田轩

副院长、九鼎金融学讲席教授、金融MBA教育中心主任

创业金融与经济增长研究中心主任、全球并购重组研究中心主任
中国 北京（100083）
清华大学五道口金融学院

办公室：一号楼520室
电话：8
Email:tianx@pbcsf.tsinghua.edu.cn

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简历








教育背景
2008年5月 波士顿学院 金融学 博士学位
2003年6月 华盛顿大学 经济学 硕士学位
2001年7月 北京大学 经济学 学士学位
学术经历
2014 至今 清华大学五道口金融学院，九鼎金融学讲席教授
2017至今 教育部“”
2018 至今 清华大学五道口金融学院，副院长
清华大学金融MBA教育中心，主任
2008– 2016 印第安纳大学凯利商学院，教授、副教授、助理教授
2013– 2016 印第安纳大学凯利商学院, Mary Jane Geyer Cain Faculty Fellow 教授研究员

学术期刊主编
2019至今 总编， 中国会计与财务研究
2018至今 主编，亚太金融研究
2014至今 副主编，管理科学
2018至今 副主编，公司金融期刊
2015至今 副主编，银行与金融期刊
2018至今 副主编，中国经济评论
2018至今 副主编，金融稳定期刊
2015-2019 副主编，太平洋金融期刊
2014-2019 副主编，国际金融评论
2013-2017 副主编，亚太金融研究
2015-2018 副主编，金融评论
2017 客座主编，亚太金融研究“创业金融与技术创新”特刊
2016至今客座合作主编，太平洋金融期刊“家族企业的经济优势”特刊
研究项目
”Outstanding Young Scientists” (卓越青年科学家) (￥15,000,000RMB~=$2,200,000), Principal Investigator, 2019-2023
“Distinguished Young Scholars” Program (国家) of The National Science Fund (￥2,800,000YMB ~=$420,000), Principal Investigator, 2019-2023
Research Grant for Major Projects of the National Natural Science Foundation of China (￥3,550,000 ~= $550,000), Principal Investigator, 2018-2022
Research Grant for Major Research Plans of the National Natural Science Foundation of China (￥8,000,000 ~= $1,150,000), Co-Investigator, 2018-2022
Research Grant of Tsinghua University (￥300,000~=$44,000), Principal Investigator, 2016-2018
Startup Research Grant of PBC School of Finance, Tsinghua University (￥600,000~=$88,000), Principal Investigator, 2014-2016
Indiana University CIBER Faculty Research Grant ($6,000), Principal Investigator, 2011-2012
荣誉与奖项
Jensen Prizes (1st place), Journal of Financial Economics, 2019
“Fine Course” Award (精品课程) for Corporate Finance, Tsinghua University, 2019
Semifinalist for Best Paper Award in Corporate Finance at FMA Annual Meetings, 2019
Korean Investment & Securities Co., Ltd. Outstanding Paper Award in the 13^th International Conference on Asian-Pacific Financial Markets, 2018
Semifinalist for Best Paper Award in Corporate Finance at FMA Annual Meetings, 2018
Semifinalist for Best Paper Award in Investment at FMA Annual Meetings, 2018
Semifinalist for Best Paper Award in Financial Institutions and Market at FMA Annual Meetings, 2018
16^th “Best Teacher and Mentor” Award (良师益友奖), Tsinghua University, 2018
Teaching Award for Young Professors (青年教师教学优秀奖), Tsinghua University, 2018
Samsung Securities Co., Ltd. Outstanding Paper Award in the 12th International Conference on Asian-Pacific Financial Markets, 2017
“Cheung Kong Scholar” Distinguished Professor (“”), the highest academic award issued by the Ministry of Education of the PRC, 2016
Best Paper Award in the Delaware Corporate Governance Symposium, 2016
Outstanding Yong Scholar Award (中国管理学青年奖), China Management Association, 2016
AcademicYoung Star Award (学术新人奖), Tsinghua University, 2016
15^th “Best Teacher and Mentor” Award (良师益友奖), Tsinghua University, 2016
Best Paper Award in the Conference on the Theories and Practices of Securities and Financial Markets, 2016
Kelley School of Business Research Excellence Award (Best Researchers among Professors), 2016
Honorable Mention, IRRC Institute Research Award, 2015
Kelley School of Business Research Excellence Award (Best Researchers among Associate Professors), 2015
Semifinalist for Best Paper Award in Asian FMA Annual Meetings, 2015
Kelley School of Business Research Excellence Award (Best Researchers among Associate Professors), 2014
Jensen Prize (2^nd place), Journal of Financial Economics, 2012
Kelley School of Business Research Excellence Award (Best Researchers among Assistant Professors), 2012
Best Paper Award in Financial Institutions & Markets at FMA Annual Meetings, 2012
Semifinalist for Best Paper Award in Financial Institutions & Markets at FMA Annual Meetings, 2013
Semifinalist for Best Paper Award in Corporate Finance at FMA Annual Meetings, 2012
Semifinalist for Best Paper Award in Corporate Finance at FMA Annual Meetings, 2011
Semifinalist for Best Paper Award in Financial Institutions & Markets at FMA Annual Meetings, 2011
Nominated for the Trustee Teaching Awards at Indiana University, 2010
NBER Entrepreneurship Research Boot Camp Participant, NBER, 2008
McGraw-Hill/Irwin Best Corporate Finance Paper Award at Southern Finance Association Meetings, 2007
Best Doctoral Student Paper Award at Southwestern Finance Association Meetings, 2007
Doctoral Student Consortium Participant, Financial Management Association, 2007
Graduate Student Fellowship, Department of Finance, Boston College, 2003-2008
University Fellowship, Department of Economics, University of Washington, 2001-2003
Outstanding Student Fellowship, Beijing (Peking) University, 1997, Ranked the 3^rd out of more than 15,000 high school students in Beijing in China’s National University Entrance Examination
发表学术论文
[1] “The Causes and Consequences of Venture Capital Stage Financing,” 2011,Journal of Financial Economics, Vol. 101 (1), 132-159.
Winner ofJensen Prizes(2nd prize) ofJournal of Financial Economics
[2] “The Role of Venture Capital Syndication in Value Creation for Entrepreneurial Firms,” 2012,Review of Finance, Vol. 16 (1), 245-283.
[3] “Preparing the Equity Market for Adverse Corporate Events: A Theoretical Analysis of Firms Cutting Dividends,” (with Thomas Chemmanur), 2012,Journal of Financial and Quantitative Analysis, Vol. 47 (5), 993-972.
On the 2007 WFA program
[4] “The Dark Side of Analyst Coverage: The Case of Innovation,” (with Jie He), 2013,Journal of Financial Economics, Vol. 109 (3), 856-878.
On the 2013 WFA program
Harvard Law School Forum on Corporate Governance and Financial
Regulation:https://corpgov.law.harvard.edu/2013/06/28/the-dark-side-of-analyst-coverage/

