HTML
--> --> -->There have been many studies in China that have concentrated on the country’s industrially developed and heavily polluted areas, such as the Beijing–Tianjin–Hebei region, the Yangtze River Delta region, and the Pearl River Delta region (Zheng et al., 2005; Zhao et al., 2013a, b, 2015, 2018; Gong et al., 2014; Kong et al., 2014, 2017; Shao et al., 2017; Tang et al., 2018; Zhang et al., 2018). Currently, we know that the aerosol optical depth (AOD) is relatively large in central and southeastern China. Furthermore, there are large quantities of anthropogenic aerosol emissions in the southeast, so many areas in eastern China have shown the presence of contaminants and mixed mineral and smoke aerosols (Xin et al., 2007, 2015, 2016a; Che et al., 2009, 2015). However, few researchers have focused on central China, despite the extinction effect of aerosol being strong there. Central China (including Henan, Hubei and Hunan provinces) includes the middle reaches of the Yellow River and Yangtze River. It is surrounded by the Beijing–Tianjin–Hebei region, the Yangtze River Delta, the Pearl River Delta, the Sichuan Basin, and the Guanzhong Plain, and connects the entire country. Previous research showed that the average AOD in central China was 0.61 between 2003 and 2012, which was higher than that in North China (0.57) and the Pearl River Delta (0.41) (Chen, 2014). Furthermore, the AOD at 500 nm in Wuhan was approximately 0.88, 1.07, 1.11, 1.38, 1.02, 0.92 and 1.07 for the years 2007, 2008, 2009, 2010, 2011, 2012 and 2013, respectively, which were slightly higher than the values in Beijing during 2002–07 (0.79, 0.75, 0.85, 0.74, 0.86 and 1.06, respectively). The annual mean ?ngstr?m exponent (AE) was approximately 1.22, which showed the dominance of fine particle pollution. The monthly variation of single scattering albedo (SSA) was closely related to the hygroscopic growth of aerosols, fossil fuels and biomass burning (Wang et al., 2015; Zhang et al., 2015). The annual average AOD at 440 nm in Zhengzhou was 0.89 ± 0.57 in 2008, and the AE was 1.47, which showed urban industrial aerosol particles were still the main controlling particles in Zhengzhou (Tian et al., 2010). The annual mean PM2.5 in Zhengzhou was 191, 185 and 150 μg m?3 in 2013, 2014 and 2015, which were higher than the average in the Yangtze River Delta (59.7 μg m?3) (Jiang et al., 2018). The annual average concentration of PM2.5 was 82.81 μg m?3 in 2013 and 76.38 μg m?3 in 2014 in Changsha; the corresponding pollution day ratios (PM2.5 > 75 μg m?3) were 44.11% and 39.45% (Wang, 2016). The annual mean AOD and AE were 0.95 ± 0.52 and 1.06 ± 0.31 from 2012 to 2013 (Xin et al., 2015). The annual average concentration of PM10 had been in steady decline in China during 2004–12. However, PM10 showed a large increase in almost all regions in 2013. Overall, we can see that central China is a highly polluted area, and there have not been many studies that have analyzed in depth the properties of aerosols in central China. Therefore, studying the properties of aerosols in central China has significance.
Changsha is an important central city in the middle reaches of the Yangtze River. Its location is (27.81°–28.68°N, 111.88°–114.25°E) in the north of Hunan Province and the middle of Xiangjiang Valley. Its unique geography and topography make it difficult for air pollutants to spread, thus affecting the environmental quality in Changsha. In addition, Changsha–Zhuzhou–Xiangtan forms a triangular industrial zone, so the atmosphere may also be affected by atmospheric pollutants emitted by other cities in this zone. The long-term coal-based energy structure causes soot-type pollution, with SO2 and NO2 as the main pollutants. At the same time, dust is also a major pollutant (Changsha Municipal Bureau of Statistics, and Changsha investigation team of National Bureau of Statistics, 2018). Furthermore, Changsha was in the process of an energy structure adjustment during 2012–14. Therefore, we studied the optical, radiative and chemical properties of aerosol in Changsha during 2012–14 and report the results in this paper. In our research, we analyzed the seasonal variations of optical properties (AOD, AE), radiative properties (SSA, radiative forcing) and chemical properties [organic carbon (OC), elemental carbon (EC), water-soluble ions] in Changsha during 2012–14. Meanwhile, we compared the changes during the three years. Then, we performed a backward trajectory analysis and potential source area analysis to understand the impacts of airmass transmission. Lastly, we studied the relationships among the optical, radiative and chemical properties.

