1.Key Laboratory of Physical Oceanography-Institute for Advanced Ocean Studies, Ocean University of China and Qingdao National Laboratory for Marine Science and Technology, Qingdao 266003, China 2.College of Global Change and Earth System Science, Beijing Normal University, Beijing 100875, China 3.State Key Laboratory of Numerical Modeling for Atmospheric Sciences and Geophysical Fluid Dynamics, Institute of Atmospheric Physics, Chinese Academy of Sciences, Beijing 100029, China Manuscript received: 2018-11-06 Manuscript revised: 2019-01-31 Manuscript accepted: 2019-02-25 Abstract:This paper reviews recent progress made by Chinese scientists on the pathways of influence of the Northern Hemisphere mid-high latitudes on East Asian climate within the framework of a "coupled oceanic-atmospheric (land-atmospheric or sea-ice-atmospheric) bridge" and "chain coupled bridge". Four major categories of pathways are concentrated upon, as follows: Pathway A——from North Atlantic to East Asia; Pathway B——from the North Pacific to East Asia; Pathway C——from the Arctic to East Asia; and Pathway D——the synergistic effects of the mid-high latitudes and tropics. In addition, definitions of the terms "combined effect", "synergistic effect" and "antagonistic effect" of two or more factors of influence or processes and their criteria are introduced, so as to objectively investigate those effects in future research. Keywords: East Asian climate, Northern Hemisphere mid-high latitudes, coupled oceanic-land-sea-ice-atmospheric bridge, chain coupled bridge, pathway, synergistic effect 摘要:本文主要回顾了中国科学家在“海-气耦合桥(陆-气耦合桥和冰-气耦合桥)”和“链式耦合桥”框架内关于北半球中高纬对东亚气候影响途径方面所取得的最新进展,总结了如下四类途径并进行重点阐述:途径A-从北大西洋到东亚;途径B-从北太平洋到东亚;途径C-从北极到东亚;以及途径D-中高纬度和热带对东亚气候影响的协同效应.此外,本文还给出了描述两个或多个影响因子或过程的“联合效应”、 “协同效应”和“拮抗效应”的定义,并给出了其判据,为今后客观地研究这些效应的作用提供了依据. 关键词:东亚气候, 北半球中高纬变率, 海-陆-冰-气耦合桥, 链式耦合桥, 途径, 协同效应
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2.1. Northern tracks in boreal summer
One of the northern tracks linking East Asian weather and climate with the North Atlantic and NAO is the Atlantic-Eurasian (AEA) teleconnection (Li and Ruan, 2018), which has five centers of action, in the subtropical North Atlantic Ocean, northeastern North Atlantic Ocean, Eastern Europe, the Kara Sea, and North China, respectively. Figure 3a is a schematic illustration of the positive phase of the AEA teleconnection pattern in boreal summer at the mid-upper tropospheric levels and its difference with the circumglobal teleconnection (CGT) patterns. The positive (negative) AEA phase in boreal summer shows warm (cold) anomalies in northeastern Europe and Mongolia-North China (the northern North Atlantic Ocean, Kara Sea and northern Siberia), and below (above) normal rainfall over Eastern Europe and Mongolia-North China (western and Central Europe and northern Siberia) (Fig. 3b). In addition, the positive AEA phase in boreal summer is conducive to more precipitation in the middle and lower reaches of the Yangtze River valley, and vice versa (Wu et al., 2009b; Li et al., 2013b; Li and Ruan, 2018), implying that the AEA is also highly related to variability of the East Asian summer monsoon (EASM). Figure3. (a) Schematic illustration of the positive phases of the AEA and CGT teleconnection patterns in boreal summer at the mid-upper tropospheric levels. The shaded areas denote the five centers of action of the AEA; H and L represent high- and low-pressure anomalies, respectively; the six ellipses denote the six centers of action of the CGT over North America-Eurasia; the + and - symbols represent positive and negative meridional wind anomalies, respectively; the solid green (black) curve with an arrow denotes the wave path of the AEA (CGT). [Reprinted from (Li and Ruan, 2018).] (b) Illustration of regional climate impacts of the AEA in its positive phase. The ellipses with W (C) represent warm (cold) regions; the shaded areas with +R (-R) represent above-normal (below-normal) precipitation.
