孙谦

教授 系主任 博士生导师 财务金融系 思源教授楼201室

电话：25011094

传真：65648384

Email：sunqian@fudan.edu.cn

研究方向：公司财务和国际金融

教师个人信息

教育背景：

教育背景：

博士,经济学,美国亚里桑那州立大学
硕士,工商管理,美国威廉派得森学院
学士,经济学,北京大学

荣誉称号：

荣誉称号：

学术经历：

学术经历：

科研获奖：

科研获奖：

2017.07,Korean Finance Association Best Paper Awards,The 29th Asian Finance Association Annual Conference 2017 Seoul
2014.06,Pacific-Basin Finance Journal Best Paper Award,2014 Asian Finance Association Annual Conference

教学获奖：

教学获奖：

期刊论文：

期刊论文：

1. Bo Li, William L. Megginson, Zhe Shen, and Qian Sun. 2019. Privatization effect versus listing effect: Evidence from China. Pacific-Basin Finance Journal 56.369-394.
2. Xiuping Hua, Ying Jiang, Qian Sun, and Xinyi Xing. 2019. Do antidumping measures affect Chinese export-related firms?. Review of Quantitative Finance and Accounting 52(3).871-900.
3. Song Shi, Qian Sun, and Xin Zhang. 2018. Do IPOs affect the market price? Evidence from China. Journal of Financial and Quantitative Analysis 53(3).1391-1416.
4. Yuanpeng Li, Qian Sun, and Shu Tian. 2018. The impact of IPO approval on the price of existing stocks: evidence from China. Journal of Corporate Finance 50.109–127.
5. Tiandu Wang, Chenghu Ma, and Qian Sun. 2017. The interaction between security lending market and security trading market. Pacific-Basin Finance Journal 46(part B).309-322.
6. Fang Lou, Qian Sun, and Hongqi Yuan. 2017. Voluntary disclosure of internal control and auditor’s attestation: evidence from China. Frontiers of Business Research in China 11(1).208-241.
7. Yan Dong, Zhentao Liu, Zhe Shen, and Qian Sun. 2016. Does state ownership really matter in determining access to bank loans? Evidence from China's partial privatization. Pacific-Basin Finance Journal 40(A).73-85.
8. Yibiao Chen, Steven Shuye Wang, Wei Li, Qian Sun, and Wilson H.S. Tong. 2015. Institutional environment, firm ownership, and IPO first-day returns: Evidence from China. Journal of Corporate Finance 32.150-168.
9. Tiandu Wang and Qian Sun. 2015. Why investors use technical analysis? Information discovery versus herding behavior. China Finance Review International 5(1).53-68.
10. Zhe Shen, Limin Chen, and Qian Sun. 2014. Do Chinese IPOs really underperform in the long run?. The Journal of Portfolio Management 41(5).84-91.
11. Yan Dong, Zhentao Liu, Zhe Shen, and Qian Sun. 2014. Political patronage and capital structure in China. Emerging Markets Finance and Trade 50(3).102-125.
12. Bo Li, Qian Sun, and Changyun Wang. 2014. Liquidity, liquidity risk, and stock returns: Evidence from Japan. European Financial Management 20(1).126–151.
13. Qian Sun, Wilson H. S. Tong, and Xin Zhang. 2013. How cross-listings from an emerging economy affect the host market?. Journal of Banking & Finance 37(7).2229-2245.
14. Qian Sun, Wilson H. S. Tong, and Yujun Wu. 2013. Overseas listing as a policy tool: Evidence from China's H-shares. Journal of Banking & Finance 37(5).1460-1474.
15. Cao, Qin, Qian Sun, and Wilson H.S. Tong. 2011. Audit fee determination in Singapore: A comprehensive analysis. 中国会计与财务研究 13(4).127-160.
16. Chi, Jing, Qian Sun and Martin Young. 2011. Performance and characteristics of acquiring firms in the Chinese stock markets. Emerging Markets Review 12(2).152-170.
17. Huang, Juanjuan, Yifeng Shen, and Qian Sun. 2011. Nonnegotiable shares, controlling shareholders, and dividend payments in China. Journal of Corporate Finance 17(1) .122-133.