[5] “Tolerance for Failure and Corporate Innovation,” (with Tracy Wang), 2014,Review of Financial Studies, Vol. 27 (1), 211-255.
On the 2009 NBER program
[6] “Financial Development and Innovation: Cross Country Evidence,” (with Po-Hsuan Hsu and Yan Xu), 2014,Journal of Financial Economics, Vol. 112 (1), 116-135.
[7] “Communicating Private Information to the Equity Market before a Dividend Cut: An Empirical Analysis,” (with Thomas Chemmanur), 2014,Journal of Financial and Quantitative Analysis, Vol. 49 (5-6), 1167-1199.
Summarized in CFA Digesthttp://www.cfapubs.org/doi/full/10.2469/dig.v45.n10.6.
Harvard Law School Forum on Corporate Governance and Financial
Regulation:https://corpgov.law.harvard.edu/2013/07/13/communicating-private-information-to-the-equity-market-
before-a-dividend-cut/
On the 2007 WFA program
[8] “Corporate Venture Capital, Value Creation, and Innovation,” (with Thomas Chemmanur and Elena Loutskina), 2014,Review of Financial Studies, Vol. 27 (8), 2434-2473.
On the 2013 WFA program and 2011 NBER program
Harvard Law School Forum on Corporate Governance and Financial
Regulation:https://corpgov.law.harvard.edu/2014/07/15/corporate-venture-capital-value-creation-and-innovation/
[9] “Does Stock Liquidity Enhance or Impede Firm Innovation?” (with Vivian Fang and Sheri Tice), 2014,Journal of Finance, Vol. 69 (5), 2085–2125.
On the 2011 WFA program
[10] “Does Banking Competition Affect Innovation?” (with Jess Cornaggia, Yifei Mao, and Brian Wolfe), 2015,Journal of Financial Economics, Vol. 115 (1), 189-209.
On the 2013 WFA program
[11] “Locations, Proximity, and M&A Transactions,” (with Ye Cai and Han Xia), 2016,Journal of Economics & Management Strategy, Vol. 25 (3), 688-719.
[12] “Disciplining Delegated Monitors: When Venture Capitalists Fail to Prevent Fraud by Their IPO Firms,” (with Gregory Udell and Xiaoyun Yu), 2016,Journal of Accounting and Economics, Vol. 61 (2-3), 526-544.
On the 2013 WFA program
[13] “Do Unions Affect Innovation?” (with Daniel Bradley and Incheol Kim), 2017,Management Science, Vol. 63 (7), 2251-2271.
On the 2014 AEA program and 2013 NBER program
[14] “How do Foreign Institutional Investors Enhance Firm Innovation?” (with Luong Hoang Luong, Fariborz Moshirian, Lily Nguyen, and Bohui Zhang), 2017,Journal of Financial and Quantitative Analysis, Vol. 52 (4), 1449-1490.
[15] “What Affects Innovation More: Policy or Policy Uncertainty?” (with Utpal Bhattacharya, Po-Hsuan Hsu, and Yan Xu), 2017,Journal of Financial and Quantitative Analysis, Vol. 52 (5), 1861-1901.
On the 2014 EFA program
[16] “Bank Interventions and Firm Innovation: Evidence from Debt Covenant Violations,” (with Yuqi Gu and Connie Mao), 2017,Journal of Law and EconomicsVol. 60 (4). 637-671
[17] “Accessibility and Materialization of Firm Innovation,” (with Ning Jia), 2018,Journal of Corporate Finance, Vol. 48 (1), 515-541.
[18] “Do Antitakeover Provisions Spur Corporate Innovation? A Regression Discontinuity Analysis,” (with Thomas Chemmanur), 2018,Journal of Financial and Quantitative Analysis, Vol. 53 (3), 1163-1194.
On the 2012 AFA program
[19] “How Does Hedge Fund Activism Reshape Corporate Innovation?” (with Alon Brav, Wei Jiang, and Song Ma), 2018,Journal of Financial Economics,Vol. 130 (2), 237-264
Winner of Jensen Prizes (1st prize) of Journal of Financial Economics
On the 2015 AFA program
Harvard Law School Forum on Corporate Governance and Financial
Regulation:https://corpgov.law.harvard.edu/2016/06/08/how-does-hedge-fund-activism-reshape-corporate-
innovation/
[20] “Corporate Innovation along the Supply Chain,” (with Yongqiang Chu and Wenyu Wang), 2019, Management Science, Vol. 65(6), 2445-2466
Featured article of Management Science
On the 2015 AFA program
[21] “Peer Monitoring, Syndication, and the Dynamics of Venture Capital Interactions: Theory and Evidence,” (with Onur Bayar and Thomas Chemmanur),Journal of Financial and Quantitative Analysis, forthcoming
[22] “Stock Market Liberalization and Innovation,” (with Fariborz Moshirian, Bohui Zhang, Wenrui Zhang), Journal of Financial Economics, forthcoming
On the 2014 WFA program


