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For the pre-storm RCE adjustment, we conduct a highly idealized simulation with a square domain of 200 km (50× 50 grid points), 41 vertical layers and grid spacing of 4 km. The RCE adjustment is conducted over a water-only domain on an f-plane (20°N, f≈ 5× 10-5 s-1). Jordan's (1958) sounding is used as the initial condition and a doubly periodic lateral boundary condition is also applied. Each RCE adjustment lasts for 60 days with a time step of 30 s. The domain setup follows (Nolan et al., 2007) and (Chavas and Emanuel, 2014). Self-aggregation (Bretherton et al., 2005) does not appear in any RCE adjustment run.All pre-storm RCE adjustment simulations use the following parameterization schemes: the Rapid Radiative Transfer Model scheme (Mlawer et al., 1997) and (Dudhia, 1989) scheme to estimate the effect of longwave and shortwave radiation; the WSM six-class graupel scheme (Hong and Lim, 2006) for microphysical processes; the Yonsei University scheme (Hong and Lim, 2006) for parameterization processes in the planetary boundary layer; and the MM5 similarity scheme (Zhang and Anthes, 1982) for the surface layer simulation. We remove the diurnal cycle of shortwave radiation for RCE adjustment by keeping the solar zenith angle at 51.7° and reducing the solar constant to 655 W m-2 (Tompkins and Craig, 1998a). The precise RCE state may vary with a different solar zenith angle and solar constant, but we will not discuss this in the current study. No cumulus scheme is used for RCE adjustments.
The criterion for RCE is that the potential temperature at each vertical layer below 200 hPa does not change more than 1 K in the next 30 simulation days, which is a similar criterion as used in (Chavas and Emanuel, 2014). The duration to reach the RCE state may vary with different RCE definition criteria (Tompkins and Craig, 1998b). We take the 30-day mean and domain-averaged temperature and moisture vertical profiles after reaching the RCE state as the mean RCE sounding profile. With SST varying from 26°C-30°C, all the RCE adjustments in this work are achieved within 20 simulation days. We therefore take the mean sounding from 20 to 50 simulation days as the sounding profiles in RCE.
An extra zonal wind (U sfc) is added into the surface layer scheme to increase the surface evaporation rate during the RCE adjustment. (Nolan et al., 2007) showed that the RCE state mainly depends on two tuning variables, SST and U sfc, and is insensitive to the Coriolis parameter. (Chavas and Emanuel, 2014) also found that if the tunable parameters in the radiation schemes are simply ignored, SST and U sfc are two main factors affecting the variation of RCE states. In this study, the influence of radiative processes on TCs under RCE will not be investigated. We next focus on SST and U sfc to design experiments.
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2.2. Experiment design
Figure 1 shows the mean vertical structures of thermodynamic state for simulation days 20-50 with SST = 28°C and U sfc=1 or 5 m s-1. Due to a stronger surface evaporation rate with U sfc=5 m s-1, the boundary air is more saturated (Fig. 1d). High saturation of surface air leads to a weaker moisture contrast with the sea surface and hence a weaker environmental latent heat flux for the following cyclone simulations. As shown in Table 1, there are two groups of simulations in this study. In the first group, U sfc is set as 1 m s-1, corresponding to a relatively high latent heat environment (named Group HL). In the second group, U sfc is set as 5 m s-1, which simulates a relatively low latent heat environment (named Group LL).Figure1. Sounding profiles of (a) potential temperature (units: K), (b) temperature (units: K), (c) mixing ratio (units: g kg-1) and (d) relative humidity (units: %), averaged for simulation days 20-50 in the RCE adjustment runs with SST = 28°C, and U sfc=1 m s-1 (solid line) or 5 m s-1 (dashed line). These two sounding profiles are used as "control runs" in this study.
