1.Center for Monsoon System Research, Institute of Atmospheric Physics, Chinese Academy of Sciences, Beijing 100026, China 2.Key Laboratory of Mesoscale Severe Weather (MOE), School of Atmospheric Sciences, Nanjing University, Nanjing 210023, China 3.Department of Atmospheric and Oceanic Sciences, University of California, Los Angeles 90095-1565, USA Manuscript received: 2017-11-21 Manuscript revised: 2018-03-06 Manuscript accepted: 2018-04-02 Abstract:Climatologically, August is the month with the most tropical cyclone (TC) formation over the western North Pacific (WNP) during the typhoon season. In this study, the reason for abnormal TC activity during August is discussed——especially August 2014, when no TCs formed. The large-scale background of August 2014 is presented, with low-level large-scale easterly anomalies and anticyclonic anomalies dominating over the main TC genesis region, a weak monsoon trough system, and a strong WNP subtropical high (WPSH), leading to significantly reduced low-level convergence, upper-level divergence, and mid-level upward motion. These unfavorable large-scale conditions suppressed convection and cyclogenesis. In August 2014, equatorial waves were inactive within the negative phase of the Madden-Julian Oscillation (MJO), with fewer tropical disturbances. Although the low-level vorticity and convection of those disturbances were partly promoted by the convective envelopes of equatorial waves, the integral evolution of disturbances, as well as the equatorial waves, were suppressed when propagating into the negative MJO phase. Moreover, the upper-level potential vorticity (PV) streamers associated with anticyclonic Rossby wave breaking events imported extratropical cold and dry air into the tropics. The peripheral tropospheric dryness and enhanced vertical wind shear by PV streamer intrusion combined with the negative MJO phase were responsible for the absence of TC formation over the WNP in August 2014. Keywords: large-scale pattern, cyclogenesis, MJO, equatorial waves, Rossby wave breaking 摘要:八月是西北太平洋地区热带气旋(TC)生成最为活跃的月份,但2014年8月份没有TC生成。从大尺度环流背景分析可知,该月份季风槽系统偏弱,对流层低层为反气旋型环流异常和大范围的东风异常,中层的副热带高压加强,使得低层辐合和高层辐散的结合减弱,且中层的垂直运动被抑制。大尺度环流条件不利于湿对流活动发展和TC的生成。此外,MJO和赤道波动整体不活跃,对西太地区8月份热带扰动的发展及TC的生成也有一定的抑制作用。当热带扰动的演变处于MJO不活跃位相内时,对流活动和低层涡度的整体发展被抑制。同时,赤道外高层的Rossby波破碎和PV入侵过程对热带扰动的发展也有重要的影响,其带来的干冷空气使得扰动中心附近的水汽偏干,垂直风切变增加,使得湿对流活动进一步受到抑制。受赤道外和赤道地区多尺度系统的综合影响,2014年8月份没有TC生成。 关键词:热带气旋生成, 大尺度环流, MJO, 赤道波动, Rossby波破碎
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2.1. Data
In this study, the large-scale environmental conditions for TC activity over the WNP in August are described based on the daily and monthly air temperature, wind field, relative and specific humidity, vertical velocity, and SST from the ERA-Interim dataset with a horizontal resolution of 1°. The information on TC genesis over the WNP from 1982 to 2014 is obtained from the Joint Typhoon Warning Center best-track dataset. The TRMM multi-satellite 3B42 precipitation analysis product (Huffman et al., 2007) and daily interpolated outgoing longwave radiation (OLR) (Liebmann, 1996) obtained from NOAA's polar orbiting satellite are used as proxies of deep tropical convection. The grid resolutions of the TRMM and OLR datasets are 0.25° and 2.5°, respectively.
