1.Climate Change Research Center, Institute of Atmospheric Physics, Chinese Academy of Sciences, Beijing 100029, China 2.National Key Laboratory of Numerical Modeling for Atmospheric Sciences and Geophysical Fluid Dynamics, Institute of Atmospheric Physics, Chinese Academy of Sciences, Beijing 100029, China Manuscript received: 2020-05-27 Manuscript revised: 2020-07-20 Manuscript accepted: 2020-08-05 Abstract:El Ni?o–Southern Oscillation (ENSO) events have a strong influence on East Asian summer rainfall (EASR). This paper investigates the simulated ENSO–EASR relationship in CMIP6 models and compares the results with those in CMIP3 and CMIP5 models. In general, the CMIP6 models show almost no appreciable progress in representing the ENSO–EASR relationship compared with the CMIP5 models. The correlation coefficients in the CMIP6 models are relatively smaller and exhibit a slightly greater intermodel diversity than those in the CMIP5 models. Three physical processes related to the delayed effect of ENSO on EASR are further analyzed. Results show that, firstly, the relationships between ENSO and the tropical Indian Ocean (TIO) sea surface temperature (SST) in the CMIP6 models are more realistic, stronger, and have less intermodel diversity than those in the CMIP3 and CMIP5 models. Secondly, the teleconnections between the TIO SST and Philippine Sea convection (PSC) in the CMIP6 models are almost the same as those in the CMIP5 models, and stronger than those in the CMIP3 models. Finally, the CMIP3, CMIP5, and CMIP6 models exhibit essentially identical capabilities in representing the PSC–EASR relationship. Almost all the three generations of models underestimate the ENSO–EASR, TIO SST–PSC, and PSC–EASR relationships. Moreover, almost all the CMIP6 models that successfully capture the significant TIO SST–PSC relationship realistically simulate the ENSO–EASR relationship and vice versa, which is, however, not the case in the CMIP5 models. Keywords: ENSO, East Asian summer rainfall, CMIP6, tropical Indian Ocean SST, Philippine Sea convection, teleconnection 摘要:前冬ENSO事件对东亚夏季降水(简称EASR)有重要影响。本文研究了第六次国际耦合模式比较计划(简称CMIP6)的全球耦合气候模式对ENSO–EASR关系的模拟能力,并与第三次和第五次国际耦合模式比较计划(简称CMIP3和CMIP5)的模式模拟结果进行了比较。结果表明,从CMIP5到CMIP6,气候模式对ENSO–EASR关系的模拟能力没有明显改进。与CMIP5模式模拟结果相比,CMIP6模式模拟的相关系数偏低,模式间差异较大。本文进而比较了三代CMIP模式模拟ENSO影响EASR物理过程的能力,发现与CMIP3和CMIP5模式相比,CMIP6模式能更加合理地模拟出ENSO影响热带印度洋海表温度变化的物理过程,并且模式间差异较小;其次,CMIP6模式模拟印度洋海表温度与菲律宾海对流遥相关的能力强于CMIP3模式,但与CMIP5模式相当;最后,CMIP3,CMIP5和CMIP6模式模拟菲律宾海对流与EASR关联的能力相当。与观测相比,CMIP3,CMIP5和CMIP6模式模拟的ENSO和EASR,印度洋海表温度和菲律宾海对流,以及菲律宾海对流和EASR的关系偏弱。此外,所有合理地模拟出印度洋海表温度和菲律宾海对流遥相关的CMIP6模式都能较好地模拟出ENSO–EASR关系,反之亦然;而这一现象在CMIP5模式中并不存在。 关键词:ENSO, 东亚夏季降水, 第六次国际耦合模式比较计划(CMIP6), 印度洋海表温度, 菲律宾海对流, 遥相关
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2. Data and methods One realization of the historical climate simulations of 20 CMIP6 CGCMs were downloaded (Table 1). For the CMIP6 models, 114-year simulations (1901–2014) are used for the historical climate, whereas in the CMIP3 and CMIP5 models they are 100 years (1901–2000) and 105 years (1901–2005), respectively. For the observations, 41-year (1979–2019) GPCP precipitation (Adler et al., 2003) and 119-year (1901–2019) ERSST.v5 (Smith et al., 2008) data are used for the historical climate. Specifically, 41-year (1979–2019) SST data are used when calculating the regressions and correlations with the GPCP precipitation; and besides, 114-year (1901–2014) SST data are used. A nine-year Gaussian filter is applied on the detrended data to obtain the interannual component, following Lu and Fu (2010).