发表综述论文
[23] “Finance and Corporate Innovation: A Survey,” (with Jie He), 2018, Asia-Pacific Journal of Financial Studies, Vol. 47 (2), 165-212
Harvard Law School Forum on Corporate Governance and Financial Regulation: https://corpgov.law.harvard.edu/2017/11/27/finance-and-corporate-innovation-a-survey/
[24] “China’s Venture Capital Market,” (with Zhaojun Huang), 2020, in The Handbook of China’s Financial System, Edited by Marlene Amstad, Guofeng Sun, and Wei Xiong, Princeton Press
[25] “Finance and Innovation: An Overview,” (with Zhaojun Huang), 2020, in Advancing Innovation for Sustainable Growth: Implications from Asia, Edited by Bihong Huang, Xuan Tian, and Bohui Zhang, Edward Elgar Press

工作论文
[26] “Asymmetric Cost Behavior and Dividend Policy,” with Jie He, Huan Yang, and Luo Zuo
[27] “Human-Robot Interaction: Investors’ Performance and Usage or Robo-Advisors in Peer-to-Peer lending” with Ruyi Ge, Li Liao, and Eric Zheng
[28] “Financial Reporting Frequency and Corporate Innovation,” with Renhui Fu, Arthur Kraft, Huai Zhang, and Luo Zuo
[29] “Acquiring Innovation,” with Tong Liu and Merih Sevilir
[30] “Hard Marriage with Heavy Burdens: Organized Labor as Takeover Deterrents,” with Wenyu Wang
[31] “Do Short Sellers Exacerbate or Mitigate Managerial Myopia? Evidence from Patenting Activities” with Jie He
[32] “How Does Human Capital Matter? Evidence from Venture Capital,” with Lifeng Gu, Ruidi Huang, and Yifei Mao
[33] “The Role of Human Capital: The Case of Corporate Innovation,” with Tong Liu and Yifei Mao
[34] “Do Place-based Programs Affect Local Innovation and Entrepreneurship?” with Jiajie Xu
[35] “Does Political Uncertainty Affect Venture Capital?” with Kailei Ye
[36] “Rent Seeking, Brokerage Commissions, and the Pricing and Allocation in Initial Public Offerings,” with Thomas Chemmanur and Bibo Liu
[37] “Buying on Certification: Government Procurement and Credit Ratings,” with Kevin Green and Han Xia
[38] “Patent Quality and Firm Value: Evidence from Patent Examiners Busyness”, with Tao Shu and Xintong Zhan
[39] “The Real Effects of Sharing Economy: Evidence from Airbnb,” with Yifei Mao and Kailei Ye
[40] “Do Venture Capital Investors Learn from Public Markets?” with Bibo Liu
[41] “Unleashing Innovation,” with Yifei Mao and Xiaoyun Yu
[42] “The Real Effect of Privatization: Evidence from China’s Split Share Structure Reform,” with Yongxian Tan, Xinde Zhang, and Hailong Zhao
[43] “The Holy Grail of Teamwork: Management Team Synergies and Firm Innovation,” with Ning Jia and Weining Zhang
[44] “Policy Uncertainty and Household Credit Access: Evidence from Peer-to-peer Crowdfunding,” with Xiang Li and Bibo Liu
[45] “A Dark Side of Corporate Venture Capital,” with Kailei Ye
[46] “Trademarks in Entrepreneurial Finance” with Thomas Chemmanur, Harshit Rajaiya, and Qianqian Yu

专著
《创新的资本逻辑》，北京大学出版社， 2018
“Advancing Innovation from Sustainable Growth: Implications for Asia,” (co-edited with Bihong Huang and Bohui Zhang) 2020, Edward Elgar Press


专题演讲

2020: Asian Finance Association Annual Conference Doctoral Consortium
Summer Research Boot Camp on Corporate Finance
2019: 10th Asia Pacific Innovation Conference
China Accounting and Financial Innovation Forum
Summer Research Boot Camp on Corporate Finance
Research Symposium on Accounting and Finance
14th International Conference on Asia-Pacific Financial Markets Doctoral Consortium
2018:13^thInternational Conference on Asia-Pacific Financial Markets
NSFC Annual Conference for Young Scholars, Guangdong Technology University
Summer Research Boot Camp on Corporate Finance and Financial Intermediation
2017: Ph.D. Forum, Australian Banking and Finance Conference, Sydney Australia
Winter Finance Conference, Renmin University
China Finance Review International Conference, Shanghai Jiaotong University
The 14^thInternational Conference on Service Systems and Service Management, Dalian
Summer Research Boot Camp on Entrepreneurial Finance and Financial Intermediation
2016: Conference on the Macroeconomy of China and the World, Fudan University
International Finance and Monetary Policy Conference, Nottingham University (Ningbo)
Summer Research Boot Camp on Entrepreneurial Finance and Financial Intermediation
Summer Research Boot Camp, Shanghai Jiaotong University
Conference on Chinese Capital Markets, Peking University
2015: Ph.D. Forum, Australian Banking and Finance Conference, Sydney Australia
Research Camp for Young Scholars, Tsinghua University and Peking University
2014: CEAR/Finance Department Symposium at the Georgia State University
HKUST Entrepreneurship and Finance Conference, Hong Kong, China
Research Camp for Young Scholars, Renmin University, Beijing, China
2012: Tsinghua International Corporate Governance Conference, Beijing, China
2011: Canadian Conference on Economics of Entrepreneurship and Innovation, Kingston, Canada
学术会议