(Branstator, 2002) proposed the CGT pattern in boreal winter over the Northern Hemisphere midlatitudes, and (Ding and Wang, 2005) found that the CGT also exists in summertime circulation. (Ding and Wang, 2005) and Saeed et al. (2011a, b) have demonstrated that the CGT influences boreal summer regional climates by modulating the Indian summer monsoon. The AEA is distinct from the CGT at the hemispheric scale in terms of the very weak correlation between them, their associated anomalous geopotential height patterns and regional climate impacts (Li and Ruan, 2018). However, their different impacts on Asian summer monsoon and extreme weather and climate events in Asia is worthy of further investigation. The AEA is also a key component of the coupled oceanic-atmospheric bridge between the boreal spring NAO and EASM (Wu et al., 2009b; Wu et al., 2012a; Zuo et al., 2012; Li et al., 2013b; Li, 2016). The spring NAO has cross-seasonal influence on the EASM. The spring NAO anomaly may imprint its signal on contemporaneous SST anomalies over the North Atlantic, leading to a North Atlantic tripole (NAT) pattern. This NAT can persist into the subsequent summer and excite the downstream propagating Rossby wave train of the AEA to modulate the EASM variability (Fig. 4). Besides, the contemporaneous summer NAO also plays a relatively important role in perturbing summer North Atlantic SST anomalies, while the summer NAT is mainly caused by the preceding spring NAO (Zheng et al., 2016). If both the spring and summer NAO patterns have the same (opposite) polarities, the summer NAT tends to be strengthened (weakened), and the correlation between the spring NAO and EASM usually becomes stronger (weaker) (Fig. 5). The result indicates that it is important to consider the evolution of the NAO when using a spring-NAO-based seasonal prediction model to predict the EASM. Besides, the spring NAO may exert its impact on the summer Pamir-Tianshan snow cover via the coupled oceanic-atmospheric bridge among the NAO, NAT and downstream atmospheric teleconnections (Wu and Wu, 2019). However, this relationship shows evident interdecadal change. Figure4. Schematic diagram showing the physical processes of the coupled oceanic-atmospheric bridge related to the decadal strengthening relationship between the EASM and preceding-DJF ENSO modulated by the spring NAO through both the NAT and AEA. H and + (L and -) denote high-pressure (low-pressure) anomalies at the surface and mid-upper tropospheric levels, respectively. The pink/light blue areas in the North Atlantic denote positive/negative SST anomalies, indicating a positive NAT pattern. The orange/blue areas indicate the centers of the AEA teleconnection pattern over Eurasia. Purple arrows indicate water vapor transport. [Reprinted and translated from (Li et al., 2013b).]
Figure5. Scatterplot of the EASM index against the spring NAO index for (a) same-sign and (b) opposite-sign cases. The corresponding correlation coefficients between them are shown in the bottom-right corners of the corresponding panels. The asterisk indicates statistical significance at the 95% confidence level. [Reprinted from (Zheng et al., 2016). ? American Meteorological Society. Used with permission.]
The AEA manifests decadal variability, and its pattern on the decadal time scale is termed the Eurasian multidecadal teleconnection (EAMT) (Sun et al., 2015a), which is the key atmospheric bridge between the Atlantic multidecadal oscillation (AMO) and Siberian warm season (May to October) precipitation. Figure 6 is a schematic illustration of the remote influence of the AMO on Siberian warm season (May to October) precipitation via the EAMT pattern. The AMO can excite an eastward downstream propagating Rossby wave train response of the EAMT to lead to an in-phase decadal variability of Siberian warm season precipitation. Thus, the AMO may be a remote driver of the decadal-scale variations in Siberian warm season precipitation (Sun et al., 2015a). In fact, this conclusion can be extended to the decadal variations in East Asian summer precipitation. However, how large the relative contribution of the AMO is to the decadal variability of East Asian summer precipitation needs further study. In addition, (Li et al., 2013a) and (Sun et al., 2015a) suggested that both the NAO and NAT lead the AMO by about 15-20 years, and thus how to use the preceding NAT or NAO to establish an empirical decadal prediction model for the decadal variations of Siberian warm season precipitation and East Asian summer precipitation and related extreme rainfall events, is also an important question. Figure6. Schematic illustration showing the remote influence of the AMO on Siberian warm-season (May to October) precipitation via the EAMT pattern. Bottom panel: AMO-type SST anomalies and regression of the warm-season land precipitation anomalies over northern Asia (mm month-1) with respect to the normalized AMO index at decadal time scales. Dots indicate regressions significant at the 95% confidence level. Middle panel: as in the bottom panel, but for regression of the warm-season 900 hPa geopotential height (m). The solid red curve with an arrow denotes the wave path of the EAMT. Top panel: the positive EAMT pattern at the upper level. H and L represent high- and low-pressure anomalies, respectively.