Model
Affiliation and country
Resolution
BCC-CSM2-MR
BCC, China
320 × 160
BCC-ESM1
BCC, China
128 × 64
CAMS-CSM1-0
CAMS, China
320 × 160
CanESM5
CCCma, Canada
128 × 64
CESM2
NCAR, USA
288 × 192
CESM2-WACCM
NCAR, USA
288 × 192
CNRM-CM6-1
CNRM-CERFACS, France
256 × 128
CNRM-ESM2-1
CNRM-CERFACS, France
256 × 128
FGOALS-g3
IAP, China
180 × 80
GFDL-ESM4
NOAA GFDL, USA
288 × 180
HadGEM3-GC31-LL
MOHC, UK
192 × 144
IPSL-CM6A-LR
IPSL, France
144 × 143
MCM-UA-1-0
UA, USA
96 × 80
MIROC-ES2L
MIROC, Japan
128 × 64
MIROC6
MIROC, Japan
256 × 128
MPI-ESM1-2-HR
MPI-M, Germany
384 × 192
MRI-ESM2-0
MRI, Japan
320 × 160
NESM3
NUIST, China
192 × 96
NorCPM1
NCC, Norway
144 × 96
UKESM1-0-LL
MOHC, UK
192 × 144
Table1. Basic information of the CMIP6 models used in this study.
The CMIP3 and CMIP5 models, methods and indices are identical to those used in previous studies (Fu et al., 2013; Fu and Lu, 2017). Briefly, the December–February (DJF) Ni?o3 index is defined as the DJF SST averaged over (5°S–5°N, 150°–90°W); the tropical Indian Ocean index (TIOI) is defined as the JJA SST averaged over (20°S–20°N, 40°–110°E); the Philippine Sea convective index (PSCI) is defined as the JJA precipitation averaged over (10°–20°N, 110°–160°E); and the EASR index (EASRI) is defined as the JJA precipitation averaged over the parallelogram-shaped region determined by the following points: (25°N, 100°E), (35°N, 100°E), (30°N, 160°E), and (40°N, 160°E).
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4.1. Simulation of the relationship between ENSO and TIO SST
Figure 5 shows the subsequent-summer TIO SST regressed onto the standardized DJF Ni?o3 index in the observations, CMIP6 MME, and individual CMIP6 models. Generally, there are three SST anomaly centers in the observations, located over the northwestern Indian Ocean, southwestern Indian Ocean, and southeastern Indian Ocean. Except for BCC-ESM1 and MCM-UA-1-0, all CMIP6 models reproduce the SST anomaly related to ENSO over the Indian Ocean, especially over the northern TIO where the SST anomaly plays a more important role in affecting the western North Pacific circulation (Xie et al., 2009; Huang et al., 2010). Most CMIP6 models fail to capture the SST anomaly over the southeastern Indian Ocean. In contrast, the ENSO-related TIO SST anomaly can be simulated in only half of the CMIP3 models (Fu et al., 2013), but it can be represented in almost all CMIP5 models, even in the “worst” CMIP5 models that have the weakest ENSO–EASR relationships (Fu and Lu, 2017). On the other hand, there is a positive SST anomaly over the eastern tropical Pacific in the observations, which is consistent with previous studies (e.g., Xie et al., 2009). Almost all the CMIP6 models represent this SST anomaly with stronger intensity than observed. In the meantime, most models simulate negative SST anomalies over the southern tropical Pacific, which do not exist in the observations. It seems that the simulated SST anomaly over the tropical Pacific cannot directly affect the ENSO–EASR relationship. Figure5. As in Fig. 2 but for the JJA SST regressed onto the standardized DJF Ni?o3 index. Values significant at the 5% level are shaded (red, positive; blue, negative), and the contour interval is 0.05. Units: °C.