2 2.2. Methods -->
2.2. Methods
To further compare the difference in TC activity in August between 2014 and other year groups, the years from 1982 to 2013 are divided into three categories based on TC numbers in August, i.e., TC-active years (1985, 1991, 1996, 1999, 2000 and 2004), TC-inactive years except 2014 (1987, 1998, 2003, 2011), and normal years (Fig. 1). A TC-active (inactive) year is defined as one with more (less) than eight (four) TCs over the WNP in August, which is above (below) the average frequency (μ=5.9) by one standard deviation (σ=1.8). To explore the key factors inhibiting TC formation over the WNP in August 2014, the GPI proposed by Emanuel and Nolan (2004) and modified by Murakami and Wang (2010) is calculated in this study, expressed as \begin{equation*} {\rm GPI}=|10^5\zeta|^{\frac{3}{2}}\left(\dfrac{\rm RH}{50}\right)^3\left(\dfrac{V_{\rm pot}}{70}\right)^3(1+0.1V_s)^{-2}\left(\dfrac{-\omega+0.1}{0.1}\right) , \end{equation*} where ζ is the 850-hPa absolute vorticity, RH is the 600-hPa relative humidity, V pot is the maximum TC potential intensity (PI, Emanuel, 1995; Bister and Emanuel, 1998), Vs is the magnitude of the VWS (difference between 850 and 200 hPa), and ω is the 500-hPa vertical pressure velocity. To extract the tropical waves, the wavenumber frequency spectral analysis proposed by (Wheeler and Kiladis, 1999) is conducted on the TRMM and OLR data in this study. The filtering bands used are similar to those adopted in Schreck et al. (2011, 2012), and (Fang and Zhang, 2016). The MJO and Kelvin wave bands include 30-90-day and 2.5-17-day periods, as well as eastward propagation at zonal wavenumbers 0-9 and 1-14, respectively. The westward-propagating ER, MRG and TD-type waves cover 9-72-day, 3-10-day and 2.5-5-day periods, and zonal wavenumbers -10 to -1, -10 to -1 and -20 to -6, respectively. In addition, to quantitatively measure the degree of equatorial wave activity, the squared filtered OLR anomalies averaged over (0°-20°N, 120°-180°E) in August, in all 33 years, are normalized. Normalized values larger (smaller) than zero represent activity (inactivity) of equatorial waves. The MJO activity during August from 1982 to 2014 is examined based on the extensively used real-time multivariate MJO (RMM) index (Wheeler and Hendon, 2004). If the RMM index in August falls within phases 5, 6 or 7 and lasts more than 19 days, it is regarded as an active MJO event. An inactive MJO event has a similar definition except that the RMM index lies in phases 1, 2 or 3. In this way, six active MJO and seven inactive MJO years are identified, which are (1984, 1986, 1991, 2000, 2001 and 2004) and (1987, 1988, 1995, 1998, 2008, 2011 and 2012), respectively. RWB happens when mean flows are too weak to support the wave's linear propagation and nonlinear amplification is enhanced. There are two irreversible overturning types of RWB, which are termed as either cyclonic (i.e., CWB) or anticyclonic (i.e., AWB), based on the overturning direction (Thorncroft et al., 1993). Previous studies have found that AWB events occur more frequently than CWB ones during boreal summer (Abatzoglou and Magnusdottir, 2006; Strong and Magnusdottir, 2008; Galarneau et al., 2015; Zhang et al., 2016, 2017). Moreover, the accompanying PV streamers associated with AWB always stretch equatorward to lower latitudes during boreal summer, so we only consider AWB events in the North Pacific in this study. According to the detection algorithm of RWB described in (Liu and Barnes, 2015) and (Strong and Magnusdottir, 2008), we extract the six-hourly meridional PV gradient reversal of the 2-PVU contour on the 350-K surface (1 PVU = 10-6 m 2 s-1 K kg-1) to identify AWB events. One AWB occurrence is defined when the reversal happens once, and we detect AWB events from those accumulated occurrences.
