删除或更新信息,请邮件至freekaoyan#163.com(#换成@)

Why Does Extreme Rainfall Occur in Central China during the Summer of 2020 after a Weak El Ni?o?

本站小编 Free考研考试/2022-01-02

Congxi FANG1,
Yu LIU1,2,3,,,
Qiufang CAI1,
Huiming SONG1

Corresponding author: Yu LIU,yuliu2018@ieecas.cn;
1.The State Key Laboratory of Loess and Quaternary Geology, Institute of Earth Environment, Chinese Academy of Sciences, Xi’an, 710061, China
2.CAS Center for Excellence in Quaternary Science and Global Change, Chinese Academy of Sciences, Xi’an, 710061, China
3.Laboratory for Ocean Dynamics and Climate, Pilot Qingdao National Laboratory for Marine Science and Technology, Qingdao, 266000, China
Manuscript received: 2021-01-05
Manuscript revised: 2021-03-14
Manuscript accepted: 2021-04-15
Abstract:In summer 2020, extreme rainfall occurred throughout the Yangtze River basin, Huaihe River basin, and southern Yellow River basin, which are defined here as the central China (CC) region. However, only a weak central Pacific (CP) El Ni?o happened during winter 2019/20, so the correlations between the El Ni?o–Southern Oscillation (ENSO) indices and ENSO-induced circulation anomalies were insufficient to explain this extreme precipitation event. In this study, reanalysis data and numerical experiments are employed to identify and verify the primary ENSO-related factors that cause this extreme rainfall event. During summer 2020, unusually strong anomalous southwesterlies on the northwest side of an extremely strong Northwest Pacific anticyclone anomaly (NWPAC) contributed excess moisture and convective instability to the CC region, and thus, triggered extreme precipitation in this area. The tropical Indian Ocean (TIO) has warmed in recent decades, and consequently, intensified TIO basinwide warming appears after a weak El Ni?o, which excites an extremely strong NWPAC via the pathway of the Indo-western Pacific Ocean capacitor (IPOC) effect. Additionally, the ENSO event of 2019/20 should be treated as a fast-decaying CP El Ni?o rather than a general CP El Ni?o, so that the circulation and precipitation anomalies in summer 2020 can be better understood. Last, the increasing trend of tropospheric temperature and moisture content in the CC region after 2000 is also conducive to producing heavy precipitation.
Keywords: extreme rainfall,
Northwest Pacific anticyclone anomaly (NWPAC),
Indo-western Pacific Ocean capacitor (IPOC),
Tropical Indian Ocean warming trend,
fast-decaying El Ni?o
摘要:2020夏季在整个长江流域、淮河流域以及黄河流域南部[本文定义为中国中部(CC)地区]均发生了极端强降水事件。但2019/20年冬赤道太平洋仅发生了一次弱的中太平洋型(CP)El Ni?o,因而根据厄尔尼诺–南方涛动(ENSO)指数与ENSO激发的环流异常间的相关关系难以解释此次极端降水事件。本研究利用再分析资料和数值模拟试验找出并验证了造成此次极端降水事件与ENSO相关的主要因素。水汽收支和湿静能分析表明:2020年夏季异常强烈的西北太平洋反气旋异常(NWPAC)西北侧的西南气流异常向CC地区输送大量水汽并提供对流不稳定条件,从而引发了该地区的极端降水。近几十年来,热带印度洋(TIO)变暖,使得弱El Ni?o后也能出现强的TIO海盆增暖,进而通过印度–西太平洋电容器效应激发出极端强烈的NWPAC。此外,2019/20年的ENSO事件应被视为一次快速衰减的CP El Ni?o,而不是一次一般的CP El Ni?o,以便更好地理解2020年夏季的环流和降水异常。最后,2000年后CC区域对流层大气温度和水汽含量的上升趋势也有利于更多降水产生。
关键词:极端降水,
西北太平洋反气旋异常,
印度–西太平洋电容器,
热带印度洋变暖趋势,
快速衰退型El Ni?o





--> --> -->
1. Introduction
In summer (June–July–August: JJA) 2020, rounds of continuous heavy rainfall hit the Yangtze River basin, Huaihe River basin, and parts of the Yellow River basin, which caused catastrophic floods (Wei et al., 2020). The floods of summer 2020 remind us of the floods that happened during summer 1998 and summer 2016, which were explained by intensified East Asian summer monsoon (EASM) rainfall after strong eastern Pacific (EP) El Ni?os (Huang et al., 2000; Wang et al., 2017; Chen et al., 2018). However, only a weak central Pacific (CP) El Ni?o occurred during winter 2019/20, when the El Ni?o Modoki index (EMI), a CP El Ni?o indicator (Ashok et al., 2007), reached only 0.5°C (Figs. 1b, c). Therefore, the simple linear relationship between EASM rainfall and the antecedent El Ni?o–Southern Oscillation (ENSO) signal may be insufficient to explain such extreme precipitation during summer 2020.
Figure1. (a) Precipitation anomaly percentages (shaded contours, units: %) in summer (JJA) 2020 based on observed data by meteorological stations. The gray (black) dots indicate the stations where the values exceed the 95th percentile or are below the 5th percentile (are the highest or lowest) during 1979–2020. The green box indicates the CC region; the purple lines indicate the Yellow River, Huaihe River, and Yangtse River respectively from the north to the south (the same in the following). (b) Pacific SST anomalies (units: °C) in winter (D(0)JF(1)) 2019/20, where the hatched areas indicate the anomalies exceed the 95th percentile or are below the 5th percentile during 1979–2020. The red and yellow boxes indicate the regions for defining the Ni?o-3 index and El Ni?o Modoki index (EMI), respectively. The SST data are from ERSSTv5. (c) The time series of the area-weighted average JJA precipitation anomaly percentages in the central China (CC) region (bars, units: %), D(0)JF(1) Ni?o-3 index (red line), and D(0)JF(1) EMI (yellow line) during 1979–2020.