The MMEs of the three generations of models simulate almost the same spatial pattern and intensity of ENSO-related TIO SST anomalies (Figs. 6a–c). The MMEs successfully represent the ENSO-induced SST anomalies over the northwestern and southwestern Indian Ocean, but cannot reproduce the SST anomaly over the southeastern Indian Ocean. The biases of the simulated SST anomalies between the CMIP models and the observations are positive over the tropical western Indian Ocean and central southern TIO (Figs. 6d–f), indicating an overestimation compared with the observations. Additionally, the biases are negative over the southeastern Indian Ocean in the MMEs because of the unsuccessful representation of the observed positive SST anomaly in the models. Figure6. As in Fig. 3 but for the JJA SST regressed onto the standardized DJF Ni?o3 index. Panel (a) is a reproduction of the MME result shown in Fig.4 in Fu et al. (2013). Shading in (a–c) indicates values significant at the 5% level (red, positive; blue, negative). The contour interval is 0.05 in (a–c) and 0.02 in (d–i). Units: °C.
The intermodel diversity of the ENSO-related SST anomaly decreases from the CMIP3 to CMIP6 models (Figs. 6g–i). In the CMIP3 models, the intermodel StDs reach up to approximately 0.16–0.18°C over the northwestern, southwestern, and southeastern Indian Ocean. In the CMIP5 models, the largest intermodel diversity is still located over these regions, but the StDs decrease to approximately 0.10–0.12°C. In the CMIP6 models, the intermodel diversity centers over the southern TIO almost disapper, with the StDs decreasing to only approximately 0.06–0.08°C. The center over the northwestern TIO also shrinks and decreases to approximately 0.10°C. Additionally, the intermodel StD over the central Indian Ocean decreases from approximately 0.10°C in the CMIP3 models to 0.04°C in the CMIP6 models. The improvement in the CMIP6 models in simulating ENSO’s impact on TIO SST is clearly shown in Fig. 7a, which is a reproduction of Fig.5a in Fu and Lu (2017) but with the results of the CMIP6 models added. The correlation coefficients between ENSO and TIOI tend to be stronger and are nearer to the observations (0.66) in the CMIP6 models compared with those in the CMIP3 and CMIP5 models. The correlation coefficients are within 0.70–0.80 in the largest percentage of CMIP6 models (50%), and range from 0.80 to 0.90 in the following proportion (20%). That is, 70% of the CMIP6 models simulate the ENSO–TIOI correlation coefficient within 0.70–0.90, which are stronger than the observed values. The percentage is much greater compared with that in the CMIP3 models (39%) and CMIP5 models (59%). Additionally, the correlation coefficients are stronger than 0.60 in approximately 50% of the CMIP3 models, 68% of the CMIP5 models, and 85% of the CMIP6 models. Figure7. As in Fig. 4 but (a, b) the correlation coefficient between the preceding DJF Ni?o3 index and TIOI, (c, d) the TIOI–PSCI correlation coefficient, and (e, f) the PSCI–EASRI correlation coefficient. Panels (a, c, e) are reproductions of Figs. 5a-c in Fu and Lu (2017) but with the results of the CMIP6 models added.
The CMIP6 models exhibit smaller dispersion in the ENSO–TIOI correlation coefficients than the CMIP3 and CMIP5 models (Fig. 7b). There are only two outliers (BCC-ESM1 and MCM-UA-1-0) that simulate much lower correlation coefficients (approximately < 0.30). The correlation coefficient ranges from approximately 0.22 to 0.90 in the CMIP3 models, 0.31 to 0.90 in the CMIP5 models (except for one outlier), and from 0.55 to 0.86 in the CMIP6 models (except for two outliers). Between the 25th and 75th quartiles, the correlation coefficients are within the scope of approximately 0.35–0.84 in the CMIP3 models and 0.58–0.79 in the CMIP5 models, and the scope narrows to 0.67–0.79 in the CMIP6 models. Additionally, the MMEs of the correlation coefficients are approximately 0.59, 0.68, and 0.69 in the CMIP3, CMIP5, and CMIP6 models, respectively; and the median values are approximately 0.58, 0.74, and 0.74. Based on the above results, we can conclude that the CMIP6 models simulate the ENSO–TIOI relationship more reasonably than the CMIP3 and CMIP5 models.