2019: Western Finance Association Annual Meetings (Huntington Beach), China International Conference in
Finance(Guangzhou, China, 3 papers), Financial Management Association Meetings (New Orleans, 2
papers), China Financial Research Conference (Beijing, China), Financial Management Association European
Meetings (Glasgow, Scotland), Journal of Financial Satiability Conference on Economic Policy Uncertainty
(Tokyo, Japan), Tianjin University
2018:American Finance Association Annual Meetings (Philadelphia), NBER Chinese Economy program (Beijing,
China), China International Conference in Finance (Tianjin, China, 4 papers), MIT Asia Conference in
Accounting (Hong Kong, China), Fintech, Credit, and the Future of Banking Conference (Luzern, Switzerland),
Financial Management Association Meetings (San Diego, 4 papers), 13th International Conference on Asia-
Pacific Financial Markets (Seoul, Korea), Asia/Pacific Financial Management Association Meetings (Invited
Session, Hong Kong, China), Sun Yat-Sen University Finance Conference (Invited Speaker, Zhuhai, China),
Peking University, Renmin University,Hunan University
2017:American Finance Association Annual Meetings (Chicago, discussion), SFS Cavalcade Asia-Pacific (Beijing,
China), China International Conference in Finance (Hangzhou, China, 3 papers), Financial Management
Association Meetings (Boston, 2 papers), Asia/Pacific Financial Management Association Meetings (Invited
Session, Taipei, China), Australian Banking and Finance Conference (Sydney, Australia), Midwest Finance
Association Meetings (Chicago), CAFM Conference (Seoul, Korea), University of International Business and
Economics, Xiamen University, Shanghai Finance and Law Research Institute, Central University of Finance
and Economics, Nanjing University
2016:American Finance Association Annual Meetings (San Francisco, 3 papers), The Financial Intermediation
Research Society Conference (Lisbon, Portugal), SFS Finance Cavalcade Conference (Toronto, Canada),
Delaware Corporate Governance Symposium (Newark), European Finance Association Annual Meetings (Oslo,
Norway, 2 papers), Conference on Financial Economics and Accounting (Toronto, Canada), China International
Conference in Finance (Xiamen, China, 4 papers), MIT Asian Conference in Accounting (Xiamen, China),
AsianBureau of Financial and Economic Research (Singapore, discussion), Australasian Finance and Banking
Conference (2 papers, Sydney, Australia), Southern Finance Association Annual Meetings (San Destin), China
Finance Research Conference (Beijing, China), CAFM Conference (Seoul, Korea), Paris Financial
ManagementConference (Paris, France), Peking University (National Institute of Development), Renmin
University, Haerbin University of Technology
2015:American Finance Association Annual Meetings (Boston, 3 papers), Conference on Financial Economics and
Accounting (Newark), China International Conference in Finance (Shenzhen, China, 2 papers), Financial
Management Association Annual Meetings (Orlando, 2 papers), Journal of Law, Finance and Accounting
(JLFA)conference (Hong Kong, discussion), Asian Financial Management Association Meetings (Seoul, South
Korea), Australian Banking and Finance Conference (Sydney, Australia, discussion), Tsinghua University (PBC
School of Finance)
2014:Western Finance Association Annual Meetings (Monterey), American Economic Association Annual Meetings
(Philadelphia), Association of Financial Economics Annual Meetings (Philadelphia), European Finance
Association Annual Meetings (Lugano, Switzerland, 2 papers), Napa Conference on Financial Markets
Research (Napa Valley), CEAR/Finance Department Symposium at the Georgia State University (Atlanta), The
Financial Intermediation Research Society Conference (Quebec City, Canada, paper and discussion),
Entrepreneurial Finance and Innovation Conference (Boston, 2 papers), Conference on Financial Economics
