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--> --> --> -->3.1. Seasonal evolution
We first examine the climatological progression of pentad rainfall in the hindcasts initialized in February, March and April, compared against the equivalent analysis of observed rainfall from GPCPv2.3 (Fig. 1). The longitudinal band chosen is 110°–120°E, following a comprehensive analysis of observed rainfall in Ding and Chan (2005, their Fig. 7). The model has a tendency to overestimate rainfall in the region between the latitudes of 25° to 32.5° in spring—an error that spins up quickly after initialization. There is also a large positive rainfall bias over South China up to around 24°N. However, the mei-yu rainband can be seen in the hindcast climatology between 25° and 32.5°N, between pentads 33 (10–14 June) and 38 (5–9 July), consistent with the observations and the analysis of Ding and Chan (2005). Therefore, despite the existence of the rainfall biases described above, the occurrence of the mei-yu is represented reasonably well, albeit with lower intensity than observed, in the hindcasts.Figure1. Observed and modeled progression of climatological EASM rainfall: latitude–time plots of pentad rainfall (in mm accumulated over each pentad) averaged between 110° and 120°E from (a) GPCPv2.3, and from hindcast ensembles with start dates in (b) February, (c) March and (d) April.
Ding and Chan (2005) note that, after pentad 38, the rainband jumps northwards through the lower Yellow River basin and beyond 39°N into North China. Such a movement is not as evident in GPCPv2.3 (Fig. 1a), nor in any of the other observational datasets analyzed here, except CMAP (not shown), but is clearly represented in the hindcasts.
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3.2. Predictive skill for monthly rainfall
We now examine whether there is any skill for monthly rainfall prediction in GloSea5. Figures 2a–c show correlations between GPCPv2.3 rainfall in June, July, August and the ensemble mean predicted monthly rainfall from a 44-member hindcast comprised of the four start dates (1, 9, 17, 25) in March. This analysis suggests that there may be high skill for predicting June mean rainfall in the middle/lower Yangtze River region, as indicated by the red box (25°–32.5°N, 110°–120°E; as ascertained from Fig. 1) and that this is distinct from a lack of skill for this region in July and August. In July, a region of significant skill is seen in the vicinity of the Sichuan Basin (~28°–32.5°N, 103°–108°E); this will be investigated further in future work.Figure2. Skill of monthly rainfall forecasts: pointwise correlations for the period 1993–2015 between GPCPv2.3 monthly mean rainfall and the ensemble mean predicted monthly rainfall from a 44-member hindcast comprised of the four start dates (1, 9, 17, 25) in March: (a) June; (b) July; (c) August; (d) JJA seasonal mean. Color shades indicate correlations significant at different p values (for a one-tailed t-test) for correlations over 23 years: r = 0.35 (p = 0.05), r = 0.48 (p = 0.01), r = 0.525 (p = 0.005), r = 0.61 (p = 0.001), 0.7 (p = 0.0001). The red box indicates the location of the mei-yu rainband in June as defined by Ding and Chan (2005) and used in section 3.3. The black box indicates the region used by Li et al. (2016). GloSea5 hindcast data have been regridded conservatively to the 2.5° × 2.5° grid of the GPCPv2.3 data.
Figure 2d shows the predictive skill for the JJA seasonal mean rainfall, with the region identified by Li et al. (2016) for their investigation of Yangtze River basin seasonal forecast skill indicated by the black box. The correlation coefficients within this larger region are similar to, or smaller than, those for the middle/lower Yangtze River region in June. This suggests that further analysis of the potential prediction skill for the June mean rainfall is warranted.