2 2.2. Intermediate tracks -->
2.2. Intermediate tracks
In boreal winter (December-January-February, DJF) the southern Eurasian (SEA) teleconnection pattern is an important intermediate track linking the NAO and weather and climate over the East Asia (Xu et al., 2012; Li, 2016). The SEA pattern has five main centers of action in the region: in Southwest Europe, the Middle East, the Arabian Sea, the Tibetan Plateau/Southwest China, and Northeast Asia (Fig. 7a). The positive (negative) SEA pattern in boreal winter indicates positive (negative) geopotential height anomalies over Southwest Europe and the Arabian Sea, as well as Northeast Asia (the Middle East and Tibetan Plateau/Southwest China), and more (less) precipitation in Southwest China. It can be seen from Fig. 7 that the SEA pattern is distinctly different from the Eurasian (EU) pattern (Wallace and Gutzler, 1981), which is one of the northern tracks linking East Asian weather and climate with the North Atlantic, and they are independent of each other. The winter SEA pattern shows an asymmetric relationship with the winter NAO, which leads to an asymmetric relationship between the NAO and precipitation over the SWC in winter (Xu et al., 2012). During a negative phase of the SEA pattern in winter, anomalous high pressure is observed over the Tibetan Plateau/Southwest China, restricting moisture transport into Southwest China from the Bay of Bengal and causing situations that are unfavorable to rainfall in Southwest China. In winter, a negative NAO can lead to significant divergence anomalies over Southwest Europe and the Mediterranean, and then trigger Rossby waves propagating along the subtropical westerly jet (Watanabe, 2004) to strengthen the negative SEA pattern (Xu et al., 2012), leading to less rainfall in Southwest China (Fig. 8). In the 2009/10 winter, the NAO experienced an extreme negative phase (Fereday et al., 2012; Sun and Li, 2012), and consequently so did the SEA pattern (the strongest negative phase of the SEA pattern since 1951), which caused once-in-a-century drought in Southwest China in that winter. In recent years, the winter NAO has been in a strong positive phase, implying weaker influences on both the SEA pattern and precipitation in Southwest China. The NAO possesses multidecadal variability, and how to predict the decadal transition of the winter NAO is very important for predicting the decadal transition of winter drought in Southwest China. Evidently, the SEA and EU patterns overlap in Northeast Asia (Fig. 7); their possible synergistic effects on weather and climate over Northeast Asia await further investigation. Figure7. (a) Correlation map between the SEA index (SEAI) and 500-hPa geopotential height in winter (DJF) (1951-2010). The solid blue curve with an arrow denotes the wave path of the SEA. The shaded areas indicate statistical significance at the 95% confidence level. (b) As in (a) but for the EU index (EUI). (c) As in (a) but for the partial correlation after removing the EUI signal. (d) As in (b) but for the partial correlation after removing the SEAI signal.
Figure8. Schematic diagram showing the physical mechanism related to the impact of the winter negative NAO phase on winter precipitation in southwestern China via the negative SEA pattern. H in yellow and L in white denote high- and low-pressure anomalies at the surface, respectively; H in red and L in blue represent positive and negative geopotential height anomalies in the mid-upper troposphere, respectively; the red dashed line with an arrow denotes the subtropical westerly jet; the blue dashed curve with an arrow denotes the wave path of the SEA; the red sun symbol denotes dry climate. [Reprinted from (Li, 2016), with permission from Cambridge University Press.]