There are widely accepted theories regarding the circulation and precipitation anomalies in the East Asian monsoon region during El-Ni?o-following summers (Xie et al., 2016; Zhang et al., 2017; Chen et al., 2019). An anomalous anticyclone at lower levels (mainly at 850 hPa) is detected over the Northwest Pacific (NWP) region, which is named the NWP anticyclone anomaly (NWPAC). The southwesterly anomalies on the northwest flank of the NWPAC enhance water vapor transport and hence increase precipitation in the East Asian monsoon region (Zhang et al., 2017). Generally, the NWPAC forms in the El-Ni?o-maturing winter and persists until the following summer (Xie et al., 2016; Li et al., 2017). Local air–sea interactions, such as the wind–evaporation–sea surface temperature (SST) positive feedback (Wang et al., 2000) and the wind–moist enthalpy advection–convection positive feedback (Wu et al., 2017), are suggested to explain the NWPAC maintenance from winter to the following spring (March–April–May: MAM). The Indo-western Pacific Ocean capacitor (IPOC) (Wu et al., 2009; Xie et al., 2009, 2016) theory provides a reliable understanding about the summertime NWPAC maintenance. This theory indicates that via air–sea interaction processes (Klein et al., 1999; Du et al., 2009), the tropical Indian Ocean (TIO) experiences basinwide warming from spring to summer after an El Ni?o event, which enhances the tropospheric temperature (TT) over the TIO and then triggers a Matsuno–Gill (M–G) pattern-like atmospheric response (Matsuno, 1966; Gill, 1980). The eastward Kelvin wave response wedges into the atmosphere over the Marine Continent (MC) region, which generates Ekman divergence on the surface of the NWP region, and thus, excites the NWPAC at lower levels. Additionally, when El Ni?o decays quickly and is accompanied by the development of La Ni?a, the Rossby wave response excited by the anomalous tropical central–eastern Pacific (TCEP) SST also contributes to the summertime NWPAC (Xiang et al., 2013; Chen et al., 2016; Jiang et al., 2019).
However, oceanic and atmospheric responses to ENSO are distinct between the two types of ENSO events and vary with time (Xie et al., 2016; Yu et al., 2017; Chen et al., 2019). The CP-El-Ni?o-associated TIO warming, the NWPAC, and the EASM precipitation anomalies are much weaker than those associated with EP El Ni?o (Feng et al., 2011; Yuan and Yang, 2012; Zheng et al., 2014). The correlations for ENSO with the NWPAC and the EASM have strengthened significantly since the TIO thermal states changed in the late 1970s (Huang et al., 2010; Xie et al., 2010; Chowdary et al., 2012). EASM precipitation is also modulated by extratropical systems, such as the North Atlantic Oscillation (Wu et al., 2009b), the Pacific Decadal Oscillation (PDO) (Feng et al., 2014), and planetary waveguides along the jets at the upper or lower atmosphere (Kosaka et al., 2012; Chowdary et al., 2019), which act independently or synergistically with ENSO. Therefore, these uncertainties render a nonlinear and changeable relationship between ENSO and EASM precipitation.
Regarding the heavy rainfall events in summer 2020, Liu et al. (2020) focused on the violent Meiyu event and pointed out the importance of atmospheric longwave activities in the middle and high latitudes. However, the effects of ENSO and associated atmospheric and oceanic responses remain to be understood. In this study, we examine total summer precipitation in 2020. The moisture and moist static energy (MSE) budget equations are employed to determine the crucial driver for extreme precipitation in summer 2020. We make attributions regarding the unexplainable anomalies according to the IPOC theory. Numerical experiments are performed using an atmospheric general circulation model (AGCM) to verify our findings. We describe the data, methods, and numerical model used in section 2; the results, including diagnostic analyses and numerical experiments, are demonstrated in section 3; section 4 presents the conclusions and discussion.

2. Data, methods, and model
2
2.1. Data
--> Daily observed precipitation data are obtained from the China Meteorological Data Service Center (http://data.cma.cn/), which covers 756 meteorological stations all over China from 1951 to 2020. We sum the daily precipitation to obtain the monthly averaged precipitation and then interpolate them onto a grid of 0.25° × 0.25° by applying the iterative improvement objective analysis (Barnes, 1964) with scanning radii of 4°, 3°, 2°, and 1°. The gridded monthly geopotential, wind, vertical velocity, and specific humidity data at multiple pressure levels, as well as evaporation, heat flux, and radiation data at the surface and top are derived from the fifth generation European Centre for Medium-Range Weather Forecasts reanalysis (ERA5), which covers 1979–2020 with a resolution of 0.25° × 0.25° (Hersbach et al., 2019). The SST data are obtained from the Extended Reconstructed SST version 5 (ERSSTv5), which covers 1979–2020 with a resolution of 2° × 2° (Huang et al., 2017); these data are also utilized to calculate the Ni?o indices.