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3.3. Predictive skill for June mean rainfall
In light of the reasonable representation of the occurrence of the mei-yu rain band in the hindcasts, and the potential skill for monthly rainfall prediction indicated in the previous section, we now examine the prediction skill for June rainfall in the region (25°–32.5°N, 110°–120°E), as indicated by the red box in Fig. 2. This is measured by the correlation between the June ensemble mean and GPCP regionally averaged rainfall over the 1993–2015 period of the hindcast.Predicted June mean rainfall in the middle/lower Yangtze River region is shown in Fig. 3a for a 44-member ensemble comprised of the four start dates (1, 9, 17, 25) in March, compared with observational estimates from GPCPv2.3. Observational estimates for five other datasets are shown in Fig. 3b as a measure of observational uncertainty. As suggested by Fig. 1, the ensemble mean rainfall is slightly lower than that of the GPCPv2.3 observations, and is outside the range of the observational datasets in several years. The average interannual standard deviation of rainfall from 10?000 pseudo time series created by randomly selecting individual ensemble members for each year (see Table 1) is 1.93 mm d?1 (with a 5th to 95th percentile range of 1.44 to 2.43 mm d?1), indicating that the modeled interannual variability may be slightly larger than that of the GPCPv2.3 observations (1.50 mm d?1). As expected, the interannual variations in the ensemble mean predicted rainfall are somewhat smaller (interannual standard deviation of the ensemble mean is 0.63 mm d?1). There is a statistically significant correlation of 0.56 (p < 0.005 for a one-tailed t-test) between the interannual variations of the ensemble mean predicted rainfall and that from GPCP, indicating significant prediction skill.
Figure3. (a) Year-to-year prediction of June mean rainfall (units: mm d?1) in the middle/lower Yangtze River region (25°–32.5°N, 110°–120°E) from GloSea5 ensemble predictions initialized on 1, 9, 17 and 25 March (green dots represent individual members of the 44-member ensemble) and their ensemble mean (green line), compared with June mean rainfall from GPCPv2.3 (black line). r(ens, obs) indicates the Pearson correlation coefficient between the ensemble mean predicted rainfall and the GPCPv2.3 rainfall. The yellow line indicates the observed SST anomalies (units: K) from HadISST1.1 during the preceding DJF averaged over the Ni?o3.4 region (5°S–5°N, 170°–120°W). r(ens, sst) and r(obs, sst) indicate the Pearson correlation coefficients between the observed Ni?o3.4 SST in DJF and the predicted June mean rainfall and that from GPCPv2.3 respectively. (b) June mean rainfall in the middle/lower Yangtze River region from six observational datasets.
Hindcast start dates/No. of members | s.d. (GPCP; mm d?1) | ||||
February/40 | March/44 | April/56 | |||
June | r | 0.50 | 0.56 | 0.52 | 1.50 |
s.d. (ens) | 0.56 | 0.63 | 0.66 | ||
s.d. (mem) | 1.92 (1.50, 2.36) | 1.93 (1.44, 2.43) | 2.00 (1.53, 2.48) | ||
July | r | 0.25 | 0.19 | 0.12 | 1.58 |
s.d. (ens) | 0.32 | 0.33 | 0.31 | ||
s.d. (mem) | 1.66 (1.27, 2.06) | 1.71 (1.30, 2.16) | 1.75 (1.32, 2.20) | ||
August | r | 0.04 | 0.11 | ?0.03 | 1.02 |
s.d. (ens) | 0.27 | 0.35 | 0.31 | ||
s.d. (mem) | 1.51 (1.15, 1.88) | 1.54 (1.17, 1.91) | 1.68 (1.26, 2.13) |
Table1. Skill for predicting rainfall in the middle/lower Yangtze River region (25°–32.5°N, 110°–120°E) in June, July and August from GloSea5, using GPCPv2.3 observations as the reference, for different hindcast start dates. Start dates are 1, 9, 17 and 25 of the month. Pearson correlation coefficients (r) that are statistically insignificant (for a 23-year hindcast period) at the < 5% level for a one-tailed t-test are set in italics. Also shown is the interannual standard deviation (in mm d?1) of the hindcast ensemble means [denoted s.d. (ens)] and the average interannual standard deviation (in mm d?1) over 10?000 pseudo time series created by randomly selecting individual ensemble members for each year [denoted s.d. (mem)]. Values in parentheses indicate the (5th, 95th) percentile values from the 10?000 pseudo time series. The final column shows the interannual standard deviation of monthly mean rainfall from GPCPv2.3.
Similar analysis is carried out for the combined ensembles comprised of the four start dates in February and April. Table 1 shows that the correlation coefficients are all consistently > 0.5, indicating significant skill at the < 1% significance level (for a one-tailed t-test) for lead times of up to 4 months.