2 4.2. Simulation of the relationship between TIO SST and PSC -->
4.2. Simulation of the relationship between TIO SST and PSC
Figure 8 shows the JJA precipitation regressed onto the standardized TIOI, which represents the second step of ENSO’s impact on EASR. In the observations, a positive TIO SST anomaly corresponds to a below-normal rainfall anomaly over the Philippine Sea and northwestern subtropical Pacific. This negative TIOI-related precipitation anomaly is successfully represented in the CMIP6 MME and 12 out of 20 CMIP6 models (CAMS-CSM1-0, CESM2, CESM2-WACCM, CNRM-CM6-1, CNRM-ESM2-1, FGOALS-g3, HadGEM3-GC31-LL, MCM-UA-1-0, MIROC-ES2L, MRI-ESM2-0, NorCPM1, and UKESM1-0-LL). The ratio is nearly identical to that in the CMIP5 models (12 out of 22) (Fu and Lu, 2017) and greater than that in the CMIP3 CGCMs (5 out of 18) (Fu et al., 2013). The negative precipitation anomaly in MIROC6 is relatively weak and shifts far eastward in comparison with the observations (Fig. 8o), resulting in an insignificant TIOI–PSCI correlation coefficient of approximately 0.18. Otherwise, the main body of the TIOI-related negative precipitation anomaly shifts eastward by approximately 20° in longitude compared with the observations, with the western edge located east of 130°E in six CMIP6 models (CAMS-CSM1-0, CESM2-WACCM, FGOALS-g3, HadGEM3-GC31-LL, MCM-UA-1-0, and UKESM1-0-LL). Figure8. As in Fig. 2 but for the JJA precipitation regressed onto the standardized TIOI. The red rectangles indicate the region used to define the PSCI. Units: mm d?1.
More importantly, the well-simulated TIOI–PSCI relationship guarantees that the CMIP6 models will capture the ENSO–EASR correlation, which is quite different from the CMIP5 models. Except for MCM-UA-1-0 and NorCPM1, all the remaining 10 CMIP6 models that capture a significant TIOI–PSCI relationship of between ?0.24 and ?0.74 are models that realistically simulate the ENSO–EASR relationship. The two exceptions have TIOI–PSCI correlation coefficients of approximately ?0.24 and ?0.55, but the ENSO–EASR correlation coefficients are only 0.12 and 0.10, respectively. All remaining eight CMIP6 models that cannot reproduce the significant TIOI–PSCI relationship fail to capture the ENSO–EASR relationship. On the other hand, all 10 CMIP6 models that simulate a significant ENSO–EASR relationship are also models that realistically represent a significant TIOI–PSCI relationship. However, this phenomenon does not exist in the CMIP5 models, and no obvious connection can be found between the TIOI–PSCI and ENSO–EASR correlations (Fu and Lu, 2017). The TIOI-related precipitation anomaly over the Philippine Sea and northwestern subtropical Pacific in the CMIP6 MME is relatively stronger than those in the CMIP3 and CMIP5 MMEs (Figs. 9a–c). It also shows that the simulated PSC shifts eastward in all three MMEs, with the western edge located east of 130°E. Accordingly, the biases, with the maximum located over 120°–140°E, decrease from the CMIP3 to CMIP5 models (Figs. 9d–f). Different from the MMEs and biases, the intermodel spread in the CMIP6 models, however, increases. Over the PSC region, the intermodel StDs are approximately 0.2–0.3 mm d?1 in the CMIP3 models (Fig. 9g), 0.3–0.4 mm d?1 in the CMIP5 models (Fig. 9h), and larger than 0.4 mm d?1 in the CMIP6 models (Fig. 9i). Figure9. As in Fig. 3 but for the JJA precipitation regressed onto the standardized TIOI. Panel (a) is a reproduction of the MME result shown in Fig.7 in Fu et al. (2013). The contour interval is 0.2 in (a–f) and 0.1 in (g–i). The red rectangles indicate the region used to define the PSCI. Units: mm d?1.