In boreal summer, there are two intermediate tracks (Fig. 9), which are the CGT at the 200 hPa geopotential height (Ding and Wang, 2005; Lin, 2014) or meridional wind field (Saeed et al., 2011a, b, 2014), and the so-called Silk Road pattern (SRP) in the upper-tropospheric westerly field (Lu et al., 2002; Enomoto et al., 2003; Hong and Lu, 2016; Hong et al., 2018). However, the two may be the same thing, and the SRP is regarded as a part of the CGT over the Eurasian continent. The SRP is a teleconnection pattern that spans across the Eurasian continent roughly along 40°N and is trapped along the Asian upper-tropospheric westerly jet in summer. Figure9. Schematic diagram of the positive CGT in the 200-hPa geopotential height field and positive SRP in the 200-hPa meridional wind field in boreal summer. H and L denote high- and low-pressure anomalies, respectively; the + and - symbols represent positive and negative meridional wind anomalies, respectively; the cyan shaded belt represents the subtropical westerly jet.
2 2.3. Southern tracks -->
2.3. Southern tracks
In boreal summer, the atmospheric Gill-Matsuno-type pattern response to the tropical pole of the NAT (Kucharski et al., 2009; Wu et al., 2012a; Li et al., 2013b) is one of the southern tracks linking the North Atlantic and weather and climate over East Asia [Fig. 4——the cyan arrow from the tropical North Atlantic to western North Pacific (WNP)]. This Gill-Matsuno-type pattern response usually modulates the western Pacific subtropical high (WPSH) anomaly (He et al., 2011; Wu et al., 2012a), which is usually associated with El Ni?o (La Ni?a) events (Wang et al., 2000, Wang et al., 2008; Feng and Li, 2011). As a result, the tropical component associated with the NAT can strengthen the linkage between the WPSH and ENSO. In the cold season (November to April), the Africa-Asia multidecadal teleconnection pattern (AAMT) (Sun et al., 2017a), emanating from North Africa and propagating to East Asia roughly along 30°N, where the North African-Asian jet is located during winter, is another southern atmospheric bridge between the AMO and the climate in East Asia. As shown in Fig. 10, the AMO in the cold season can excite the AAMT Rossby wave train along the North African-Asian jet stream in guiding the wave train to East Asia, leading to decadal changes in surface and tropospheric air temperatures over Northwest Africa, the Arabian Peninsula and Central China (Sun et al., 2017a). Furthermore, (Xie et al., 2019) showed that the multidecadal variability of annual East Asian surface air temperature is closely associated with the NAO, and the latter leads the former by around 15-20 years. They illustrated that the NAO precedes the AMO and the latter influences the AAMT pattern, in turn modulating the multidecadal variability of annual East Asian surface air temperature. The annual East Asian surface air temperature for 2018-34 was predicted by an NAO-based linear model to remain at its current level or even slightly lower, followed by a period of fast warming over the following decades (Xie et al., 2019). In the future, the decadal impacts of the NAT and NAO on winter extreme temperature events (cold/warm nights, cold/warm days, frost days, etc.) in the domains from North Africa to East Asia mentioned above, through their modulation of the AMO, is worthy of further investigation. Figure10. Schematic diagram of the cold-season AAMT pattern associated with the AMO and its regional climate impact. The pink area in the North Atlantic shows the positive AMO pattern; the + and - symbols denote positive and negative meridional wind anomalies at the upper-tropospheric levels, respectively; the yellow dashed curve with an arrow denotes the wave path of the AAMT; the orange areas with a red W denote warm surface climate.