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3.4. Robustness of skill
To assess the influence of ensemble size on the prediction skill of June mean rainfall, we randomly sample small ensembles of increasing numbers of members from each of the ensembles with start dates in February, March and April, and recalculate the correlation between the ensemble-mean time series and that from the observations for different ensemble sizes. Figure 4 shows that the prediction skill rises quickly with ensemble size, exceeding the 1% significance level in the ensembles from all start dates for a 30-member ensemble or larger, and is robust (correlation coefficients averaged over all ensemble-mean time series are statistically significant at the 5% level for a one-tailed t-test) for around 10 ensemble members or more. In contrast, Table 1 illustrates that there is no significant skill for this region in July and August for any of the start dates analyzed. Table 1 also shows the interannual standard deviation of the observed and modeled monthly rainfall in July and August for the ensemble means and from 10?000 pseudo time series created by randomly selecting individual ensemble members for each year. This shows that, while the interannual variability of the monthly mean rainfall is captured reasonably well by individual ensemble members, the interannual standard deviation of the ensemble mean rainfall is considerably smaller than observed in July and August. This, combined with the low skill in these months, suggests that other sources of rainfall (such as tropical cyclones), occurring after the break that follows the end of the mei-yu, may dominate the July and August mean rainfall and that, while they may be represented by the model in individual ensemble members, they are less predictable on seasonal time scales.Figure4. Effect of ensemble size on the skill of June mean rainfall predictions over the middle/lower Yangtze River region. Curves indicate the correlation between ensemble means from start dates in February, March and April and GPCPv2.3 observations, denoted r(month ens, obs). For each choice of ensemble size, 10?000 ensemble-mean pseudo time series are generated by randomly selecting the chosen number of ensemble member June mean rainfall predictions (independently and without replacement) from all of the individual June mean rainfall values diagnosed in each year in the combined ensemble and averaging over the chosen number of ensemble members. Thin horizontal dot-dashed lines indicate the values of r that are significant at the 1% and 5% levels for a one-tailed t-test.
In order to assess whether the skill for predicting June mean rainfall in the middle/lower Yangtze River region is useful, we provide a contingency table (Table 2) illustrating the “hit rate” and “false alarm” rate for above-normal and below-normal rainfall predictions respectively, along with an overall score, for the combined predictions made using February, March and April start date ensembles. This illustrates that the forecasts are useful (in the sense of being of the correct sign) in more than half of the above-normal and below-normal cases, with the forecasts being useful 58% of the time overall.
Ensemble means from Feb, Mar and Apr start dates (23 years) | Observed | ||
Above average (3 × 11 years) | Below average (3 × 12 years) | ||
Predicted | Above normal | 17 | 13 |
Below normal | 16 | 23 | |
Hit rate | 52% (17/33) | 64% (23/36) | |
58% (40/69) | |||
False alarm rate | 36% (13/36) | 48% (16/33) | |
42% (29/69) |
Table2. Contingency table for hindcast predictions of June mean rainfall in the middle/lower Yangtze River region (25°–32.5°N) during 1993–2015. Event counts are based on the GPCPv2.3 observations and ensemble mean hindcasts for June using start dates in February, March and April, as shown in Table 1. The hit rate (false alarm rate) is the ratio of the number of hits for above-average or below-average rainfall to the number of times each of those conditions were observed (not observed). The overall hit rate (false alarm rate) is the ratio of the total number of successful (unsuccessful) hindcasts to the total number of samples (23 years × 3 ensemble means).
The presence of significant skill for prediction of June mean rainfall despite the climatological dry bias in this region is consistent with the conclusions of Scaife et al. (2019) for tropical seasonal mean rainfall. The skill for predicting June mean rainfall in the middle/lower Yangtze River region is also consistent with the findings of Li et al. (2016) for JJA rainfall over the large Yangtze River basin, suggesting that the skill for the season as a whole may be largely influenced by the contribution from the mei-yu rainfall in June. This perhaps reflects the particular characteristics of the mei-yu rainband—a distinct and unique feature of the EASM occurring as part of the seasonal progression of the subtropical high (Chen et al., 2004)—and its occurrence as a “stationary phase” in the seasonal evolution of the EASM (Ding and Chan, 2005) that is present in the middle and lower Yangtze River valley largely during June alone. The rainfall associated with the mei-yu is the main contributor to the June mean rainfall, and although the mei-yu rainy season extends into the first week of July, this does not appear to influence the skill for July. This suggests that other sources of rainfall (such as tropical cyclones), occurring after the break that follows the end of the mei-yu, dominate the July mean rainfall and are less predictable on seasonal time scales.