In this study, the basic optical parameter, AOD, was observed by a Microtops II solar photometer, manufactured by Solar Light, USA. The photometer has five spectral channels: 440 nm, 500 nm, 675 nm, 870 nm and 936 nm. All the channels can be used to determine AOD according to the Lambert–Beer law. AE, representing the size of aerosol particles, was calculated along with the AOD in three channels: 440 nm, 500 nm and 675 nm. SSA and values of radiative forcing at the top of the atmosphere (TOA), in the atmosphere (ATM), and at the bottom of the atmosphere (SFC), were calculated by the Santa Barbara DISORT Atmospheric Radiative Transfer (SBDART) software. We chose the midlatitude atmospheric profile in SBDART. The input consisted of the aerosol parameters, including AOD, SSA, asymmetric parameters and AE, and surface albedo of MODIS. The results were combined with MODIS observations. More detailed descriptions can be found in our previous papers (Gong, 2014; Xin et al., 2016b; Gong et al., 2017). SSA represents the ratio of aerosol scattering to its total extinction (scattering plus absorption) (Xia et al., 2013; Gong, 2014; Koo et al., 2016; Ram et al., 2016; Gong et al., 2017; Palancar et al., 2017). The AOD and SSA data mentioned in this paper are all 500 nm results. The calculated results were under clear-sky conditions, and the relevant effects of the cloud layer on the results were not considered in this study. The absorption aerosol optical depth (AAOD) and scattering aerosol optical depth (SAOD), respectively indicating the degree of aerosol absorption and scattering, were calculated with the AOD and SSA [AAOD = (1 ? SSA) × AOD; SAOD = SSA × AOD)] (Zhao et al., 2018). Additionally, meteorological data were provided by the China Meteorological Data Network (
The mass concentration of PM2.5 was obtained with an online atmospheric particulate matter monitoring system (TEOM 1400a) based on a tapered element oscillating microbalance. The PM2.5 data were output every minute. The atmospheric particulate matter was collected using an Anderson impact grading sampler (Series 20-800 Mark II), manufactured by American Thermoelectric Corporation, to study the concentration and spectral distribution of chemical compositions. PM2.1, obtained by Anderson sampling, is significantly linearly correlated (R2 = 0.89, p < 0.05) with online PM2.5 (Tian et al., 2016). The atmospheric particulate matter was divided into nine particle size segments: < 0.43 μm, 0.43–0.65 μm, 0.65–1.1 μm, 1.1–2.1 μm, 2.1–3.3 μm, 3.3–4.7 μm, 4.7–5.8 μm, 5.8–9.0 μm, and > 9.0 μm. The sampling frequency was one sampling per week and collected continuously for 48 h each time. The water-soluble ions were analyzed by ion chromatography (Dionex ICS-90, United States) and a thermal/optical carbon analyzer (DRI Model 2001A, Desert Research Institute, United States) was used to determine EC and OC (Tian et al., 2016; Su, 2018). The analysis method of the thermal/optical carbon analyzer adopts IMPROVE_A. Furthermore, we used the EC tracer method to estimate the mass concentration of secondary organic carbon (SOC) and primary organic carbon (POC) [SOC = OCtot ? (OC / EC)pri × EC; POC = (OC / EC)pri × EC] (Hu et al., 2016). We also estimated the organic matter (OM) through the equation OM = 1.4 × OC (Srinivas and Sarin, 2014).