and Accounting (Atlanta), China International Conference in Finance (Chengdu, China, 3 papers and 2
discussions), Financial Management Association Annual Meetings (Nashville), London Business School
Summer Finance Symposium (London, UK), Northern Finance Association Annual Meetings (Ottawa, Canada),
Australian Banking and Finance Conference (Sydney, Australia, discussion), Indiana University, Tsinghua
University (School of Economics and Management), Peking University (Guanghua School of Management,
School of Economics)
2013:Western Finance Association Annual Meetings (Lake Tahoe, 4 papers), American Finance Association Annual
Meetings (San Diego), NBER Productivity, Innovation, and Entrepreneurship Program Conference (Boston),
European Finance Association Annual Meetings (Cambridge, UK), Kauffman Entrepreneurial Finance and
Innovation Conference (Boston), SunTrust FSU Finance Spring Beach Conference (Sandestin), China
International Conference in Finance (Shanghai, China), Inaugural CSEF Conference on Finance and Labor
(Capri, Italy), Summer Institute of Finance Conference (Suzhou, China), Inaugural CEPR European Workshop
on Entrepreneurship Economics (Amsterdam, Netherlands), Financial Management Association Meetings
(Chicago, 2 papers), State of Indiana Finance Symposium (Bloomington), Financial Management Association
European Conference (Luxembourg, Luxembourg), Columbia University, Dartmouth College, Harvard Business
School (EM unit), Southern Methodist University, University of Texas at Dallas, Texas Christian University,
Temple University, University of Delaware, Tsinghua University (Accounting), Cheung Kong Graduate School of
Business, Chinese University of Hong Kong, Hong Kong University of Science and Technology, City University
of Hong Kong, SAIF of Shanghai Jiao Tong University, PBC School of Finance at Tsinghua University, Indiana
University
2012:American Finance Association Annual Meetings (Chicago, 2 papers), Western Finance Association Annual
Meetings (Las Vegas, discussion), European Winter Finance Conference (Flims, Switzerland), The Financial
Intermediation Research Society Conference (Minneapolis, paper and discussion), European Finance
Association Annual Meetings (Copenhagen, Denmark), Kauffman-RCFS Entrepreneurial Finance and
Innovation Conference (Boston, 2 papers), Tsinghua University International Corporate Governance
Conference(Beijing, China, invited speaker), Kauffman Foundation-USPTO Conference on Innovation and
Entrepreneurship (Chicago), China International Conference in Finance (Chongqing, China), Financial
Management Association Annual Meetings (Atlanta, 4 papers), the CFA-FAJ-Schulich Conference on Fraud,
Ethics, and Regulation (Toronto), Law and Entrepreneurship Retreat (Bloomington), Indiana University, Purdue
University, University of South Florida, Tsinghua University
2011:Western Finance Association Annual Meetings (Santa Fe), NBER Entrepreneurship Program Conference
(Boston), American Economic Association Annual Meetings (joint with ASSA, Denver), Econometric Society
Winter Meetings (joint with ASSA, Denver), Inaugural Society for Financial Studies Finance Cavalcade (Ann
Arbor, 2 papers), Third Paris Spring Corporate Finance Conference (Paris), The Financial Intermediation
Research Society Conference (Sydney, 2 papers), Kauffman-RCFS Entrepreneurial Finance and Innovation
Conference (Boston), SunTrust FSU Finance Spring Beach Conference (Sandestin, 2 papers), Annual
Conference on Entrepreneurship and Innovation at Northwestern University (Chicago, paper and discussion),
Canadian Conference on Economics of Entrepreneurship and Innovation (Kingston, Canada, invited speaker),
China International Conference in Finance (Wuhan, China, 2 papers), Financial Management Association
Annual Meetings (Denver, 3 papers), European Financial Management Symposium on Alternative Investments
(Toronto), Indiana University