We investigate possible sources of skill in the next section.
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4.1. Prediction skill for monthly mean EASMI
Figure 6 shows the prediction skill for the EASMI in June (using start dates in March) compared with the EASMI from ERA-Interim, while Table 3 shows the prediction skill for JJA for start dates in February, March and April. The EASMI from GloSea5 exhibits a noticeable negative bias compared with the values from ERA-Interim. This is related to the eastward extension and acceleration of the westerly outflow from the South Asian summer monsoon across the SCS and into the western Pacific in the model. Despite this systematic bias, the interannual variability of the predicted EASMI is realistic [the average interannual standard deviation of EASMI from 10?000 pseudo time series created by randomly selecting individual ensemble members for each year is 3.05 m s?1 (with a 5th to 95th percentile range of 2.37?3.75 m s?1), compared with 2.71 m s?1 for ERA-Interim], while the interannual variations in the ensemble mean predicted EASMI are somewhat smaller (interannual standard deviation of the ensemble mean predicted EASMI is 1.60 m s?1). For EASMI in June and August the prediction skill r(ens,ERAI) > 0.5 (p < 0.01), and in July r > 0.7 (p < 0.0001) (Table 3).Figure6. Prediction of June mean EASMI [difference in westerly winds at 850 hPa averaged over (22.5°–32.5°N, 110°–140°E) minus (5°–15°N, 90°–130°E)] from the GloSea5 ensemble initialized on 1, 9, 17 and 25 March (green dots represent individual members of the 44-member ensemble) and their ensemble mean (green line), compared with June mean EASMI from ERA-Interim (black line) and June mean rainfall over the middle/lower Yangtze River region (25°–32.5°N, 110°–120°E) from GPCPv2.3 (yellow line). r(pEASMI, ERAI), r(pEASMI, GPCP) indicate the Pearson correlation coefficients between the predicted EASMI and the ERA-Interim EASMI, and between the predicted EASMI and the GPCPv2.3 rainfall respectively.
February | March | April | |
June | 0.54 | 0.51 | 0.50 |
July | 0.70 | 0.76 | 0.80 |
August | 0.51 | 0.51 | 0.60 |
Table3. Skill for predicting the EASMI: Pearson correlation coefficients between the predicted EASMI in June, July and August from GloSea5 and that from ERA-Interim for hindcast start dates in February, March and April (1, 9, 17 and 25 of the month).
As suggested by Wang et al. (2008), in observations there is a strong relationship between the EASMI and the mei-yu rainfall on seasonal time scales. For 23 years of June mean rainfall from GPCPv2.3 in the middle/lower Yangtze River region used in the present study, the correlation with the EASMI from ERA-Interim is 0.48 (p = 0.01). This suggests that the skillfully predicted June mean EASMI from GloSea5 could be used as a proxy predictor for the June mean rainfall. Figure 6 and Table 4 show the skill for predicting the GPCPv2.3 June mean rainfall in the middle/lower Yangtze River region (25°–32.5°N, 110°–120°E) using the monthly predicted EASMI from GloSea5 as a proxy. The skill for predicting June mean rainfall using the EASMI from GloSea5 [r(pEASMI,GPCP)] is very similar to that for predicting the rainfall directly (see Table 1). There is also a similar lack of skill for predicting July and August mean rainfall in this region using the EASMI as a proxy (Table 4), despite the high skill shown in Table 3 for predicting the EASMI itself in these months. This highlights once again the lack of relationship between the EASMI and rainfall in this region in July and August, and provides additional confidence in the prediction skill for June rainfall using either proxy indices or explicit rainfall forecasts.
February | March | April | |
June | 0.50 | 0.52 | 0.58 |
July | ?0.04 | 0.14 | 0.26 |
August | 0.19 | ?0.24 | ?0.19 |
Table4. Skill for predicting June mean rainfall in the middle/lower Yangtze River region using the EASMI as a proxy: Pearson correlation coefficients between the predicted EASMI in June, July and August from GloSea5 and GPCP rainfall in the middle/lower Yangtze River region for hindcast start dates in February, March and April (1, 9, 17 and 25 of the month). Correlation coefficients statistically insignificant (for a 23-year hindcast period) at the < 5% level for a one-tailed test are set in italics.