We employed the TrajStat (Trajectory Statistics) model for seasonal backward trajectory clustering. The TrajStat model is software developed by NOAA HYSPLIT users, using the same trajectory calculation module as HYSPLIT (Wang et al., 2009). The endpoint of the trajectory was Changsha station, and the backward time was 72 h. Meanwhile, we computed the potential source contribution function and concentration weighted trajectory analyses according to the PM2.5 data. The meteorological data input was from the NCEP reanalysis dataset from NOAA.
3.1. Basic properties of aerosol
Figure 2 presents the seasonal mean changes of wind speed, RH, PM2.5, AE and AOD between 2012 and 2014. Wind speed varied from 1.6 m s?1 to 2.3 m s?1 in Changsha. It was large in summer 2013, corresponding to a low PM2.5 and AOD. More details are given in Fig. S1 (in the Electronic Supplementary Material, ESM). The seasonal RH varied from 58% to 81% in Changsha, providing enough water vapor for atmospheric reactions. The annual PM2.5 was 77.8 ± 27.4 μg m?3 (shown in Table S1 in the ESM), which was more than in Beijing (66 ± 54 μg m?3), Shenyang (71 ± 55 μg m?3) from 2012 to 2013 (Xin et al., 2016a). PM2.5 was obviously higher in winter and lower in summer, ranging from 41.4 μg m?3 to 108.9 μg m?3 in its seasonal means. Besides, the mass concentration of PM2.5 in winter 2014 decreased by 19.4 μg m?3 (19.0%) compared with winter 2012. The annual average AOD and AE were 0.81 ± 0.19 and 1.00 ± 0.11, respectively (Table S1). The annual AOD value was almost the same as those of other industrial cities, such as Shenyang (0.61 ± 0.13), Tangshan (0.80 ± 0.26) and Lanzhou (0.74) (Gong et al., 2017; Zhang et al., 2018; Zhao et al., 2018). We therefore know that it had similar aerosol properties as these industrial cities. In terms of the three-year average, AOD had larger values in spring and winter (~0.90), while AE showed smaller values (0.93) in spring, which was identical to the results in Zhengzhou (Tian et al., 2010). However, this seasonal change was different to observation around the Bohai Rim, such as in Beijing and Tangshan, which followed the order summer > spring > autumn > winter (Zhang et al., 2018). In 2012–14, AOD had a similar seasonal difference. AOD was larger in winter and spring. Compared to winter 2012, AOD decreased by 0.14 in winter 2014. AE showed smaller values in spring because of dust aerosol. Also, it showed a growth trend during 2012–14. It should be noted that all the seasonal means were more than 0.75, indicating that aerosol particles in Changsha were dominated by the fine particle mode. To sum up, we have found that AOD and PM2.5 decreased and AE overall increased during the period of energy structure optimization in Changsha.
Figure 3 shows the seasonal average changes of SSA, AAOD, SAOD and radiative forcing (TOA, ATM and SFC) from 2012 to 2014. For the three-year average, SSA values were all larger than 0.94, which showed obvious urban characteristics (Gong et al., 2017). Seasonal mean values of SSA were all greater than 0.93, which showed the scattering effect of aerosol was very strong, and manmade scattering aerosol such as sulfate and nitrate was dominant in Changsha. SAOD and AAOD showed their highest values in winter due to the emissions. The overall trend of SAOD was similar to AOD. It can be seen that TOA in Changsha was basically negative, apart from in summer 2013 (3.8 W m?2), ranging from ?24.0 W m?2 to ?1.1 W m?2. ATM and SFC changed from 37.9 W m?2 to 59.8 W m?2 and ?79.1 W m?2 to ?34.1 W m?2. All radiative forcings had their largest values in winter, and small values in summer. Furthermore, the variation of TOA was different from that in Beijing, showing the cooling effect was weaker in winter and spring and relatively stronger in summer and autumn (Gong, 2014). In summer, the scattering effect weakened because of rainfall and reduced anthropogenic aerosol emissions. Therefore, the cooling effect of aerosol was weak in summer. Correspondingly, the cooling effect was strong in winter due to more anthropogenic aerosol emissions. In the three-year trend, the cooling effect of aerosol showed a small decrease. It was related to the decrease in scattering aerosol emissions during the energy structure optimization process. This trend is expected to reduce the atmospheric stability and promote pollutant diffusion. From the results, we can see anthropogenic aerosol had a strong scattering effect in Changsha, and there might be differences in aerosol types with northern regions. The energy structure optimization measures improved diffusion conditions.