2
2.2. Methods
--> We use the Ni?o-3 index and EMI to represent the EP and CP ENSO activities, respectively. The Ni?o-3 index is defined as the area-averaged SST anomaly (SSTA) within 5°N–5°S, 150°–90°W (red box in Fig. 1b). The EMI is obtained by the area-averaged SSTA within 10°S–10°N, 165°E–140°W minus half of the sum of the area-averaged SSTA in regions 15°S–5°N, 110°–70°W and 10°S–20°N, 125°–145°E (Ashok et al., 2007, yellow boxes in Fig. 1b). The general EP and CP El Ni?o events are defined as the years when the winter-mean Ni?o-3 index is greater than 0.5 and when the winter-mean EMI is greater than 0.7σ (σ is its standard deviation), respectively; winter is defined here as D(0)JF(1), indicating December of the previous year to February of the current year. To identify the fast-decaying (FD) EP and FD CP El Ni?o events, we also define the FD Ni?o-3 index and the FD EMI (Jiang et al., 2019). The FD Ni?o-3 index is the Ni?o-3 index of D(0)JF(1) minus that of JJA(1) (summer of the current year); the FD EMI is similar but for the EMI. The FD El Ni?o events are chosen from the corresponding EP and CP El Ni?o events but also meet the condition that the FD Ni?o-3 index exceeds 0.5 and the FD EMI exceeds 0.7σ, respectively. All the events during 1979–2020 are listed in Table 1, where we display only the decaying years. It can be found that the 2019/20 event is an FD CP El Ni?o.
ClassificationYears
EP El Ni?o1983, 1987, 1988, 1992, 1995, 1998, 2003, 2007, 2010, 2016, 2019
CP El Ni?o1980, 1991, 1992, 1993, 1995, 1997, 2002, 2003, 2005, 2010, 2015, 2020
FD EP El Ni?o1983, 1988, 1992, 1995, 1998, 2003, 2007, 2010, 2016, 2019
FD CP El Ni?o1991, 1997, 2005, 2010, 2015, 2020


Table1. The years of the EP/CP El Ni?o events and fast-decaying (FD) EP/CP El Ni?o events. Only the El Ni?o decaying years are displayed.


Similar to Wu et al. (2017), we apply the moisture equation to diagnose the major factors in regional precipitation anomalies, which is written as
where P, E, u, ω, and q denote precipitation, evaporation, horizontal wind vector, vertical velocity, and specific humidity, respectively. The second to fifth terms on the right-hand side denote advection and convection moisture transport; NL is the nonlinear term. The angle brackets indicate the vertical mass integration from 1000 hPa to 100 hPa. The primes indicate monthly anomalies relative to the climatology during 1979–2020.
The MSE budget equation is a powerful tool for diagnosing the energy sources that drive anomalous vertical motions. The formula is (Neelin and Held, 1987)
where $ {h}_{m}={c}_{p}T+{L}_{v}q $ indicates moist enthalpy; $ {{\phi }_{m}=h}_{m}+\phi $ denotes MSE; cp, T, Lv, and ? denote the specific heat at constant pressure, air temperature, vaporized latent heat, and geopotential, respectively; and $ {F}_{\mathrm{n}\mathrm{e}\mathrm{t}}' $ is the sum of latent heat, sensible heat, and net shortwave and longwave radiation fluxes towards the atmosphere.
All the anomalies are relative to the averages during 1979–2020. We estimate the percentiles of the anomalies by averaging the results of bootstrap resampling (Efron, 1979) with 1000 iterations. TT is defined as the geopotential height at 200 hPa minus that at 850 hPa, which is the same as the definition of vertically integrated atmospheric temperature (figures not shown).

2
2.3. Model
--> An AGCM, Community Atmosphere Model version 3.1 (CAM3.1) (Collins et al., 2004), developed by the National Center for Atmospheric Research, is employed to perform simulation experiments. CAM3.1 is the atmospheric part of the Community Climate System Model version 3 and is coupled with the Community Land Model version 3 to calculate land surface processes. We perform ten experiments by controlling SST as the boundary condition and keeping other factors (such as aerosols, emissions, and solar radiation) at present values. Designs of SST boundary conditions for each experiment are detailed in Table 2. CLIM is the control experiment, and all other experiments are sensitivity experiments. Except for 20_ALL, which is forced by the tropical SST anomalies in 2020 to examine whether the circulation anomalies can be produced, these sensitivity experiments are divided into three sets. The first set of experiments (ELEP_ALL, ELCP_ALL, ELEP_FD_ALL, and ELCP_FD_ALL) aims to compare the atmospheric responses of different types of El Ni?o events; the second set (ELCP_FD_TCEP and ELCP_FD_TIO) separates the effects of the TCEP and TIO; and the last set (CLIM_TIOW and ELCP_FD_ALL_TIOW) is to identify the effect of the decadal TIO warming trend. The SST data are derived from National Oceanic and Atmospheric Administration optimum interpolation SST version 2 (NOAA OISST v2) (Reynolds et al., 2002). The horizontal resolution is set to T42 (≈ 2.8° × 2.8°). All the experiments are integrated for 40 years, and the results of the last 30 years during JJA are analyzed.
Experiment namesSST boundary conditions
CLIMClimatological (1982–2001) SST with the annual cycle
20_ALLClimatological SST add the monthly anomalous SST in 2020 within the whole tropics (180°W–180°E, 20°S–20°N)
ELEP_ALLClimatological SST add the composite monthly anomalous SST of the EP El Ni?o years listed in Table 1 within the whole tropics
ELCP_ALLSimilar to ELEP_ALL but for the CP El Ni?o years
ELEP_FD_ALLSimilar to ELEP_ALL but for the FD EP El Ni?o years
ELCP_FD_ALLSimilar to ELEP_ALL but for the FD CP El Ni?o years
ELCP_FD_TCEPSimilar to ELCP_FD_ALL but the added anomalous SST are confined to the TCEP (20°S–20°N, 160°E–90°W)
ELCP_FD_TIOSimilar to ELCP_FD_ALL but the added anomalous SST are confined to the TIO (20°S–20°N, 40°–120°E)
CLIM_TIOWClimatological SST add TIO warming (TIOW); TIOW is defined as average monthly SST of period 2000–20 minus that of 1979–99
ELCP_FD_ALL_TIOWSST anomalies of ELCP_FD_ALL add TIOW


Table2. Designs of SST boundary conditions for numerical experiments.



