS3分别代表现状机械化水平下农田灌溉用水不受限制、不超过现状以及不超过现状的80%; FS1、FS2和FS3代表未来机械化水平下农田灌溉用水不受限制、不超过现状以及不超过现状的80%。C and F represent the current and future levels of mechanization; S1, S2, and S3 represent scenarios of no-restricted irrigation water, no-exceeding the current situation and no-exceeding 80% of the current situation of irrigation water, respectively.


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表8白洋淀上游平原区不同情景下种植结构优化调整的效益分析
Table8.Benefits of planting structure adjustment under different scenarios of mechanization level and irrigation in the plain area of the upstream of Baiyangdian Lake
种植制度
Cropping system
现状
Status quo
变化率Change rate (%)
CS1CS2CS3FS1FS2FS3
经济Economic benefit149.8×10812.65.3–18.414.96.6–16.9
生态Ecological benefit11.4×108–1.0–8.1–19.7–0.4–7.7–19.4
用水Water consumption15.9×108 m33.0–6.3–19.83.4–5.9–19.6
产量Crop yield40.7×108 kg–6.8–15.0–20.9–6.7–14.9–21.1
CS1、CS2和CS3分别代表现状机械化水平下农田灌溉用水不受限制、不超过现状以及不超过现状的80%; FS1、FS2和FS3代表未来机械化水平下农田灌溉用水不受限制、不超过现状以及不超过现状的80%。表中产量仅为粮食作物产量, 不包括经济作物以及蔬菜、果树产量。C and F represent the current and future levels of mechanization; S1, S2, and S3 represent scenarios of no-restricted irrigation water, no-exceeding the current situation and no-exceeding 80% of the current situation of irrigation water, respectively. The crop yield is the output of food crops, excluding those of cash crops, vegetables and fruit trees.


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表9白洋淀上游山区种植结构优化调整后不同种植制度的面积变化
Table9.Changes in planting areas of different cropping systems after planting structure adjustment under different scenarios of mechanization level and irrigation in the mountainous area of the upstream of Baiyangdian Lake
种植制度
Cropping system
面积现状
Area status (hm2)
面积变化率Change rate of area (%)
CS1CS2CS3FS1FS2FS3
小麦-玉米Wheat-maize72 304.0–6.3–11.8–65.9–6.7–11.7–61.5
小麦-谷子Wheat-millet1439.5–18.4–17.7–14.1–12.2–16.8–15.9
小麦-大豆Wheat-soybean6141.0–16.7–18.4–17.9–17.7–17.4–17.8
小麦-夏甘薯Wheat-summer sweet potato1338.4–16.6–14.8–18.5–9.1–13.0–14.9
小麦-绿豆Wheat-mung bean461.7–16.9–11.6–15.4–11.7–11.8–15.4
绿豆-鲜食玉米Mung beans-fresh maize51.30.61.73.5–2.1–10.21.1
玉米一作Maize74 083.0–11.0–8.5–18.2–17.8–19.4–18.1
棉花一作Cotton1903.0–18.0–16.8–17.5–16.4–13.1–13.8
春薯一作Spring sweet12 045.6–19.0–18.1–19.2–18.2–19.4–18.2
谷子一作Millet12 955.5–16.3–18.3–14.4–19.0–16.8–19.2
花生一作Peanut20 964.0–18.0–18.8–17.9–17.0–18.3–18.2
高粱一作Sorghum1880.0–13.9–16.0–18.0–16.3–17.1–18.1
蔬菜Vegetables36 095.0–0.49.71.514.16.0–17.0
果树Fruit115 925.018.514.713.216.113.917.1
CS1、CS2和CS3分别代表现状机械化水平下农田灌溉用水不受限制、不超过现状以及不超过现状的80%; FS1、FS2和FS3代表未来机械化水平下农田灌溉用水不受限制、不超过现状以及不超过现状的80%。C and F represent the current and future levels of mechanization; S1, S2, and S3 represent scenarios of no-restricted irrigation water, no-exceeding the current situation and no-exceeding 80% of the current situation of irrigation water, respectively.


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表10白洋淀上游山区不同情景下种植结构优化调整的效益分析
Table10.Benefits of planting structure adjustment under different scenarios of mechanization level and irrigation in themountainous area of the upstream of Baiyangdian Lake
种植制度
Cropping system
现状
Status quo
变化率Change rate (%)
CS1CS2CS3FS1FS2FS3
经济Economic benefit131.4×10811.810.75.213.39.65.2
生态Ecological benefit8.0×1083.71.7–13.63.00.1–12.4
用水Water consumption5.8×108 m30.90.0–20.01.7–2.1–20.0
产量Crop yield17.0×108 kg–10.5–12.4–42.0–12.1–15.3–39.7
CS1、CS2和CS3分别代表现状机械化水平下农田灌溉用水不受限制、不超过现状以及不超过现状的80%; FS1、FS2和FS3代表未来机械化水平下农田灌溉用水不受限制、不超过现状以及不超过现状的80%。表中产量仅为粮食作物产量, 不包括经济作物以及蔬菜、果树产量。C and F represent the current and future levels of mechanization; S1, S2, and S3 represent scenarios of no-restricted irrigation water, no-exceeding the current situation and no-exceeding 80% of the current situation of irrigation water, respectively. The crop yield is the output of food crops, excluding those of cash crops, vegetables and fruit trees.


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