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4.2. Relationship with SSTs
Wang et al. (2008) stated that “the fundamental causes for interannual variation of EASM on seasonal timescales are the impacts of ENSO and the monsoon-warm pool interaction”. However, Chen et al. (2013) noted several studies indicating that the influence of ENSO on the EASM depends on the phase of ENSO, i.e., whether it is developing or decaying during the summer. The influence of ENSO has been shown to be greatest in the summer following a strong El Ni?o event (Wang et al., 2000, 2001; Wu et al., 2010; Xie et al., 2016; Hardiman et al., 2018). Hardiman et al. (2018) investigated this asymmetric relationship in terms of the seasonal mean Yangtze River basin rainfall. They showed that an anomalously strong anticyclone forms in the Northwest Pacific in summer (JJA) in response to an El Ni?o event in winter. This drives moisture-bearing winds northwards from the SCS, through Southeast China to the Yangtze River basin, leading to anomalously high precipitation there. In contrast, Hardiman et al. (2018) showed that there was no significant signal in the large-scale circulation, or the precipitation in the Yangtze River basin, following a winter La Ni?a event.Several studies (including Kim et al., 2008; Ye and Lu, 2011; Su et al., 2014; Li et al., 2018a) have further demonstrated that the teleconnection with ENSO SSTs varies subseasonally. Using a combination of observations and modeling, each of these studies demonstrated that the relationship with ENSO SSTs is strongest in early summer. Su et al. (2014) showed that rainfall anomalies associated with ENSO vary spatially and temporally according to the seasonal variation in the basic flow associated with the northward progression of the EASM. Their results suggested that the ENSO-related positive subtropical rainfall anomalies shift northwards with the upper-tropospheric westerly jet and the WNPSH between early and late summer, even under an almost identical tropical forcing. Further, the recent study by Li et al. (2018b) suggested that El Ni?o SST anomalies in the tropical Pacific during the previous winter, combined with SST anomalies in the Indian Ocean and the North Atlantic in spring that are often, but not exclusively, associated with a decaying El Ni?o, all contribute to atmospheric circulation anomalies over Eurasia and the western Pacific that influence the EASM rainfall in early summer.
Figure 5c shows the June mean 850-hPa winds from ERA-Interim and rainfall from GPCPv2.3 regressed onto the observed Ni?o3.4 SST anomalies for the period 1993–2015. Consistent with previous studies (e.g., Wang et al., 2009; Mao et al., 2011; Ye and Lu, 2011) positive December–January–February (DJF) Ni?o3.4 SST anomalies from the previous winter are associated with positive rainfall anomalies over southern China and negative anomalies over the SCS and to the east of the Philippines. These are themselves associated with an anomalous anticyclone over the SCS and the Philippines; this Philippine Sea anomalous anticyclone was described by Wang et al. (2000) and others as “the critical system that conveys delayed El Ni?o impact to the EASM” in the summer following an El Ni?o, and particularly in the early summer (Wang et al, 2009; Mao et al, 2011). Figure 5d shows similar analysis from the hindcast ensemble initialized using start dates in March. The pattern of rainfall and circulation anomalies is captured fairly well, although it is generally shifted slightly to the south. Figure 5c also shows a small region of negative rainfall anomalies over the Yellow Sea and the Sea of Japan associated with an anomalous cyclonic pattern. This was also seen in the analysis of Mao et al. (2011) and Wang et al. (2009), but is not captured by the hindcast.
The correlation between June mean rainfall from GPCPv2.3 and the preceding observed DJF Ni?o3.4 SSTs for the period 1993–2015 is r(obs, sst) = 0.38 (p < 0.05). This indicates that there are other factors than the preceding winter’s Ni?o3.4 SSTs that are influencing the June mean rainfall anomalies in the observations, such as snow anomalies over Eurasia (Wu et al., 2009) and the Tibetan Plateau (Ren et al., 2016), and intraseasonal and synoptic variability (Ding and Chan, 2005). For the GloSea5 hindcast ensemble initialized with start dates in March, the average correlation between the preceding DJF Ni?o3.4 SSTs and 10?000 pseudo time series of June mean rainfall generated by randomly choosing an individual ensemble member hindcast for each year from the ensemble initialized with start dates in March is r(members, sst) = 0.21, with a 5th to 95th percentile range of ?0.13 to 0.52 (see Table 5 for similar analysis with the February and April start dates), indicating that the influence of the DJF Ni?o3.4 SSTs on the June mean rainfall in individual ensemble members is slightly lower than r(obs, sst). This may indicate that the model is capturing some, but not all, of the other factors influencing the June mean rainfall, or that the internal variability in the model is larger than in reality (consistent with the larger interannual variability of June mean rainfall across the ensemble described in section 3.3).