3. Results
2
3.1. Precipitation anomalies in summer 2020 and comparisons with other cases
--> During JJA 2020, the areas with excessive precipitation covered the entire Yangtze River basin, Huaihe River basin, and southern part of the Yellow River basin, which is defined as the central China (CC) region (green box in Fig. 1a ranges from 27°–36°N, 101°–123°E) in this study. The rainfall amounts at most of the stations in this region exceeded the top 5% level or even broke the record since 1979. The area-averaged precipitation of the CC region was the highest since 1979, approximately 40% (200 mm) above the climatological average (Fig. 1c); even since 1961, the regional precipitation was also record-breaking (figure not shown). The heavy rainfall occurred throughout the entire summer in 2020 and can be divided into two stages (Figs. 2jl): (i) violent Meiyu rainfall lasted from June to July in the middle and lower reaches of the Yangtze River and the Huaihe River basins; (ii) as the rainbelt shifted northward in August, rainstorms occurred in the western Sichuan Basin and southern Yellow River basin.
Figure2. Monthly precipitation anomaly percentages (shaded contours, units: %) during JJA (a–c) 1980, (d–f) 1998, (g–i) 2016, and (j–l) 2020, respectively, where (a, d, g, j), (b, e, h, k), (c, f, i, l) are for June, July, and August, respectively. The gray (black) dots indicate the stations where the values exceed the 95th percentile or are below the 5th percentile (are the highest or lowest) during 1979–2020. The green boxes indicate the CC region. The data are derived from station observation.


Several representative years (1980, 1998, and 2016) are selected for comparison. These years were selected because (i) Both summer 1998 and summer 2016 were characterized by heavy floods and were after a strong El Ni?o; (ii) the situations for 1980 were similar to those in 2020; the area-averaged precipitation was ranked third and only lower than that in 1998 and 2020; this year was also after a CP El Ni?o (Fig. 1c). Note that we exclude the strong EP El Ni?o event in 1983 because the summer circulation and precipitation anomalies were very similar to those in 1998 (figures not shown). We also note the exception that the total summer precipitation in 2016 was not particularly large (Fig. 1c), which is due to some special causes and will be specified in subsection 3.5. In comparison, the duration of excessive precipitation in 1980 and 2016 (Figs. 2ac, gi) was shorter than in 1998 (Figs. 2df) and 2020; the coverage and amplitude of positive precipitation anomalies in 2020 exceeded those in 1998.

2
3.2. Circulation and moisture condition anomalies
--> There was a prominent NWPAC at 850 hPa in summer 2020 (Fig. 3a). At 500 hPa, the NWP subtropical high extended anomalously westward. In addition, an anomalous low-pressure center appeared from Central Asia to Lake Baikal (Fig. 3b), indicating frequent activity of shortwave troughs in this area, which was conducive to the southward transport of cold air. The South Asian High (SAH) at 200 hPa intensified and extended eastward over the CC region, which significantly increased the westerly jet near 35°N on the north side of the SAH (Fig. 3d) and provided divergent conditions in the upper atmosphere of the CC region. The ascending anomalies in the CC region were observed throughout the entire troposphere, where the east and west centers (Fig. 3f) corresponded to the two positive precipitation anomaly centers (Fig. 1a). Most of the ascending anomalies were balanced by the descending anomalies south of the CC region in the meridional circulation (Fig. 3e).
Figure3. JJA-mean wind (vectors, units: m s?1) and geopotential height (shaded contours, units: gpm) anomalies in 2020 at (a) 850 hPa and (b) 500 hPa, respectively; (c) JJA-mean SST (shaded contours, units: °C) anomalies in 2020; (d) JJA-mean wind at 200 hPa (vectors, units: m s?1) and TT (shaded contours, units: gpm) anomalies in 2020; (e) the vectors are composites of JJA-mean meridional wind (units: m s?1) and vertical velocity (units: 10?2 Pa s?1) anomalies in 2020 at the meridional-vertical section averaged within 101°–123°E, and the shaded contours are only for vertical velocity anomalies; (f) is similar to (e) but for composites of zonal wind and vertical velocity anomalies at the zonal-vertical section averaged within 27°–36°N. The vectors in black (gray) denote that the anomalies either (neither) exceed the 95th percentile or (nor) are below the 5th percentile during 1979–2020; the hatched areas indicate where the anomalies exceed the 95th percentile or are below the 5th percentile during 1979–2020 for the shaded contours. The black box in (a), (c), and (d) indicate the NWP, TIO, and MC regions, respectively. The green boxes indicate the CC region. The SST data are from ERSSTv5, and the other variables are from ERA5.


The anomalous southwesterlies in the CC region caused by the NWPAC produced intense water vapor flux anomalies, which increased the moisture content in the entire troposphere (Fig. 4a) and generated anomalous water vapor convergence (Fig. 4b) under appropriate dynamic and thermal conditions. Moreover, the increased TT over the CC region (Fig. 3d) enhanced the saturated water vapor pressure, which could have also increased the moisture content.
Figure4. (a) JJA-mean vertical integrated water vapor flux (WVF) (vectors, units: kg m?1 s?1) and moisture content (that is, specific humidity) (shaded contours, units: kg m?2) anomalies in 2020 and climatological JJA-mean summer moisture content (blue contours, units: kg m?2) during 1979–2020; (b) JJA-mean divergence anomalies of integrated WVF (shaded contours, units: 10?5 kg m?2 s?1) in 2020. The meaning of the black and gray vectors and hatched areas are the same as in Fig. 3. The green boxes indicate the CC region. The wind and specific humidity data are from ERA5.