2 2.4. Westward tracks -->
2.4. Westward tracks
The North Atlantic may exert its influence on climate in East Asia through westward tracks. There are two westward tracks: one through the North Pacific and another via ENSO (Fig. 2a). Figure 11 is a schematic illustration showing the physical processes of western tropical Pacific (WTP) multidecadal variability forced by the AMO (Sun et al., 2017b), implying a typical example of a chain coupled oceanic-atmospheric bridge between the North Atlantic and WTP. In fact, there is an orchestrated multidecadal climate song between the North Atlantic and North Pacific oceans (Lee et al., 2012). The AMO warm (cold) SST anomaly can generate a westward atmospheric teleconnection from the North Atlantic to the North Pacific, which weakens (strengthens) the Aleutian low over the North Pacific and subtropical North Pacific (SNP) SST warming (cooling). The combined effects of the positive AMO and SNP SST warming feedbacks (e.g., wind-evaporation-SST effect, SST-sea level pressure-cloud-longwave radiation positive feedback) favor a WTP SST warming pattern, and vice versa (Sun et al., 2017b). Whether the NAT, NAO and AMO have decadal or multidecadal impacts on typhoons over the WNP, South China Sea summer monsoon (SCSSM), EASM etc., are open questions. Figure11. Schematic illustration of the chain coupled oceanic-atmospheric bridge between the North Atlantic and WTP, showing the physical processes of the WTP multidecadal variability forced by the AMO: (a) the first coupled oceanic-atmospheric bridge, showing the direct effect of the AMO warm phase (the orange area in the North Atlantic) on the Aleutian low over the North Pacific and SNP SST warming (the orange area over the SNP); (b) the second coupled oceanic-atmospheric bridge, showing the combined effects of the AMO and SNP SST warming feedbacks on the WTP SST warming pattern (the orange area over the WTP). [Reprinted from (Sun et al., 2017b).]
Recently, (Ding et al., 2017a) found a north-south dipole pattern of sea level pressure anomalies over northeastern North America to the western tropical North Atlantic, referred to as the North American dipole (NAD), which has a close connection with the central Pacific (CP)-type El Ni?o a year later. The wintertime NAD influences CP El Ni?o events over the course of the following year via a chain coupled oceanic-atmospheric bridge process among the NAD, northern tropical Atlantic and subtropical/tropical Pacific, involving air-sea interactions over those major basins (Ding et al., 2017a). Additionally, they also indicated that the correlation of the NAD or North Pacific Oscillation (NPO) index with the Ni?o4 index a year later becomes much weaker when the wintertime simultaneous NAD and NPO indices have opposite polarities. How the NAD affects climate over East Asia and the northwestern Pacific requires further research.
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3.1. Northern tracks
Previous studies (Li et al., 2004; Fu et al., 2008) have indicated that the PDO is associated with climate variations in China, such as winds, precipitation, surface pressure, etc. (Zhao et al., 2016) recently showed that the decadal variability in the occurrence of wintertime haze in central eastern China is tied to the PDO. The Aleutian low and Mongolian high act as an atmospheric bridge in the influence of the PDO on the number of wintertime haze days in central eastern China (Fig. 12). In a PDO warm phase, the Aleutian low strengthens and extends westward, and the Mongolian high strengthens and moves southward, resulting in anomalous high pressure and descending motion in central eastern China. These anomalies form a rigid "lid" that makes the air more stable, thus weakening vertical diffusion and hindering the spread of pollutants. (Zhao et al., 2016) further established a linear model based on the PDO and China's GDP (representing the trend of increasing concentrations of pollutants) with a good fit to the observed number of haze days (Fig. 13). Figure12. Schematic diagram of the influence of a positive PDO phase on more wintertime haze days (HD) in central eastern China. The labels "Low" and "High" denote the Aleutian low and Mongolian high anomalies, respectively. [Reprinted from (Zhao et al., 2016).]
Figure13. Observed (blue) and modeled (red) number of wintertime haze days in central eastern China from 1960/61 to 2012/13. [Reprinted from (Zhao et al., 2016).]
2 3.2. Intermediate tracks -->
3.2. Intermediate tracks
The impact of the VM on climate over the WNP is a coupled oceanic-atmospheric bridge process, in which the seasonal footprinting mechanism (SFM) (Vimont et al., 2003a, b; Alexander et al., 2010) plays an important role. In fact, the SFM is one kind of chain coupled oceanic-atmospheric bridge. Figure 14 is a schematic diagram illustrating the influences of the VM on anomalous cyclonic activity and typhoons over the WNP and the WNP summer monsoon, as well as the SCSSM. The atmospheric forcing of the VM is linked to the NPO (Vimont et al., 2003a, b; Chhak et al., 2009; Alexander et al., 2010; Yu and Kim, 2011), and the NPO leads the VM by one month (Ding et al., 2015a). The positive VM pattern that is formed in spring persists into the summer, and in turn induces anomalous westerlies in the western equatorial Pacific and a cyclonic anomaly over the WNP that tends to modulate the WNP summer monsoon and SCSSM (Ding et al., 2018), as well as a weakened WPSH and enhanced tropical cyclone genesis over the WNP (Pu et al., 2018) (Fig. 14), and vice versa. This implies that the spring VM acts as a predictable signal source for tropical cyclone genesis over the WNP. Figure14. Schematic diagram illustrating the influences of the VM on anomalous cyclonic activity and typhoons over the WNP and the WNP summer monsoon as well as the SCSSM. VM$^+$: positive VM phase; NPO$^-$: negative NPO phase. The label "Low" denotes a cyclonic anomaly; the symbol denotes a tropical cyclone; yellow arrows over the WNP denote anomalous cyclonic flow; green arrows denote anomalous westerly flow.