In each group, we set SST = 28°C as the control. The control runs in both Group HL and Group LL reach the RCE after about 10 days. Based on the equilibrium states of the control runs, we conduct two sets of sensitivity experiments in each group. For Set HL_SST and LL_SST (the SST experiments), we change the SST and no further RCE adjustment is conducted. These experiments are designed to test the sensitivity of TC intensity and size to SST changes in the first approach, as reviewed in section 1. For HL_EQM and LL_EQM [the experiments after the equilibrium (EQM) adjustment], we change the SST and adjust the atmosphere to RCE again. The aim of these two sets of experiments is to test the sensitivity of TC intensity and size to SST changes under RCE, i.e., the second approach. We use domain-averaged temperature and moisture soundings for simulation days 20-50 to set up the environment for the TC simulations.
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2.3. TC simulation setup
The initial field for the TC simulations is set up with different sounding profiles and an initial bogus vortex specified, as in (Chan and Williams, 1987), with the initial maximum surface wind, radius of maximum wind, and shape parameter b set as 20 m s-1, 75 km and 0.7, respectively. Readers are referred to (Wang et al., 2015) for more details on inserting the initial vortex and adjusting the thermal and dynamical fields.The initial cyclone is on a spherical Earth at 20°N over an open ocean with a fixed SST. Two domains are nested with two-way interaction. There are 41 vertical layers in each domain. The outer square domain has sides of 9000 km and a grid spacing of 15 km. The central latitude of the outer domain is 34°N. The inner domain has sides of 2400 km and a grid spacing of 3 km. The vortex-following technique is applied for the inner domain. The cyclone is tracked at 800 hPa. The time step for the outer and inner domains is 50 s and 10 s, respectively. Each cyclone simulation lasts for six days.
The lateral boundary condition of the inner domain is fed by the outer domain. The temperature and moisture at the lateral boundary of the outer domain is fixed as the initial sounding profile. A strong sponge layer with a width of 225 km is added along the lateral boundary of the outer domain. It is implemented by overwriting the horizontal wind speed in both directions to 0 m s-1 at all vertical levels and at every time step. The sponge layer reduces the noise level near the boundary so that the TC outer circulation (especially at the upper level) will not be influenced by artificial noise from the environment. At the start of the simulation, the cyclone is 3000 km away from the boundary. Although the circulation expands at the end of the simulation, the cyclone center is still at least 5000 km away from the outer boundary. The β-drift effect is included in the TC simulations but it will not be discussed in this study.
The parameterization schemes for the TC simulations are the same as for the RCE adjustments except that in the former an unmodified shortwave radiation with a diurnal cycle is used to create an Earth-like environment. There is no cumulus scheme in either domain. The inner domain with 3-km grid spacing is capable of resolving convective processes. To reduce the noise level in the surrounding area, the cumulus scheme is not included in the outer domain. Nevertheless, the convection related to the cyclone can still be reasonably simulated in the outer domain because of the two-way interaction and the large coverage of the inner domain.
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2.4. V pot and its factors
V pot can be defined as (Emanuel, 1986, 1995) \begin{equation} V_{\rm pot}=\sqrt{\dfrac{C_K}{C_D}(T_{\rm s}-T_{\rm o})\dfrac{T_{\rm s}}{T_{\rm o}}(s^*-s)} , \ \ (1)\end{equation} where CK is the exchange coefficient for enthalpy, CD the drag coefficient, T o the outflow temperature, T s the SST under the eyewall, s* the saturation entropy of the sea surface, and s the entropy of the boundary layer air. This expression is the dimensional equivalent of Eq. (13) in (Emanuel, 1995).We can decompose the r.h.s. of Eq. (1) into three factors, i.e., \begin{equation} V_{\rm pot}=\sqrt{\dfrac{C_K}{C_D}(T_{\rm s}-T_{\rm o})\dfrac{T_{\rm s}}{T_{\rm o}}(s^*-s)} , \ \ (2)\end{equation} where CK is the exchange coefficient for enthalpy, CD the drag coefficient, T o the outflow temperature, T s the SST under the eyewall, s* the saturation entropy of the sea surface, and s the entropy of the boundary layer air. This expression is the dimensional equivalent of Eq. (13) in (Emanuel, 1995).