The TIO experienced basinwide warming in summer 2020 (Fig. 3c), which generated positive TT anomalies over the TIO and excited the eastward Kelvin wave response over the MC region (Fig. 3d). Combined with the significant NWPAC (Fig. 3a), the oceanic and atmospheric responses in 2020 are consistent with the typical effect path of the IPOC following El Ni?o (Xie et al., 2009, 2016).

2
3.3. Moisture budget
--> We calculate the area-averaged values of each term in the moisture budget equation, Eq. (1), within the CC region during JJA for each year from 1979 to 2020. Considering that the 2019/20 event is an FD CP El Ni?o, we mainly analyze the relationships between the FD EMI and the moisture budget values. We use scatterplots (Fig. 5) to represent these values so that we can determine the main terms that contribute to the precipitation anomalies (P') and whether ENSO significantly affects these terms for the years of interest (1980, 1998, 2016, and 2020) in our study.
Figure5. Scatterplots between the FD EMI and the JJA-mean values of each term in the moisture equation, Eq. (1), for each year during 1979–2020, where (a–g) correspond to each term from left to right in Eq. (1) in sequence. All the values are averaged within the CC region. The thick gray lines are linear fittings of each scatter; the correlation coefficients (r) and corresponding significance levels (p) are marked at the top-left corner of each panel. The vertical and horizontal dashed lines indicate the critical values of FD CP El Ni?o/La Ni?a definitions and ±1 standard deviation values of each term, respectively. The scatters of 1979–99 (2000–19) are marked in blue (pink); the years 1980, 1998, 2016, and 2020 are marked with squares, triangles, diamonds, and pentagrams, respectively. The data to calculate the terms in Eq. (1) are from ERA5 except for the precipitation data, which is obtained from station observation.


The evaporation term (E') and advection and convection transport of anomalous water vapor by climatological airflow terms $\Big ( -\left\langle \bar{\boldsymbol{u}}\cdot {\nabla }_{h}{q}' \right\rangle $ and $ -\left\langle \bar{\omega }{\partial }_{p}{q}' \right\rangle \Big) $ (Figs. 5b, c, e) scarcely contribute to P' for all of these years. The transport of climatological water vapor by anomalous horizontal wind $\left( -\left\langle {\boldsymbol{u}}'\cdot {\nabla }_{h}\bar{q} \right\rangle \right )$ and the transport of climatological water vapor stratification by anomalous vertical motion $ \left( -\left\langle \omega '{\partial }_{p}\bar{q} \right\rangle \right) $ were the main contributors to P' in summer 2020 (Figs. 5d, f). The former is due to the southwesterly anomalies generated by the NWPAC, which transports air masses with high mean moisture to the low mean moisture area (Fig. 4a), while the occurrence of anomalous vertical motion will be further explained by the MSE budget equation. The situation in 1998 was similar to that in 2020, but for 2020 the contribution of the $ -\left\langle \omega '{\partial }_{p}\bar{q} \right\rangle $ term is greater (Fig. 5f), and the dissipation effect of the nonlinear term is smaller (Fig. 5g). However, the contributions of these terms in 2016 were negative, and the possible reasons will be discussed in subsection 3.5.
Among these terms, only P' and $ -\left\langle {\boldsymbol{u}}'\cdot {\nabla }_{h}\bar{q} \right\rangle $ are significantly (significance level p < 0.05) correlated with the FD EMI (Figs. 5a, d). We also replace the FD EMI with the D(0)JF(1) Ni?o-3 index and D(0)JF(1) EMI to make similar comparisons (figures not shown). The correlations for these two terms with the D(0)JF(1) Ni?o-3 index become more significant (p < 0.01), but the correlations for these two terms with the D(0)JF(1) EMI are weak (p > 0.1). These results confirm that in the El-Ni?o-decaying summers, EP El Ni?o exerts a more significant impact on East Asian circulations than CP El Ni?o (Feng et al., 2011; Yuan and Yang, 2012), while in the summer of an FD CP El Ni?o, a developing La Ni?a can also complement the NWPAC and thus enhance precipitation in East Asia (Feng et al., 2011; Xiang et al., 2013; Chen et al., 2016; Jiang et al., 2019). However, we observe a large departure from the fitting line between the $ -\left\langle {\boldsymbol{u}}'\cdot {\nabla }_{h}\bar{q} \right\rangle $ term and the FD EMI for the point of 2020 (Fig. 5d), which is different from the point of 1998 that is distributed near the fitting line between this term and the Ni?o-3 index (figure not shown). This situation means that the FD CP El Ni?o associated circulation anomalies are still insufficient to explain the anomalies in summer 2020.

2
3.4. MSE budget
--> The climatological JJA-mean MSE profile in the CC region is shown in Fig. 6, where the minimum value is observed at approximately 600 hPa. For summer 2020, there were ascending anomalies (ω' < 0) throughout the troposphere, with the maximum ascending anomaly observed at 500 hPa (Fig. 6). In this regime, $ \left\langle \omega '{\partial }_{p}\bar{{\phi }_{m}} \right\rangle >0 $ (Fig. 7a). Under the constraint of MSE conservation (Neelin and Held, 1987), ascending anomalies in a deep convection environment export MSE from the atmospheric column, resulting in moist convective instability (Back and Bretherton, 2009). Here, we budget each term on the right-hand side of the MSE equation, Eq. (2), to determine the critical factors for generating the anomalous vertical motions.
Figure6. Vertical profiles of vertical velocity anomalies (ω', blue line, units: 10?2 Pa s?1) in summer 2020 and climatological JJA-mean MSE ($ \overline{{\phi }_{m}} $, pink line, units: J kg?1) during 1979–2020 averaged within the CC region.