2 3.3. Southern tracks -->
3.3. Southern tracks
One of the southern tracks from the NPO and VM to ENSO is a natural extension of the intermediate track mentioned above from the NPO and VM to the WNP. This is a chain coupled oceanic-atmospheric bridge among the North Pacific, ENSO and East Asia (Fig. 15). (Ding et al., 2015a) indicated that the majority of VM events are followed by ENSO events. As mentioned above, the positive VM pattern in the spring and summer seasons excites westerly anomalies in the western equatorial Pacific to affect the evolution of subsurface ocean temperature anomalies along the equator, resulting in surface warming in the central eastern equatorial Pacific from spring to summer, which in turn initiates an ENSO event (Ding et al., 2015a), and then influences East Asian climate. How to employ the NPO or VM signal to improve seasonal and interannual predictions of East Asian climate needs further research. Figure15. Schematic illustration showing a chain coupled oceanic-atmospheric bridge of the two processes that combine to drive the ASO to El Ni?o connection: the high-latitude stratosphere to troposphere pathway (light blue wavy arrow) and the extratropical to tropical climate teleconnection (yellow curved arrow). ASO-: ASO decrease; NPO-: negative NPO phase; VM+: positive VM phase. [Reprinted from (Xie et al., 2016).]
2 3.4. Arctic stratospheric tracks -->
3.4. Arctic stratospheric tracks
The stratospheric track from the ASO to ENSO, and further to East Asia, belongs to a more complex chain coupled oceanic-atmospheric bridge, which contains the two complex processes that combine to drive the ASO to El Ni?o connection (Xie et al., 2016): the Northern Hemisphere high-latitude stratosphere to troposphere pathway, and the extratropical to tropical climate teleconnection (Fig. 15). The extratropical to tropical climate teleconnection here is just the southern track from the NPO and VM to ENSO. The ASO leads ENSO events by about 20 months (Xie et al., 2016). The ASO radiative anomalies affect the NPO, which induces VM anomalies and in turn influences ENSO (Xie et al., 2017). This implies that stratospheric variability may lead to improved predictability of ENSO events (Xie et al., 2016; Garfinkel, 2017). However, many relevant issues need to be further studied (Garfinkel, 2017); for example, how to understand the 20-month impact of the ASO on ENSO, how the midlatitude SST anomaly forced by the ASO is stored beneath the sea surface and then released in the following winter through winter-to-winter recurrence (Alexander and Deser, 1995; Alexander et al., 1999; Zhao and Li, 2010, 2012a, b), and so on. (Xie et al., 2018a) found that the February-March ASO has a significant influence on April-May rainfall over the Loess Plateau and middle-lower reaches of the Yangtze River valley. The North Pacific circulation anomaly is linked to the stratospheric circulation anomaly caused by the positive ASO, and then leads to an anticyclonic anomaly in the East Asian upper and middle troposphere, and a cyclonic anomaly in the lower troposphere, resulting in more precipitation in central China, and vice versa. This implies that the ASO signal in February-March can be a predictor of April-May precipitation over the Loess Plateau and middle-lower reaches of the Yangtze River valley (Xie et al., 2018a). In addition, it is found that using stratospheric ozone forcing with more accurate variability can significantly improve global surface temperature simulation (Xie et al., 2018b), implying the importance of accurately simulating the stratospheric ozone and the need for including fully coupled stratospheric dynamical-radiative-chemical processes in climate models to simulate and predict climate changes.