February | March | April | |
r(members, sst) | 0.15 (?0.19, 0.48) | 0.21 (?0.13, 0.52) | 0.21 (?0.12, 0.52) |
r(ens, sst) | 0.53 | 0.66 | 0.66 |
Table5. Modeled relationship between predicted June rainfall in the middle/lower Yangtze River region and observed winter ENSO SSTs: Average of Pearson correlation coefficients [r(members, sst)] between the observed preceding DJF Ni?o3.4 SSTs and 10?000 pseudo time series of June rainfall generated by randomly choosing an individual ensemble member hindcast for each year from the ensembles initialized with start dates in February, March and April (1, 9, 17 and 25 of the month). Numbers in parentheses indicate the (5th, 95th) percentile values. The correlation coefficient between the ensemble mean predicted June rainfall and the observed DJF Ni?o3.4 SSTs is indicated as r(ens, sst).
There are strong correlations between the ensemble mean predicted rainfall and the observed SST anomalies in the Ni?o3.4 region during the preceding DJF [r(ens, sst); see Table 5]. There is particularly good agreement between the ensemble mean predicted rainfall and both the observed rainfall anomalies and the winter Ni?o3.4 SST anomalies during summers following large El Ni?o events (e.g., 1995, 1998, 2010) (Fig. 3). This suggests that the winter Ni?o3.4 SST anomalies are driving the forced June mean rainfall signal in the model, consistent with the previous studies described above.
Both Hardiman et al. (2018) and Liu et al. (2018) showed that the seasonal mean EASMI, and its relationship with the preceding winter’s ENSO SSTs, are predicted skillfully by GloSea5. Good agreement is also found between the ensemble mean predicted June EASMI and that from ERA-Interim (Fig. 6) in the summers following strong El Ni?o events (1998 and 2010), with a small ensemble spread indicating that the EASMI in individual members responded strongly to this SST forcing. The average correlation between the preceding DJF Ni?o3.4 SSTs and 10?000 pseudo time series of June mean EASMI generated by randomly choosing an individual ensemble member hindcast for each year from the ensemble initialized with start dates in March is r(EASMImembers, sst) = 0.38, with a 5th to 95th percentile range of 0.09–0.64 (see Table 6 for similar analysis with the February and April start dates), which is statistically similar to the correlation between the June EASMI from ERA-Interim and the DJF Ni?o3.4 SSTs [r(ERAI, sst) = 0.30].
February | March | April | |
r(EASMImembers, sst) | 0.41 (0.11, 0.65) | 0.38 (0.09, 0.64) | 0.41 (0.12, 0.65) |
r(pEASMI, sst) | 0.78 | 0.74 | 0.73 |
Table6. Modeled relationship between predicted June EASMI and observed winter ENSO SSTs: Average of Pearson correlation coefficients [r(EASMImembers, sst)] between the observed preceding DJF Ni?o3.4 SSTs and 10?000 pseudo time series of June EASMI generated by randomly choosing an individual ensemble member hindcast for each year from the ensembles initialized with start dates in February, March and April (1, 9, 17 and 25 of the month). Numbers in parentheses indicate the (5th, 95th) percentile values. The correlation coefficient between the ensemble mean predicted June EASMI and the observed DJF Ni?o3.4 SSTs is indicated as r(pEASMI, sst).
Once again, there are strong correlations between the ensemble mean predicted June EASMI and the observed preceding DJF Ni?o3.4 SSTs, r(pEASMI, sst) (see Table 6). This indicates that the model is able to represent the known influence of the preceding winter’s equatorial Pacific SSTs on the large-scale circulation of the WNPSH and the major influence that this has in determining the June mean rainfall in the middle and lower Yangtze River Basin region.