Figure 7c displays a histogram of the TIOI–PSCI correlation coefficients in the CMIP3, CMIP5, and CMIP6 models, which is a reproduction of Fig.5b in Fu and Lu (2017) but with the results of the CMIP6 models added. Generally, the intensity of the TIOI–PSCI correlation coefficients in the CMIP5 and CMIP6 models exhibit almost no obvious difference, and they are both stronger than that in the CMIP3 models. In the largest percentage of the CMIP6 models (20%), the correlation coefficients are within the scope of ?0.20 to ?0.30. In the CMIP5 models, the correlation coefficients of the largest proportion (27%) range from ?0.50 to ?0.40, which is stronger than that in the CMIP6 models, while the correlation coefficients of the largest proportion (28%) are weaker, at only ?0.20 to ?0.10, in the CMIP3 models. Additionally, 60% of the CMIP6 models reasonably represent the TIOI–PSCI correlation coefficient (< ?0.20). The ratio is comparable to that in the CMIP5 models (55%) and larger than that in the CMIP3 models (28%). Figure 7d quantitatively shows that the intermodel diversity increases from the CMIP3 to CMIP6 models. The scope of the TIOI–PSCI correlation coefficients is from approximately ?0.59 to 0.26 in the CMIP3 models, ?0.58 to 0.32 in the CMIP5 models, and increases to ?0.74 to 0.42 in the CMIP6 models. Between the 25th and 75th quartiles, the correlation coefficients change from approximately ?0.25 to 0.10 in the CMIP3 models, ?0.45 to 0.03 in the CMIP5 models, and ?0.44 to 0.04 in the CMIP6 models. The MME/median values are ?0.12/?0.17, ?0.21/?0.22, and ?0.21/?0.24 in the CMIP3, CMIP5, and CMIP6 models, respectively. Additionally, the observed TIOI–PSCI relationship (?0.49) is underestimated in almost all three generations of models. In summary, the most important improvement is that the well-simulated TIOI–PSCI relationship guarantees that the CMIP6 models will realistically capture the ENSO–EASR correlation, but this is not the case in the CMIP5 models. However, the CMIP6 models show no obvious changes in terms of simulating this relationship. The TIOI–PSCI correlation coefficients in the CMIP6 models are almost the same as those in the CMIP5 models and stronger than those in the CMIP3 models.
2 4.3. Simulation of the relationship between PSC and EASR -->
4.3. Simulation of the relationship between PSC and EASR
Figure 10 shows the summer precipitation regressed onto the standardized PSCI in the observations, CMIP6 MME, and individual CMIP6 models. In the observations, a positive PSCI induces a negative EASR anomaly, which indicates a representation of the Pacific–Japan pattern (Lu, 2004; Kosaka and Nakamura, 2006). The below-normal precipitation anomaly is simulated in 18 out of 20 CMIP6 models (all except BCC-ESM1 and NESM3), although it is much weaker in most models than that in the observations. In contrast, 14 out of 18 CMIP3 models (Fu et al., 2013) and 17 out of 22 CMIP5 models (Fu and Lu, 2017) can represent the PSCI–EASRI relationship. Therefore, most CMIP models can reproduce the inherent relationships of the East Asian summer monsoon well. Figure10. As in Fig. 2 but for the JJA precipitation regressed onto the standardized PSCI. Units: mm d?1.