Figure 4 shows the seasonal average mass concentrations of OC, EC and water-soluble inorganic ions (SO42?, NO3?, NH4+, Na+, Cl?, K+, NO2?, Mg2+ and F?) in nine particle size segments from 2012 to 2014 in Changsha. From the three-year average, the average of the total chemical components (including OC, EC and water-soluble inorganic ions) was higher in winter (89.3 μg m?3) than in other seasons (spring: 58.5 μg m?3; summer: 44.4 μg m?3; autumn: 58.9 μg m?3) in PM2.1, due to the intensity of the emissions and weather conditions. The concentrations of PM2.5 and EC, OC, SO42?, NO3?, and NH4+ in PM2.1 in winter were 1.8, 2.0, 1.6, 1.4, 5.9, and 2.6 times higher than those in summer (Table S1). From Fig. 4, we can see that OC was greater than EC in almost the nine particle size segments. Furthermore, OC and EC presented a bimodal distribution in 0.43–0.65 μm and 4.7–5.8 μm. EC was concentrated in PM0.43, contributing approximately 20%–59%. The seasonal averages of OC ranged from 9.5 μg m?3 to 25.8 μg m?3 in PM2.1, and from 5.1 μg m?3 to 18.9 μg m?3 in PM2.1-100. Meanwhile, EC ranged from 2.0 μg m?3 to 7.4 μg m?3, and from 0.9 μg m?3 to 4.1 μg m?3, correspondingly (Figs. S2 and S3). Both were higher than those in Tangshan and Beijing (Zhang et al., 2018). All of the above results indicate that carbonaceous aerosol pollution was heavy. Human emissions such as coal combustion, motor vehicle exhaust and biomass combustion were significant (Seinfeld and Pandis, 1998; Kirkev?g et al., 1999; Jacobson, 2001; Cao et al., 2005; Huan et al., 2005). Furthermore, OC showed a decrease from 2012 to 2014 because of more biomass burning and less fossil fuel burning (Figs. S5 and S6). The total water-soluble ions ranged from 20.4 μg m?3 to 66.5 μg m?3 in PM2.1. The water-soluble ions were centrally distributed in PM0.43-2.1, contributing from 53% to 70%. Secondary inorganic ions (SIA, including SO42?, NO3?, and NH4+), the most important water-soluble inorganic ions in atmospheric particles, accounted for 77%–92% in seasonal averages, indicating that secondary aerosol pollution played an important role in Changsha. The high SO42? indicated that atmospheric particulate matter was affected by coal combustion in Changsha. Apart from differences in seasonal emissions, the concentrations of NO3? and NH4+ in winter were greater than those in summer, possibly because of the less extensive influence of temperature on the state of particulate matter (Russell et al., 1983; Guo et al., 2010; Cao et al., 2016). The concentration of SO42? and NH4+ decreased from spring to winter in 2014. Besides, we found that OC and SO42? had a downward trend overall. Comparing the values in winter, SIA, SO42?, NO3? and NH4+ decreased by 28.4 μg m?3 (51.1%), 12.8 μg m?3 (56.8%), 9.2 μg m?3 (48.8%) and 6.4 μg m?3 (45.2%), respectively, from 2012 to 2014. Human emissions such as fuel combustion had been reduced year by year. The energy structure was gradually optimized and the secondary pollution reduced, which is verified by Figs. S6 and S7. In Fig. S7, we can see that OM and SOM (secondary organic matter) showed a downward trend, while POM (primary organic matter) increased during 2012–14. Therefore, the mass concentrations of chemical components were high and the results showed there was serious secondary pollution in Changsha. Energy structure optimization changed the proportions of chemical components. Secondary aerosols decreased and pollution was controlled to a certain extent.