We can decompose the r.h.s. of Eq. (1) into three factors, i.e., \begin{equation} V_{\rm pot}=\hat{C}\hat{T}\hat{S} , \ \ (3)\end{equation} where \begin{eqnarray} \hat{C}&=&\sqrt{\dfrac{C_K}{C_D}} ,\ \ (4)\\ \hat{T}&=&\sqrt{(T_{\rm s}-T_{\rm o})\dfrac{T_{\rm s}}{T_{\rm o}}} ,\ \ (5)\\ \hat{S}&=&\sqrt{s^*-s} . \ \ (6)\end{eqnarray}
The first factor, \(\hat{C}\), represents the ratio of enthalpy to momentum exchange coefficients and will not be discussed in this study. For simplicity, we set this ratio as 0.9 in the following calculation, which lies in the range 0.75-1.5 for real TCs (Emanuel, 1995). The second factor, \(\hat{T}\), describes the vertical temperature contrast. Any change of \(\hat{T}\) corresponds to the change of the efficiency of the cyclone energy cycle. The third factor, \(\hat{S}\), can be interpreted as the degree of thermodynamic disequilibrium between the air boundary layer and the sea surface. Any change in \(\hat{S}\) can result in different latent heat fluxes at the sea surface. We will show in the results section that the pre-storm RCE adjustment can change \(\hat{T}\) and \(\hat{S}\), and hence influence the cyclone intensity and size.
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2.5. Wind profile
An analytic TC wind profile model, the Λ model (Wang et al., 2015), is used to provide a theoretical estimation of the wind profile changes due to sea surface warming. The Λ model can be written as \begin{equation} V=\sqrt{\dfrac{2\Delta p}{\rho}} \sqrt{\dfrac{0.56R_{\rm m}^2}{r^2}(1-e^{-\frac{r^2}{0.56R_{\rm m}^2}})-e^{-\frac{r^2}{0.56R_{\rm m}^2}}}-\dfrac{1}{2}f_or , \ \ (7)\end{equation} where V is the near-surface wind speed (m s-1); ? p is the pressure deficit (Pa) between the cyclone center and the ambient environment; ρ is the air density near the surface, which is set as 1.1 kg m-3; r is the radius (m); fo is the Coriolis parameter, which is set as 5× 10-5 s-1 (20°N) in this study; and R m is the radius of maximum wind (m).The pressure deficit, ? p, in Eq. (6) is calculated with the surface maximum wind speed (V m) and R m, according to a new wind-pressure relationship (Wang and Toumi, 2016, 2017): \begin{equation} \Delta p=\rho\left(\dfrac{V_{\rm m}+0.5f_oR_{\rm m}}{0.77}\right)^2 . \ \ (8)\end{equation}
To estimate R m in Eqs. (6) and (7), an empirical relationship used in operational forecasts is adopted (Knaff and Zehr, 2007; Courtney and Knaff, 2009), which can be written as \begin{equation} R_{\rm m}=66785-176.92V_{\rm m}+1061.9(\phi-25) , \ \ (9)\end{equation} where φ is the latitude of the cyclone center.
The TC destructive potential is measured by the integrated power dissipation (IPD; Emanuel, 1999b), which can be written as \begin{equation} {\rm IPD}=\int_S\rho C_DV(r)^3dS ,\ \ (10) \end{equation} where the drag coefficient, CD, is calculated with the wind speed (Large and Yeager, 2008); and S is the integral area with the radius of gale-force wind (R18) at a height of 10 m. The order of magnitude of IPD for a developed TC is typically about 1013 W (Emanuel, 1999b; Wang and Toumi, 2016).