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3.1. Large-scale patterns in August 2014
There were 23 TCs formed over the WNP in 2014, which was significantly fewer than the average of 30 TC formations over the WNP. On average, August is considered as the month with the most active TC genesis, whereas it was anomalously silent in August 2014, which was responsible for the relatively low number of TCs in 2014 (Fig. 1). The absence of TC activity in August 2014 broke the existing record held since 1945 over the WNP, and the TC number in this period was more than three standard deviations below the climatological mean number. Figure2. Composite 850-hPa divergence (shading; units: 10-5 s-1), 850-hPa wind fields (vectors), and 500-hPa geopotential height (contours with intervals of 10 gpm) over the WNP for (a) normal August, (b) active-TC August, (c) inactive-TC August, and (d) August 2014. The green dots denote the TC genesis locations. The thick purple contour represents the WPSH (5880 gpm), while the thick black line indicates the monsoon trough. The dashed box (5°-25°N, 110°-180°E) represents the region where TCs are mainly generated in August over the WNP.
A number of previous studies have pointed out that the low-level monsoon trough circulation can significantly modulate summer TC genesis over the WNP (McBride, 1995; Ritchie and Holland, 1999). As shown in Fig. 2a, compared with a normal August, the monsoon trough is stronger and extends more eastward to 150°E in an active-TC August (Fig. 2b). The low-level convergence is comparatively stronger, and the low-level westerly and cyclonic anomalies dominate over the main TC genesis region (TGR, i.e., 5°-25°N, 110°-180°E). In an inactive-TC August, the monsoon trough is much weaker, and large-scale anticyclonic anomalies accompanied by pronounced easterly anomalies dominate over the TGR, providing the unfavorable environmental conditions for tropical cyclogenesis (Figs. 2c and 3c). In contrast to the case in an inactive-TC August, the monsoon trough in August 2014 became much weaker and shrank more westward to around 130°E, inducing strong large-scale anticyclonic anomalies that reinforced the suppression of tropical convection and cyclogenesis in the TGR (Figs. 2d and 3d). For the mid-and-upper-level system, the WPSH in an active-TC August, represented by the 5880-gpm contour of 500-hPa geopotential height, appears to be weak and shifted more northward than its counterpart in a normal August (cf. Figs. 2a and b), with the westernmost edge located around 140°E, which is more conducive to tropical cyclogenesis combined with an enhanced monsoon trough and low-level convergence (Figs. 2b and 3b). In contrast, during an inactive-TC August, the WPSH becomes robust, featuring a remarkable southwestward extension with the westernmost end of the 5880-gpm contour arriving at 115°E, which produces a low-level divergence anomaly and is thus unfavorable for tropical cyclogenesis (Figs. 2c and 3c). In an active-TC August, positive 200-hPa divergence anomalies are prevalent over the TGR (Figs. 3a and b). The vertical configuration, with strong upper-level divergence and low-level convergence, can produce a TC-friendly environment to facilitate TC development over the TGR. In an inactive-TC August, the 200-hPa divergence demonstrates negative anomalies in the TGR, which is detrimental to tropical convection combined with weakened low-level convergence (Figs. 2c and 3c). Furthermore, this suppressive effect became enhanced in the TGR in August 2014 due to the more vigorous upper-level divergence and greater reduction in low-level convergence (Figs. 2d and 3d). Figure3. Composite 200-hPa divergence anomalies (shading; units: 10-6 s-1) and 850-hPa wind anomalies (vectors) in (a) normal August, (b) active-TC August, (c) inactive-TC August, and (d) August 2014. The green dots denote the TC genesis locations. The region denoted by the dashed box is the same as that in Fig. 2.
Figure4. Composites mid-tropospheric PW anomalies averaged from 700 to 400 hPa (shading; units: mm) and 500-hPa vertical pressure velocity anomalies (contours; every 0.5× 10-2 Pa s-1; negative is dashed) in (a) normal August, (b) active-TC August, (c) inactive-TC August, and (d) August 2014. The green dots denote the TC genesis locations. The region denoted by the dashed box is the same as that in Fig. 2.