Figure 5 shows seasonal mean variations of OC/EC and NO3?/SO42? in fine particle size segments (< 0.43 μm, 0.43–0.65 μm, 0.65–1.1 μm and 1.1–2.1 μm) from 2012 to 2014 in Changsha. In this paper, we use the ratio of OC/EC to initially determine the source of carbonaceous aerosols (Ram and Sarin, 2010) and the ratio of NO3?/SO42? to compare the contribution of fixed sources (such as coal) and mobile sources (such as motor vehicles) to particulate matter in the atmosphere (Watson et al., 1994; Huang et al., 2014; Su et al., 2018). It can be seen from Fig. 5 that the OC/EC values ?were generally greater than 2.0, apart from the < 0.43 particle size segment, which showed it was mainly based on SOC emissions in Changsha. In PM0.43, the percentage of OC/EC < 2 was 75%, showing that POC was dominant in this particle size segment. The OC/EC values ranged from 1.1 to 19.3 in fine modes, which indicated that coal-fire emissions and biomass-burning emissions existed (Jiang, 2017). The ratio of OC/EC had obvious seasonal changes, with a larger value in summer and a smaller value in winter. The low temperature in winter caused photochemical reactions to weaken, so OC/EC was generally lower in winter than in summer (Pio et al., 2011). Also, the type of pollutant and plant discharge contributed to this result. There were active plant emissions with more OC in summer and more coal combustion in winter. We guessed there was a lot of biomass burning so the values of OC/EC were high in 2012, as indicated by the fire point data in Fig. S5. From the three-year trend, it can be seen that OC had decreased, EC had increased, and the OC/EC values showed a decline. This phenomenon illustrated that secondary emissions had been controlled. The ratio of NO3?/SO42? had obvious seasonal changes, with the highest in winter and lowest in summer, followed by spring and autumn. The values of NO3?/SO42? were mostly lower than 1, which showed coal still played a leading role in the energy structure and fixed sources dominated over mobile sources. Meanwhile, the overall trend has risen because the energy structure was continuously optimized and fossil energy consumption continued to decrease (Fig. S6). The ratios in coarse modes had a contrasting trend (Fig. S3): high in summer and low in winter, and it was almost all greater than 1, showing that the contribution of the moving sources in the coarse mode was large. A possible reason is that nitric acid gas could be adsorbed by coarse particles to form NO3?, and SO42? reacted with cloud droplets or droplets when the RH was high (Huang et al., 2013; Cao et al., 2016).

To sum up, there were clear industrial aerosol characteristics with strong scattering effects in Changsha. Coal consumption reduced and natural gas consumption increased during the energy structure optimizing process from 2012 to 2014. Besides, AOD, particle matter and radiative forcing were decreased. The extinction of aerosol declined and the visibility improved. TOA expressed a weaker cooling effect and pollutant diffusion conditions improved. AE showed an increasing trend while coarse particles were firstly controlled during the pollution control process. The degree of change in each component was not consistent. The mass concentrations of SO42?, NO3?, NH4+ and OC decreased in autumn and winter, while EC increased. Comparing the results of optical, radiative and chemical properties of aerosol, we found that, with the energy structure optimization and the control measure from the government, chemical compositions changed, while the extinction and radiative forcing of aerosol decreased with it. Anthropogenic emissions, such as fossil fuels and secondary aerosol, reduced, and there was improvement in pollution control.