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3.1. Sensitivity based on theoretical models
The V pot theory and the Λ model are used as theoretical tools to analyze the TC sensitivity to SST changes. As shown in Table 2, the sensitivity of \(\hat{T}\), \(\hat{S}\) and V pot are calculated with Eqs. (1)-(5), and the corresponding changes of R18 and IPD are estimated with Eqs. (6)-(9).First, Table 2 shows that the percentage change (%) of \(\hat{T}\), \(\hat{S}\), V pot, R18 and IPD due to SST changes within a range of 26°C-30°C is almost linear in all four sets of experiments, which makes it possible to describe the sensitivities as "% °C-1" in the following analyses. Second, the sensitivity of \(\hat{T}\) to SST changes are almost identical (about 1% °C-1- 2% °C-1) in all sets of experiments. In contrast, the sensitivity of \(\hat{S}\) to SST changes depends strongly on the RCE adjustment. For example, the sensitivity of \(\hat{S}\) in RCE is comparable to the sensitivity of \(\hat{T}\), while the difference of the percentage change between \(\hat{T}\) and \(\hat{S}\) is much larger without RCE. Third, the sensitivities of V pot are about 12% °C-1 and 16% °C-1 without the pre-storm RCE, but only about 3% °C-1 and 3% °C-1 in RCE. It is noteworthy that the intensity response to SST changes under RCE is only about 20% of that in the environment without RCE.
Table 2 also shows that, like the intensity response, the size response to SST changes predicted by the Λ model is also much larger without RCE (about 7% °C-1 and 11% °C-1) than that in RCE (about 2% °C-1 and 2% °C-1). As a combined metric of intensity and size, IPD changes for 33% °C-1 and 49% °C-1 without RCE, and 9% °C-1 and 8% °C-1 in the RCE experiments. Table 2 suggests that the large difference of TC sensitivity to the same SST change can be attributed to the changes of \(\hat{S}\) by RCE adjustments. We will return to this point later when analyzing the latent heat flux field in numerical simulations.
Figure 2 shows the wind profile changes predicted by the Λ model with various SST values. We can see that the wind profiles in the SST experiments change dramatically (Figs. 2a and b). Another important prediction by the Λ model is that, regardless of pre-storm RCE adjustments, the wind speed change is always larger in the inner core than the outer rainbands, which indicates a higher sensitivity of the inner core to the sea surface warming than the outer core.
Figure2. Wind profiles predicted by the Λ model for set (a) HL_SST, (b) LL_SST, (c) HL_EQM and (d) LL_EQM. The wind profiles are shown up to R18. The dashed lines show R18.
Next, we will conduct full-physics idealized simulations to confirm the different sensitivities of intensity, size and destructive potential to SST changes as found in the theoretical calculations.
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3.2. Sensitivity based on idealized simulations
The time series of the surface maximum wind speed, V m, in four sets of experiments is shown in Fig. 3. One can see that the intensity increases dramatically in the first two simulation days. From simulation hour 48 the intensity fluctuates around some mean value. We therefore identify the first two simulation days as the developing stage, and from simulation hour 48 the simulated cyclone reaches the mature stage.There are two main findings from Fig. 3. First, as expected, the environment with high latent heat flux favors TC intensification. However, the average intensity difference between high and low latent heat flux environments is small. For example, the mean intensity in HL_CTL28 (Figs. 3a and c) during the mature stage is only about 1 m s-1 higher than LL_CTL28 (Figs. 3b and d). Second, compared to the sets with the pre-storm RCE adjustment (Figs. 3c and d), the TC intensity without the pre-storm RCE adjustment is more sensitive to SST changes (Figs. 3a and b). As shown in Table 3, for example, in a high latent heat flux environment, the sensitivity of TC intensity decreases from 6.5% °C-1 (set HL_SST) to 3.6% °C-1 (set HL_EQM) if a pre-storm RCE is achieved.
Figure 4 shows the size changes in all four sets of experiments, which are similar to the intensity response shown in Fig. 3. Firstly, the cyclone can achieve a large size in a high latent heat flux environment. For instance, R18 in HL_CTL28 is 450 km at simulation hour 144, whereas it is 70 km lower in LL_CTL28. Secondly, R18 is very sensitive to SST changes if the environment is not adjusted to RCE (Figs. 4a and b). Table 3 shows that the percentage change of R18 in set HL_SST (Fig. 4a) and LL_SST (Fig. 4b) is about 10% °C-1. However, R18 is almost insensitive to SST changes under RCE (Figs. 4c and d).