2010:Annual Conference on Financial Economics and Accounting (College Park), The Financial Intermediation
Research Society Conference (Florence), Inaugural Entrepreneurial Finance and Innovation Conference
(Boston, 2 papers), 2^ndESSEC Private Equity Conference (Paris), Napa Conference on Financial Markets
Research (Napa Valley), Annual Behavioral Conference at DePaul University, SunTrust FSU Finance Spring
Beach Conference (Sandestin), China International Conference in Finance (Beijing, China), Financial
Management Association Annual Meetings (New York City, 2 papers), Tsinghua University, Peking University,
Shanghai JiaoTong University, Indiana University (x2)
2009:NBER Entrepreneurship Program Conference (Boston), 6^thAnnual Conference on Corporate Finance at
Washington University, Annual Conference on Financial Economics and Accounting (New Brunswick, paper
anddiscussion), IU-Notre Dame-Purdue Finance Symposium (West Lafayette), Financial Management
Association Annual Meetings (Reno, 2 papers), 2^ndAnnual Conference on Entrepreneurship and Innovation
(Chicago), China International Conference in Finance (Guangzhou, China, 2 paper and 2 discussions), Midwest
Finance Association Annual Meetings (Chicago, discussion)
2008:The Financial Intermediation Research Society Conference, Anchorage (Alaska, 2 papers and 2 discussions),
Annual Conference on Financial Economics and Accounting (Austin), University of Alberta, University of
Arkansas, Chinese University of Hong Kong, Georgetown University, Georgia State University, Hong Kong
University of Science and Technology, Indiana University, University of Notre Dame, Queen’s University,
University of South Florida, University of Tennessee, Tulane University
2007:Western Finance Association Annual Meetings (Big Sky), European Finance Association Meetings (Ljubljana, 2
papers), Financial Management Association Meetings (Orlando, 3 papers), Southern Finance Association
Meetings (Charleston, 3 papers), China International Conference in Finance (Chengdu, China, paper and
discussion), Annual Trans-Atlantic Doctoral Conference (London, paper and discussion), Eastern Finance
Association Meetings, Midwest Financial Association Meetings, Southwestern Financial Association Meetings,
University of Alabama, Boston College (x2), Clemson University, Iowa State University, Lehigh University,
University of New Hampshire, University of Rhode Island, University of San Diego, Southern Illinois University
atCarbondale, SUNY Buffalo, University of Hong Kong
2006:Boston College