2
3.2. Backward trajectory and potential source area analysis
Figure 6 represents the backward trajectories of aerosol in the four seasons, as well as meteorological factors and optical, physical and chemical properties of aerosol corresponding to each trajectory. The route and direction of the trajectory indicates the area where the air mass passed before reaching the observation site. From Fig. 6a, the clustering results of the backward trajectories in spring consisted of four categories, three of which [Type-I (21%), Type-II (37%), Type III (29%)] moved slowly and polluted more seriously, for which PM2.5 was 77.96 μg m?3, 72.77 μg m?3 and 83.47 μg m?3. Type-IV (13%) originated from marine air masses. Correspondingly, the concentrations of all chemical compositions and PM2.5 (45.10 μg m?3) were lower and AOD was smaller than for the others. The clustering results were classified into six categories in summer (Fig. 6b), which could be divided into two categories, according to the direction: south (52%) and north (48%). It can be seen that the concentrations of chemical compositions and PM2.5 originating from the southern air mass (Type-II, Type-III and Type-V) were low, and AOD was also small. Furthermore, TOA and SFC exhibited weak cooling effects because of the wet and clean air mass from the south with less anthropogenic scattering aerosols. The clustering results in autumn shown in Fig. 6c consisted of five categories: Type-I, Type-II, Type-III and Type-IV, which were derived from the northeast, while Type-V (5%) was from the northwest. The RH of the Type-V air mass, the concentration of SIA and PM2.5 were lower than for others, as well as the AOD and AE, indicating that the northwest region transmitted dry, coarse-mode particles and less of an effect of anthropogenic aerosols. Other than this, the cooling effect of TOA was smaller because of natural aerosol such as dust. The clustering results in winter are shown in Fig. 6d, and are similar to the direction in autumn, from the northeast (90%) and northwest (10%). The properties of the air mass in winter originating from the northwest were similar to those in autumn, but its corresponding AE was greater than 1, indicating fine-mode particles were dominant in winter. From the results of the backward trajectory and the potential source area (Fig. S8), it is easy to see that the atmospheric pollution in Changsha was greatly affected by local pollution as well as airmass transportation in neighboring provinces and cities. These caused high concentrations of PM2.5 and high AOD in Changsha. Meanwhile, the air mass from the ocean or northwest would improve diffusion conditions and weaken air pollution. Therefore, governing local pollution in Changsha is an effective method. Collaboration across regions is also important.
2
3.3. Relationship between optical, radiative and chemical properties
Figure 7 shows the relationship between AOD, PM2.5, SSA, TOA and chemical components in terms of their seasonal means. Also, the colorbar presents the RH because of the hygroscopic growth of aerosols. As PM2.5 increased, AOD showed an increase and TOA a stronger cooling effect. Meanwhile, with the increase of OM and SIA, TOA showed a decrease. It is well known that when the mass concentrations of PM2.5 increase, the ratio of anthropogenic aerosol emissions will increase in urban cities and aerosol will display larger extinction, stronger scattering effects and cooling effects. All chemical compositions worked together on optical and radiative properties. The degree of optical and radiative changes caused by different compositions was different. In autumn and winter, chemical compositions had a more pronounced effect on AOD and TOA because of anthropogenic aerosol emissions and poor meteorological diffusion conditions. Besides, the hygroscopic growth of aerosols would affect aerosol properties. Thus, there are some discrete points in Fig. 7. Some of the time, although OM was not large, TOA exhibited a strong cooling effect with the large SIA. Therefore, the scattering aerosols played an important role in aerosol direct radiative forcing. Overall, PM2.5 made an important contribution to AOD and TOA. Meanwhile, SIA was the important component of PM2.5. Furthermore, controlling SIA components in PM2.5 remains an important step in controlling the atmospheric aerosol pollution.
In summary, Changsha was greatly affected by industrial aerosol with strong scattering effects. Atmospheric visibility improved and pollution was controlled to some extent during the energy structure optimization process from 2012–14. Further control of local anthropogenic pollution is still necessary.
Acknowledgements. This study was supported by the National Key Research and Development Program of China (Grant No. 2016YFC0202001), the Chinese Academy of Sciences Strategic Priority Research Program(Grant No. XDA23020301), and the National Natural Science Foundation of China (Grant Nos. 42061130215 and 41605119). The authors are grateful for the MODIS services provided by the NASA EOSDIS Land Processes Distributed Active Archive Center (LP DAAC). Researchers are welcome to email the Corresponding Author (Prof. Jinyuan XIN: xjy@mail.iap.ac.cn) and share the data in manuscript by a bilateral cooperation.
Electronic supplementary material: Supplementary material is available in the online version of this article at