Figure3. Time series of simulated 10-m maximum wind (units: m s-1) in set (a) HL_SST, (b) LL_SST, (c) HL_EQM and (d) LL_EQM.
Figure4. As in Fig. 3 but for R18 calculated with the azimuthally averaged 10-m wind profiles.
Figure5. Azimuthally averaged 10-m wind profile during the mature stage in set (a) HL_SST, (b) LL_SST, (c) HL_EQM and (d) LL_EQM.
Figure6. As in Fig. 3 but for the percentage change (units: %) of IPD relative to the control runs.
The mean wind profile for simulation hours 48-144 is shown in Fig. 5. Without a pre-storm RCE adjustment, the wind speed of the whole profile increases with increasing SST (Figs. 5a and b). In contrast, if the environment is equilibrated, the changes of wind speed mainly happen in the inner core near the eyewall (Figs. 5c and d). These two main findings are qualitatively consistent with the prediction by the Λ model (Fig. 2), but the absolute sensitivity in the idealized numerical simulations is smaller than the theoretical prediction.
Figure 6 shows the time series of percentage change in the destructive potential measured by IPD. Due to the high sensitivity of intensity and size in the SST experiments, the percentage change of IPD in these two sets is evidently larger than for RCE. Table 3 shows that without the RCE adjustment, SST can significantly change the IPD with a rate of more than 25% °C-1. On the other hand, if the environment is adjusted to RCE, sea surface warming may still increase the IPD through TC intensification. However, the change of IPD in RCE is not significant.
Table 3 compares the theoretical prediction and numerical simulation regarding the sensitivity of intensity, size and destructive potential. Firstly, we can see that the theoretical and simulated sensitivities of TC intensity are similar under RCE. Secondly, without the pre-storm RCE adjustment, TC size is more sensitive in the simulations than the Λ model prediction. Thirdly, regardless of RCE adjustment, the sensitivity of IPD is always less in simulations than theoretically. Table 3 shows that, according to our idealized numerical simulations, only the TC intensity is significantly sensitive to SST changes under RCE. Although the IPD increases with high SSTs in the simulations, this is not found to be significant.
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3.3. Sensitivity and latent heat flux
As shown in Table 2, factor \(\hat{S}\) may be the main reason that TCs show different sensitivities to SST changes with and without the pre-storm RCE adjustment. Factor \(\hat{S}\) can be interpreted as the degree of thermodynamic disequilibrium between the air boundary layer and the sea surface. High \(\hat{S}\) values indicate strong latent heat fluxes from the sea surface. We therefore hypothesized in section 1 that different sensitivities of intensity and size with and without pre-storm RCE adjustments are caused by different latent heat fluxes.To examine this hypothesis, the latent heat fluxes at simulation hour 72 is shown in Fig. 7. It is found that, regardless of RCE adjustment, the surface latent flux in the inner core is always stronger if SST is higher. Strong latent heat flux under the eyewall can contribute to high intensity. This explains why the intensity is significantly sensitive to SST changes in all four sets of experiments (Table 3). Secondly, without the RCE adjustment (Figs. 7a, b, e and f), the latent heat flux is much stronger around the area of gale-force wind in high SST runs than low SST runs. The large size difference is due to this large latent heat flux difference in the outer rainbands. Thirdly, under RCE (Figs. 7c, d, g and h), the influence of SST on the local latent heat flux around the area of gale-force wind is much less than the cases without the REC adjustment. This may explain why TC size is less sensitive to SST change for the cases under RCE.
Figure7. Latent heat flux (shading; units: 102 W s-1) at simulation hour 72 in simulation (a) HL_SST26, (b) HL_SST30, (c) HL_EQM26, (d) HL_EQM30, (e) LL_SST26, (f) LL_SST30, (g) LL_EQM26 and (h) LL_EQM30. The red contours show the isotachs of gale-force wind (18 m s-1) at a height of 10 m. Three circles (white dashed lines) are placed at radii of 200, 400 and 600 km from the TC center.