18. Qian Sun, Wilson H.S. Tong. 2010. Risk and the January Effect. Journal of Banking & Finance vol.34(5).965-974.
19. Ben R. Marshall, Qian Sun, Martin Young. 2009. Is Technical Analysis Profitable on US Stocks with Certain Size, Liquidity or Industry Characteristics?. Applied Financial Economics Vol.19(15).1213-1221.
20. Qian Sun, Wilson H.S. Tong, Yuxing Yan. 2009. Market Liberalization within a Country. Journal of Empirical Finance Vol.16 .18-41.
21. Jay Inghwee Chok, Qian Sun. 2007. Determinants of Idiosyncratic Volatility for Biotech IPO Firms. Financial Management Vol.36(4).107-122.
22. Qiao Yu, Bin Du, Qian Sun. 2006. Earnings Management at Rights Issues Thresholds-- Evidence from China. Journal of Banking & Finance Vol.30.3453-3468.
23. Jin Jia, Qian Sun, Wilson H.S. Tong. 2005. Privatization through an Overseas Listing: Evidence from China's H-Share Firms. Financial Management Vol.34(3).5-30.
24. Fang Feng, Qian Sun, Wilson H.S. Tong. 2004. Do Government-linked Companies Underperform?. Journal of Banking & Finance Vol.28(10).2461-2492.
25. Jenn Yaw Yen, Qian Sun, Yuxing Yan. 2004. Value Versus Growth Stocks in Singapore. Journal of Multinational Financial Management Vol.14.19-34.
26. Qian Sun, Wilson H.S. Tong . 2003. China Share Issue Privatization: the Extent of Its Success. Journal of Financial Economics Vol.70.183-222.
27. Qian Sun, Yuxing Yan. 2003. Skewness Persistence with Optimal Portfolio Selection. Journal of Banking & Finance Vol.27.1111-1121.
28. Qian Sun, Wilson H.S Tong. 2002. Malaysia Privatization: A Comprehensive Study. Financial Management Vol.31(4).79-105.
29. Qian Sun, Wilson H.S. Tong. 2002. Another New Look at the Monday Effect. Journal of Business Finance and Accounting Vol.29(7&8).1123-1147.
30. Qian Sun, Yuen-Kin Tang, Wilson H.S. Tong. 2002. The Impacts of Mass Delisting: Evidence from Singapore and Malaysia. Pacific-Basin Finance Journal Vol.10(3).333-351.
31. Qian Sun, Wilson Tong, Qiao Yu. 2002. Determinants of Foreign Direct Investment across China. Journal of International Money and Finance Vol.21(1).79-113.
32. Qian Sun, Wilson H.S. Tong, Jing Tong. 2002. How Does Government Ownership Affect Firm Performance? Evidence from China's Privatization Experience. Journal of Business Finance & Accounting Vol.29(1&2).1-27.
33. David K. Ding, Qian Sun. 2001. Causes and Effects of Employee Stock Option Plans: Evidence from Singapore. Pacific-Basin Finance Journal Vol.9.563-599.
34. Qian Sun and Wilson H.S. Tong. 2000. The effect of market segmentation on stock prices: The China syndrome. Journal of Banking & Finance 24.1875-1902 .
35. Qian Sun, Wilson H.S. Tong. 2000. The Effect of U.S. Trade Deficit Announcements on the Stock Prices of U.S. and Japanese Automakers. Journal of Financial Research Vol.23(1).15-43.
36. Qian Sun, Qiao Yu. 1999. Determinants of China's Military Expenditures: 1965-93. Journal of Peace Research Vol.36(1).23-33.
37. Martin Laurence, Francis Cai, Qian Sun. 1997. Weak-form Efficiency and Causality Tests in Chinese Stock Markets. Multinational Finance Journal Vol.1(4).291-307.
38. David K. Ding, Qian Sun . 1997. The Information Content of FDI Announcements: Evidence from an Emerging Market. International Review of Financial Analysis Vol.6(1).63-76.
39. 汪天都，孙谦. 传统监管措施能够限制金融市场的波动吗？. 金融研究, 2018, (9): 187-202.
40. 孙书娜，孙谦. 投资者关注和股市表现——基于雪球关注度的研究. 管理科学学报, 2018, 21(6): 60-71.
41. 孙谦，墙伟 . 我国上市公司审计质量报告. 会计研究, 2011, (8): 79-86.