Figure7. Similar to Fig. 5 but for the FD EMI with each term in the MSE equation, Eq. (2).


For summer 2020, the effects of radiation and heat flux ($ {F}_{\mathrm{n}\mathrm{e}\mathrm{t}}' $), advection transport of anomalous moist enthalpy by climatological horizontal winds ($ -\left\langle \bar{\boldsymbol{u}}\cdot {\nabla }_{h}{h}_{m}' \right\rangle $), and convection transport of anomalous MSE by climatological vertical motions $ \left(-\left\langle \bar{\omega }{\partial }_{p}{\phi }_{m}' \right\rangle \right) $ are negligible (Figs. 7b, c, e); the nonlinear term has a certain negative effect (Fig. 7f); the main contribution term is the transport of climatological moist enthalpy by anomalous horizontal wind ($ -\left\langle {\boldsymbol{u}}'\cdot {\nabla }_{h}\overline{{h}_{m}} \right\rangle $, Fig. 7d). Combined with the results in subsection 3.3, we can indicate that the anomalous southwesterlies on the northwest side of the NWPAC not only provided excess moisture but also reduced the convective stability in the CC region by transporting moist enthalpy, and thus, excited anomalous ascent. The horizontal distribution of climatologic moist enthalpy is not shown but is very similar to that of moisture content (Fig. 4a). Similar results can be obtained for 1998 and 1980.
The correlation characteristics for these terms and the Ni?o indices are similar to those presented in Fig. 5. For the right-hand side of the MSE equation, the unique term $ \Big( -\left\langle {\boldsymbol{u}}'\cdot {\nabla }_{h}\overline{{h}_{m}} \right\rangle \Big) $ that is significantly (p < 0.05) correlated with the FD EMI is also related to the NWPAC, but the value of this term in 2020 is also far from its fitting line with the FD EMI (Fig. 7d).

2
3.5. Attributions
--> According to the above analyses, the NWPAC is crucial not only to extreme precipitation in the CC region in summer 2020 but also in associating precipitation of this region with ENSO.
The IPOC effect path is demonstrated in Eq. (3) and Figs. 8cf. NWPACI denotes the NWPAC index, which is defined as the area-averaged rotation of summertime wind field at 850 hPa within the NWP region (black box in Fig. 3a) multiplied by –1. This NWPACI is highly correlated with that defined by Xie et al. (2009) but has a better reflection on CC precipitation (figure not shown). The numbers in Eq. (3) represent the correlation coefficients (r) between each pair of these variables during 1979–2020; these correlations are all significant (p < 0.05). The ranges of the TIO region and MC region are shown in Figs. 3c and 3d, respectively.
Figure8. Scatterplots for the (a) D(0)JF(1) Ni?o-3 index, (b) D(0)JF(1) EMI, and (c) FD EMI with JJA-mean TIO SST anomalies, respectively. Scatterplots between JJA-mean (d) TIO SST and MC TT, (e) MC TT and NWPACI, (f) NWPACI and CC precipitation anomalies, respectively. The dashed lines indicate the critical values defining El Ni?o/La Ni?a for the Ni?o indices and ±1 standard deviation for other factors, respectively.