The intensity and spatial characteristics of the PSCI-related EASR anomaly are similar to each other in the MMEs, and all are much weaker than those in the observations (Figs. 11a–c). Accordingly, the biases of the precipitation anomaly in the MMEs exhibit nearly the same pattern and intensity (Figs. 11d–f). The positive biases are mainly located over central China and the Pacific that east of Japan. The intermodel diversity exhibits almost no difference from each other in the three generations of models, with intermodel StDs of approximately 0.2 mm d?1 over the EASR region (Figs. 11g–i). Therefore, the three generations of models have similar skills in representing the PSCI–EASRI relationship. Figure11. As in Fig. 3 but for the JJA precipitation regressed onto the standardized PSCI. The contour interval is 0.2 in (a–f) and 0.1 in (g–i). Units: mm d?1.
Figure 7e shows that the PSCI–EASRI correlation coefficient tends to become weaker in the CMIP6 models, especially compared with that in the CMIP5 models. Approximately 90% of the CMIP6 models simulate a significant PSCI–EASRI relationship (< ?0.20) that is statistically significant at the 5% level. The ratio is slightly larger than that in the CMIP3 (78%) and CMIP5 (77%) models. However, strong correlation coefficients (< ?0.40) are simulated in only 25% of the CMIP6 models, which is lower than that in the CMIP3 (39%) and CMIP5 (41%) models. The correlation coefficients change from ?0.30 to ?0.20 with the peak proportion (35%) in the CMIP6 models, which is weaker than that of ?0.50 to ?0.40 (23%) in the CMIP5 models and identical to that of ?0.30 to ?0.20 (33%) in the CMIP3 models. Additionally, the PSCI–EASRI relationship is weaker than observed (?0.62) in almost all the analyzed CMIP3, CMIP5, and CMIP6 models. Except for the outliers with correlation coefficients markedly stronger (MIROC-ES2L and UKESM1-0-LL) or weaker (BCC-ESM1 and NESM3) than those of the other models, the simulated PSCI–EASRI relationship tends to be more concentrated in the CMIP6 models than in the CMIP3 and CMIP5 models (Fig. 7f). The correlation coefficients spread from ?0.56 to ?0.21 in the CMIP6 models (except four outliers), while they range from ?0.56 to ?0.06 in the CMIP3 models and from ?0.61 to 0.07 in the CMIP5 models. Between the 25th and 75th quartiles, the correlation coefficients change from approximately ?0.50 to ?0.20 in the CMIP3 models, from ?0.46 to ?0.20 in the CMIP5 models, and from ?0.42 to ?0.27 in the CMIP6 models. Additionally, almost all three generations of models underestimate the PSCI–EASRI relationship. In summary, the three generations of models exhibit essentially identical capabilities in representing the PSCI–EASRI relationship, with almost the same spatial pattern, intensity, bias, and intermodel diversity of the PSC-related precipitation anomaly. However, the correlation coefficient is weaker in the CMIP6 models, although it is more concentrated after excluding the outliers. The above study evaluated the three physical processes related to the delayed impact of winter ENSO on the subsequent EASR in the CMIP6 models and compared the results with those in the CMIP3 and CMIP5 models. According to the analysis in section 4.2, except MCM-UA-1-0 and NorCPM1, all remaining 10 CMIP6 models that capture a significant TIOI–PSCI relationship are identical to the models that reproduce a significant ENSO–EASR relationship, and the eight CMIP6 models that cannot reproduce a significant TIOI–PSCI relationship fail to capture the ENSO–EASR relationship. This suggests that the TIOI–PSCI relationship is the key teleconnection determining whether the CMIP6 models can simulate the ENSO–EASR relationship. Unfortunately, the CMIP6 models fail to offer any improvement in simulating the TIOI–PSCI relationship, although they simulate a more realistic ENSO–TIOI relationship. The failure likely explains the fact that there is no obvious progress in simulating the ENSO–EASR relationship, as identified in section 3. Additionally, the ENSO–EASR relationship shows a slightly larger intermodel uncertainty in the CMIP6 models than in the CMIP5 models (Fig. 4b), which is attributable to the increased intermodel spread in the TIOI–PSCI relationship (Fig. 7d) since the intermodel spread for the remaining two physical processes is reduced (Figs. 7b and f). This result further supports the conclusion that the TIOI–PSCI relationship is the key process in determining the reproduction of the ENSO–EASR relationship in the CMIP6 models.