Tropospheric humidity conditions significantly affect moist convection development, especially for deep convection (e.g., Gray, 1968, 1975; Zhang et al., 2016, 2017). Figure 4 shows the 700-400-hPa precipitable water (PW) anomalies and 500-hPa vertical pressure velocity anomalies in August. In a normal-TC August, mid-tropospheric humidity demonstrates little variation over the TGR (Fig. 4a). In an active-TC August, with the aid of enhanced mid-level vertical motion and large-scale low-level cyclonic anomalies, moist air is brought from the low to the middle level and causes positive mid-tropospheric PW anomalies to dominate over the eastern part of the TGR, which facilitates moist convection development. Meanwhile, reduced mid-level vertical motion and negative low-level cyclonic anomalies dominate over the western part of the TGR, causing negative mid-tropospheric PW anomalies and suppressed moist convection (Figs. 4b and 5b). While negative PW anomalies prevail over the TGR in an inactive-TC August (Fig. 4c), which can exert an unfavorable influence on moist convection accompanied by the reduced mid-level vertical motion and large-scale low-level anticyclonic anomalies. By comparison, in August 2014, both the negative tropospheric moisture anomalies and anomalous mid-level descending motion became much more robust over the TGR, which produced even more pronounced inhibitive conditions for moist convection and tropical cyclogenesis than those in an inactive-TC August (Fig. 4d). To sum up, in contrast to that in a TC-inactive August, corresponding to the stronger low-level large-scale easterly anomalies and anticyclonic anomalies dominating over the TGR, the circulation in the TGR in August 2014 was characterized by a much weaker low-level cyclonic circulation and monsoon trough system, and a stronger mid-tropospheric WPSH, leading to significantly reduced low-level convergence, upper-level divergence, and mid-level upward motion. It was these unfavorable large-scale conditions that greatly suppressed the convective development, and thus tropical cyclogenesis, in this month.
2 3.2. GPI diagnosis in August 2014 -->
3.2. GPI diagnosis in August 2014
Large-scale background analysis for the month of August has revealed that environmental conditions can significantly modulate tropical cyclogenesis over the TGR. To understand the key environmental factor or factors leading to the record-breaking TC genesis silence in August 2014, we further examine the individual contribution of five variables comprising the GPI: the low-level vorticity, VWS (850-200 hPa), PI, 600-hPa RH, and ω. Specifically, to explore the contribution of a given variable, the GPI is calculated using the other four variables obtained from the August climatology (1982-2014) and the given variable in August 2014 (Camargo et al., 2007). Figure 5 shows the total GPI anomaly in August 2014 relative to the long-term climatology (Fig. 5a), and the respective contribution from the individual variables (Figs. 5b-f). Negative anomalies of the GPI are observed over the western part of the TGR, while positive anomalies reside over the eastern part (Fig. 5a). It is evident that the negative GPI anomalies over the TGR to the west of 140°E are mainly attributable to reduced low-level vorticity (Fig. 5b), reduced PI associated with cooler SST (Fig. 5d), enhanced VWS, and descending motion (Figs. 5e and f), which coherently provide unfavorable large-scale conditions for TC genesis. Among the dynamical variations (e.g., low-level vorticity, VWS, and vertical motion), negative descending motion anomalies contribute about 40% of the negative GPI anomalies over the western WNP (5°-25°N, 110°-140°E). Contributions from vorticity, VWS and PI are comparable, accounting for 35%, 12% and 12% of the total GPI change, respectively. Besides, the positive anomalies of GPI are in the eastern section of the TGR, to the east of 140°E. The main contributors to these positive GPI anomalies in this region relate to the reduced VWS (Fig. 5e) and enhanced PI associated with warmer SST in the eastern part of the WNP (Fig. 5d). These results suggest the reduced tropospheric humidity (Fig. 5c) and weakened vertical motion (Fig. 5f) over the TGR may have acted as major inhibiting factors for tropical cyclogenesis in August 2014. Figure5. (a) Total GPI anomaly during August 2014 relative to the August climatology (shading) and the respective contribution from the individual variables (contours; negative is dashed) for (b) 850-hPa vorticity, (c) PI, (d) 600-hPa relative humidity, (e) VWS, and (f) 500-hPa vertical pressure velocity. The green box is similar to Fig. 2.