Scatterplots in Figs. 8ac compare the effects of different types of El Ni?os on TIO basinwide warming. The correlation coefficient for the JJA TIO SST with the FD EMI (Fig. 8c) is significantly higher than that with the D(0)JF(1) EMI (Fig. 8b) but is lower than that with the Ni?o-3 index (Fig. 8a). When the FD Ni?o-3 index is controlled, the partial correlation between the JJA TIO SST and the FD EMI is still significant (r = 0.31, p < 0.05). These results indicate that TIO basinwide warming in response to FD CP El Ni?o is stronger than that to general CP El Ni?o, which is also demonstrated in other studies based on different classifications (Chowdary et al., 2017; Jiang et al., 2019). The causes of the stronger TIO basinwide warming involve air–sea coupling processes (Chowdary et al., 2017; Jiang et al., 2017); we will not go into detail here. It is also found that the correlation between the FD EMI and the NWPACI (r = 0.55, p < 0.001) enhances significantly compared with that between the D(0)JF(1) EMI and the NWPACI (r = 0.18, p > 0.1; figures not shown). Several processes may be responsible for this enhancement in addition to the contribution of the stronger TIO basinwide warming. During FD El Ni?o summers, the ascending branch of the Walker circulation returns to the MC region, which increases the Kelvin wave response over this region; the establishment of the negative TCEP SST anomalies stimulate the atmospheric Rossby wave response over the NWP; these processes also supplement the NWPAC (Jiang et al., 2019). Therefore, distinguishing FD CP El Ni?os from general CP El Ni?os can better explain the circulation and precipitation anomalies in summer 2020.
The point of 2020 is still an outlier far above the fitting line with respect to the FD EMI (Fig. 8c), which is unlike the points of 1998 and 2016 that are distributed near the fitting line relative to the Ni?o-3 index (Fig. 8a). Note that in Figs. 8ac, most of the points during 1979–99 (2000–20) are distributed below (above) the fitting line. This is because the TIO SST presents a significant (p < 0.01 for a Mann-Kendall test) increasing trend during these decades (Fig. 9a), which is independent of the decadal ENSO variations (Fig. 1c). A similar trend is observed for the MC TT (Fig. 9a). Although the NWPACI does not have an increasing trend as do the TIO SST and MC TT, most of the high NWPACI cases match the high values of TIO SST or MC TT, such as for the years 1983, 1986, 1998, 2010, and 2020 (green dots in Fig. 9a). Therefore, we infer that the TIO warming trend in recent decades may provide a favorable background to generate an extremely strong NWPAC during El-Ni?o-decaying summers; the extreme precipitation in summer 2020 was a manifestation under suitable conditions. Nevertheless, some cases are exceptions. For example, in summer 2015/16, both the positive TIO SST and MC TT anomalies were very strong, but the NWPAC was very weak (Figs. 8ce). The weak NWPAC hindered moisture and moist enthalpy transport (Figs. 5d and 7d); thus, the positive precipitation anomaly in summer 2016 was not so pronounced (Fig. 1c). The negative rainfall anomalies in the CC region in August 2016 (Fig. 2i) imply that the circulation conditions were not able to sustain the NWPAC until late summer. Some studies suggested the intra-seasonal evolution of the TIO SST (Wang et al., 2017) and the effect of southeast TIO warming (Chen et al., 2018) to explain this exception. Moreover, the factors unrelated to the IPOC, such as the PDO and ENSO variance, also modulate the NWPAC variations on the decadal timescale (Chowdary et al., 2012; Feng et al., 2014), which may explain the absent decadal trend of the NWPACI. However, it is controversial whether the TIO decadal warming trend is generated by natural variability or anthropogenic forcing (Alory et al., 2007; Du and Xie, 2008; Zheng et al., 2011; Tao et al., 2015).
Figure9. (a) Time series of the JJA-mean TIO SST anomalies (blue line, units: °C), MC TT anomalies (pink line, units: gpm), and NWPACI (yellow line, units: 10?6 s?1) during 1979–2020. The thick lines are linear fittings, respectively. The green points and red crosses indicate the years that positive NWPACI matches (1983, 1987, 1988, 1991, 1998, 2003, 2007, 2010, 2020) and mismatches (1980, 1993, 1995, 1996, 2013, 2015, 2016) positive TIO SST and MC TT anomalies, respectively. (b) Time series of JJA-mean vertically-integrated moisture content (blue line, units: kg m?2) and TT (pink line, units: gpm) anomalies in the CC region; the thick lines are quadratic fittings.


The point of 2020 is still much higher than the regression line between CC precipitation and the NWPACI (Fig. 8f); some factors in addition to the NWPAC are involved. Here, we propose a possible cause. Compared with 1998, there is higher TT and moisture content over the CC region in summer 2020 (Fig. 9b). The promoted thermodynamic and moisture conditions may explain why more precipitation can be produced in 2020 (Fig. 8f). Note the increasing trends of TT and moisture content in the CC region after 2000 (Fig. 9b). However, the reason for these trends is still unknown but may be due to atmospheric responses under climate warming or due to the SAH interdecadal changes (Zhang et al., 2000).

2
3.6. Verification by numerical experiments
--> The results of 20_ALL minus CLIM reproduce the M–G pattern over the TIO (Fig. 10c), the NWPAC (albeit a more northern location compared with the actuality, Figs. 10b and 3a), and the positive precipitation anomalies (Fig. 10b) at the northwest flank of the NWPAC, which confirms that the extreme rainfall is due to the tropical SST anomalies.
Figure10. (a) Bars of the boundary condition JJA-mean TIO SST (blue bars, units: °C) and simulated JJA-mean MC TT (pink bars, units: gpm) and NWPACI (yellow bars, units: 10?6 s?1) for each sensitivity experiment minus CLIM; one special case is for ELCP_FD_ALL_TIOW minus CLIM_TIOW (the last group of bars). (b) JJA-mean wind (vectors, units: m s?1) and precipitation (shaded contours, units: mm d?1) at 850 hPa, (c) wind (vectors, units: m s?1) at 200 hPa and TT (shaded contours, units: gpm) for the results of 20_ALL minus CLIM. (d, e) and (f, g) are similar to (b, c) but for ELCP_FD_ALL minus ELCP_ALL and ELCP_FD_ALL_TIOW minus CLIM_TIOW, respectively. The vectors in black (gray) denote wind differences above (below) the 95% confidence level based on Student’s t-test; the hatched areas indicate the differences above the 95% confidence level based on Student’s t-test for the shaded contours. The black boxes in (b, d, f) and (c, e, g) indicate the NWP and MC regions, respectively. The green boxes indicate the CC region.