教学经历
教授
2014– 2019秋季：清华大学，公司金融（硕士）
2015– 2018秋季，2010春季：清华大学，高级金融前沿问题
2018– 2019秋季，2019春季：清华大学，创新的资本逻辑
2015– 2019春季，2015-2018秋季：清华大学，全球私募股权市场
2016– 2017春季，2016秋季：清华大学，公司治理
2016– 2018秋季，2016春季，2018-2019春季：公司金融（MBA, Executive）
2016春季，2018春季，2019春季：公司金融（MBA, Executive）
2014秋季：清华大学，定量与定性研究方法
2008– 2011秋季，2013-2014春季：印第安纳大学，企业财务战略与公司治理
2008年秋季，印第安纳大学，中级公司金融
2007年秋季，波士顿学院，金融学基础
2002年夏季，华盛顿大学，初级微观经济学
客座教授
印第安纳大学，公司金融博士研讨会
博士学位论文委员会主席或者联合主席 （博士生去向）
Dongqi Cui（在读）
Yi Yu（在读）
刘春蕊（在读）
钱佳琪 (在读)
杨元辰 (在读)
隗玮 (在读)
李理(在读)
欧阳方家(在读)
赵文庆(广发基金管理有限公司，2019)
李响（2019年转到波士顿学院攻读金融学博士学位）
丁娜(金融学，中央财经大学，2018)
孟清扬 (金融学，华夏基金，2018)
Yifei Mao (金融学，康奈尔大学，2015)
Brian Wolfe（金融学，纽约州立大学布法罗分校，2014）
博士学位论文委员会委员（毕业去向）
Kenneth Weakley (金融学，印第安纳大学，2014)
Bader Alhashel (金融学，科威特大学，2012)
Alexander Borisov（金融学，辛辛那提大学，2012）
Daniel S. Kim（金融学，中国北京大学，2012）
Eun Seok Han（经济学，韩国POSCO研究院，2011）
指导博士后
Chao He
Yunfeng Peng
Zhengda Zhou
Shengjin Wu
博士论文开题审查委员会外部成员
Gabby Wang (会计学，2013)
指导硕士
Gabby Wang (会计学，2013) Kailei Ye (北卡罗莱纳大学教堂山分校, 在读博士); Yuanchen Yang (清华大学五道口金融学院，在读博士); Moran Yang (工作); Xing Liu (英属哥伦比亚大学, 在读博士); Lun Ren (工作); Qi Liang (工作); Minbao Jiang (工作), Pingping Li (工作), Changgeng Tian (工作), He Jiang (工作), Wangyu Ren (工作), Wenyang Dou (工作), Fan Jiang (工作), Jin Jin (工作), Zhao Zhang (南加利福尼亚大学, 在读博士), Jia Cai (工作), Tong Wu (工作), Wenjing Liu (工作), Keying Huang (工作), Shan Gao, Danfei Jiang, Xiang Tan, Pai Zhang, Shubo Kou, Yuxuan Cai, Dongyue Liu, Zili Zeng, Rui Zhang, Zuoling Qin, Xiaoxia Xie, Mandy Wang, Lige Zheng, Xuancheng Wei, Shuai Zhang, Xiaohe Zhang, Xi Li, Junkai Li, Yan Wu, Yu Liu, Jiayi Wei, Ziming Wang, Zhuzhi Liu, Xujian Wanyan, Xin Hu, Wenjie Li, Mingwei Wang, Xuecheng Gao, Jiahui Zhou, Minghao Zhen, Xinya Fang, Tianyu He, Chengpeng He