会议/研讨会论文：

会议/研讨会论文：

著作中的文章：

著作中的文章：

学术专著：

学术专著：

Qian Sun. 1996. Asian and United States Market Reactions to Trade Restrictions. Garland Publishing, Inc, New York & London.

翻译著作：

翻译著作：

著作中的章节：

著作中的章节：

教材和其他：

教材和其他：

科研项目：

科研项目：

2020.01 - 2023.12, 项目负责人, 国企的上市效应及混合所有制改革的动机和绩效, 国家自然科学基金面上项目.
2016.01 - 2019.12, 项目负责人, 欧美反倾销对中国上市公司的影响, 国家自然科学基金面上项目.
2013.04 - 2013.09, 项目负责人, 融资平台发展路径与机制研究-新型城镇化投融资模式国际比较, 国家开发银行股份有限公司.
2012.01 - 2015.12, 项目负责人, IPO对市场的压力：来自中国的实证检验, 国家自然科学基金面上项目.
2012.01 - 2014.12, 项目负责人, 科技型中小企业科技金融服务应用示范, 国家科技支撑计划课题.
2009.01 - 2011.12, 项目负责人, 中国企业海外上市动因和效果问题研究, 国家自然科学基金面上项目.
2008.11 - 2011.12, 项目负责人, 盈余持续性与公司价值 , 2008年度教育部人文社会科学重点研究基地重大项目.

学术任职：

学术任职：

2018.01 - 至今, Associate Editor, Journal of Corporate Finance.
2014.01 - 至今, Vice President (Program), Asian Finance Association.
2012.12 - 至今, 编委会成员, 国际会计前沿 .
2008.01 - 至今, Member of Deputy Editor-in-Chief, Frontiers of Business Research in China.
2008.01 - 至今, 编委, 当代会计评论.
2008.01 - 至今, Board Member, Asian Finance Association.
2007.01 - 至今, Member, Asian Shadow Financial Regulatory Committee.
2007.01 - 至今, Member of Associate Editorial Board, International Review of Financial Analysis.

社会兼职：

社会兼职：

学术会议：

学术会议：

2014.06, 2014 Asian Finance Conference, Does state ownership really matter? New evidence from China's partial privatization (Best Paper Award), Bali, Indonesia.
2012.11, Council on Business and Society's Forum 2012, null, Paris, France.
2012.07, 2012 FMA Asian Conference, How Cross-Listing from an Emerging Economy Affect the Host Market?, Phuket.
2012.07, 亚洲财务金融学会及台湾财务金融学会2012年国际学术研讨会, null, 台湾.
2011.10, 2011 FMA Annual Meeting, null, Denver, USA.
2011.07, 2011中国金融国际年会 , null, 武汉 .
2011.06, International Conference on Financial Intermediation, Competition and Risk, null, Rome .
2011.06, 2011 FMA European Conference, null, Portugal.
2011.04, 2011 FMA Asian Conference, null, Queenstown, New Zealand.
2010.12, The 23rd Australasian Finance and Banking Conference, null, Sydney, Australia.
2010.07, 2010中国金融国际年会, When Does Idiosyncratic Risk Really Matter? Tony Ruan, Qian Sun, Yexiao Xu, 北京.
2010.06, Asian Finance Association International Conference 2010, null, 香港.
2010.06, 2010 FMA European Conference , Non-negotiable Shares, Controlling Shareholders, and Divider, Hamburg, Germany.

工作论文：

工作论文：

案例：

案例：

社会活动：

社会活动：