The first set of experiments demonstrates that the summertime NWPAC after an FD CP El Ni?o is stronger than that after a general CP El Ni?o, and the difference is greater than those between FD and general EP El Ni?os. According to our simulation, compared with the general CP El Ni?o, the tropospheric Kelvin wave response excited by TIO warming after the FD CP El Ni?o extends farther east, and the NWPAC is prone to have a northeast position (Figs. 10d, e), which is consistent with a previous study (Jiang et al., 2019).
The results of experiment ELCP_FD_TIO indicate that the FD CP El Ni?o associated TIO SST anomalies can individually force a significant NWPAC. However, when only the TCEP SST anomalies are considered, the simulated NWPACI is slightly negative according to our results from ELCP_FD_TCEP (Fig. 10a), which is somewhat different from previous research (Chen et al., 2016; Jiang et al., 2019). It can be inferred that the rapid cooling of the TCEP during the FD CP El Ni?o may not contribute to the summertime NWPAC, and the local air–sea interaction needs to be considered (Wu et al., 2010).
Comparing the NWPACI derived from ELCP_FD_ALL_TIOW minus CLIM with ELCP_FD_ALL minus CLIM (Fig. 10a), model results verify that a stronger summertime NWPAC can be excited after an FD CP El Ni?o under the background of the decadal TIO warming. However, according to our simulation, the intensified NWPAC is due to the NWPAC being produced by decadal TIO warming unrelated to ENSO (CLIM_TIOW minus CLIM in Fig. 10a) rather than the intensified IPOC effect when the TIO is in a warmer state (ELCP_FD_ALL_TIOW minus CLIM_TIOW in Fig. 10a), which is different from the observation that the NWPAC has no decadal strengthening trend (Fig. 9a). We performed a supplemental experiment similar to CLIM_TIOW, but the TIO decadal SST differences were replaced by those of the tropical Pacific. The results manifest a negative effect of the tropical Pacific SSTs on the decadal NWPAC variation (figure not shown), so the positive effect from the TIO could be offset. The summertime circulation anomaly patterns for ELCP_FD_ALL_TIOW minus CLIM_TIOW (Figs. 10f, g) are similar to those in 2020 (Figs. 3a, d). Compared with the patterns illustrated in Figs. 10cd, the tropospheric M–G pattern is mainly limited to the TIO and MC regions (Fig. 10g), and the NWPAC is located relatively southwest, which is more conducive to moisture convergence in the CC region (Fig. 10f).

4. Conclusions and discussion
This study investigates the causes of the record-breaking precipitation that happened in the CC region during summer 2020 from the perspective of ENSO-induced oceanic and atmospheric responses. In summer 2020, the weak CP El Ni?o event of 2019/20 rapidly decayed as a La Ni?a developed. Via the IPOC effect path, an extremely strong anomalous anticyclone appeared over the NWP. The anomalous southwesterlies on the northwest side of the NWPAC contributed excess water vapor required for precipitation and transported moist enthalpy to reduce the convective stability in the CC region, triggering ascending anomalies and thus producing extreme precipitation. However, the weak CP ENSO activity was not sufficient enough on its own to explain such extremely strong NWPAC and precipitation. We inferred three possible mechanisms to resolve this dilemma, and the first two mechanisms were verified using the numerical model. (i) Most importantly, the TIO warming trend in recent decades may cause an extremely strong NWPAC to be generated in the summer after an El Ni?o, even if it is a weak El Ni?o. (ii) The FD CP El Ni?o is distinct from the general CP El Ni?o in affecting the Asia-Pacific region climate and circulations; the former can produce a stronger TIO warming, M–G pattern response over the TIO, and NWPAC. (iii) The increasing trend of TT and atmospheric moisture content in the CC region after 2000 may produce more precipitation even if the NWPAC intensity does not change.
Some evidence from previous studies also supports our first inference. The warmer TIO in recent decades increases the correlation between ENSO and the EASM by enhancing the impact of ENSO on the NWPAC (Huang et al., 2010; Xie et al., 2010). As the global climate warms, the TIO warming trend will persist, and the IPOC effect will be strengthened (Zheng et al., 2011; Chu et al., 2014). However, these studies did not involve the problem of the extreme NWPAC occurrences. Coupled Model Intercomparison Project Phase 5 or Phase 6 (CMIP5/6) data will be analyzed to verify our inference further.
Although we have discussed the possible reasons for the exceptions of the mismatched NWPAC in subsection 3.5, some cases are still elusive. It is interesting that in the summers of 1980, 1993, 1995, and 1996, a relatively strong NWPAC appeared without corresponding strong TIO basinwide warming and increase in MC TT (Fig. 9a). The summer precipitation anomalies in the CC region in these years are also positive (Fig. 1c). We generally consider the increased EASM precipitation to be a result of the NWPAC (Zhang et al., 2017), and the NWPAC maintenance is attributed to the forces from the tropical ocean and atmosphere (Wang et al., 2000; Xie et al., 2009; Wu et al., 2010, 2017; Xiang et al., 2013; Chen et al., 2016; Jiang et al., 2019). However, whether the extratropical convective activity anomalies can, in turn, drive the NWPAC is an issue worth investigating.
We define the FD Ni?o indices and screen FD ENSO events with only simple criteria in this study. With our definition, some strong EP El Ni?o cases, such as 1998 and 2016, are also observed as high values of the FD EMI (Figs. 1c and 8c); this is because CP La Ni?a events developed in these years. Nevertheless, our outcomes agree with previous studies regarding the decay pace of El Ni?o (Chen et al., 2016; Chowdary et al., 2017; Jiang et al., 2019). In future investigations, it will be necessary to construct an optimal FD ENSO definition that satisfies the self-explanation of mechanisms and meets the requirement of improving prediction. Of course, it is difficult to derive relatively universal laws from short-duration observation data, which greatly limits our understanding of record-breaking events; accurate paleoclimate data can be an outlet to break these limitations.
Acknowledgements. This study was jointly supported by grants from the Strategic Priority Research Program of the Chinese Academy of Sciences (CAS) (Grant No. XDB40000000), the CAS (Grant No. QYZDJ–SSW–DQC021), the National Natural Science Foundation of China (Grant No. 41630531), and the State Key Laboratory of Loess and Quaternary Geology. We thank the supercomputer center of the Pilot Qingdao National Laboratory for Marine Science and Technology and Beijing Super Cloud Computing Center, who offered computing services. We also thank Dr. X. Z. LI, H. LIU, and L. LIU from the Institute of Earth Environment, CAS, who offered suggestions for our numerical experiments.

相关话题/Extreme Rainfall Occur