教学助理
2005– 2007 波士顿大学，高级公司金融研讨会（博士生课程），公司金融研讨会（博士生课程），高级公司金融（MBA课程）， 金融经济计量学（MBA课程），金融学基础（本科课程）
2002– 2003 华盛顿大学，微观经济学入门（本科课程）
专业服务
Development and Strategy Advisory Board Member, Management Division of the National Natural Science Foundation of China, 2019-2011
Coordinator, Asia/Pacific Financial Management Association Ph.D. Consortium, 2018
Consultant Expert, World Bank, 2017
中国证监会第六届上市公司并购重组审核委员会，2016-2019
Advisory Board Member, FMA Survey & Synthesis Series, 2016-2018
国际学术期刊评审人
American Economic Review, Journal of Finance, Journal of Financial Economics, Review of Financial Studies,
Journal of Financial and Quantitative Analysis, Management Science, The Accounting Review, Review of Finance,
Review of Corporate Finance Studies, Journal of Financial Intermediation, Journal of Economics & Management
Strategy, Journal of Corporate Finance, Journal of Banking and Finance, Journal of Business Venturing, China
Economic Review, Economics Letters, Financial Management, Journal of Empirical Finance, Journal of Business
Finance and Accounting, Finance Research Letters, European Economic Review, European Financial
Management, Financial Review, Journal of Legal Studies, Journal of Economics and Business, Pacific-Basin
Finance Journal, Financial Review, Quarterly Review of Economics and Finance, Corporate Governance: An
International Review, International Business Review, China Finance Review
学术委员会成员: Western Finance Association Meetings (2019)
学术委员会成员和分会场主席: China International Conference in Finance (2019)
学术委员会成员: SFS Cavalcade Asia-Pacific Meetings (2019)
学术委员会成员：CUHK-RCFS Corporate Finance and Financial Intermediation Conference (2019)
评审专家：Research Grant Council of Hong Kong (2019, 5 proposals)
Reviewer for National Natural Science Foundation of China (2019, 38 proposals)
学术委员会成员：Summer Institute of Finance (2019)
学术委员会成员：China Financial Research Conference (2019)
学术委员会成员：Northern Finance Association Meetings (2019)
学术委员会成员：Western Finance Association Meetings (2018)
学术委员会成员：SFS Cavalcade Asia-Pacific Meetings (2018)
学术委员会成员: Financial Management Association Meetings (2018)
Reviewer for the “Cheung Kong Scholar” program (2019)
学术委员会成员和分会场主席: China International Conference in Finance (2018)
学术委员会成员：China Financial Research Conference (2018)
评审专家：Research Grant Council of Hong Kong (2018, 5 proposals)
评审专家：国家自然科学基金委(2018, 14 proposals)
学术委员会成员: Summer Institute of Finance (2018)
学术委员会成员: 孙冶方金融创新奖(2018)
学术委员会成员：成思危基金奖(2018)
学术委员会成员: China Finance Review International Conference (2018)
学术委员会成员: Western Finance Association Meetings (2017)
学术委员会成员: European Finance Association Meetings (2017)
学术委员会成员: SFS Cavalcade Asia-Pacific Meetings (2017)
学术委员会成员: Summer Institute of Finance (2017)
学术委员会成员和分会场主席: China International Conference in Finance (2017)
联合主席: Summer Research Boot Camp on Financial Intermediation and Market (2017)
学术委员会成员: MIT Asia Conference in Accounting (2017)
学术委员会成员: Financial Management Association Meetings (2017)
学术委员会成员: Asian Financial Management Association Meetings (2017)
分会主席, Midwest Finance Association Meetings (2017)
学术委员会成员: European Finance Association Meetings (2017)
学术委员会成员: Western Finance Association Meetings (2017)
学术委员会成员: Financial Management Association Meetings (2017)
学术委员会成员: Asian Financial Management Association Meetings (2017)
学术委员会成员: China Financial Research Conference (2017)
共同主席: Summer Research Boot Camp on Entrepreneurial Finance and Financial Intermediation (2016)
学术委员会成员: Western Finance Association Meetings (2016)
学术委员会成员: European Finance Association Meetings (2016)
学术委员会成员: Conference on Financial Economics and Accounting (2016)
学术委员会成员: Financial Management Association Meetings (2016)
学术委员会成员 and session chair: China International Conference in Finance (2016)
学术委员会成员: Conference on Asia-Pacific Financial Markets (2016)
学术委员会成员: Asian Financial Management Association Meetings (2016)
学术委员会成员: China Financial Research Conference (2016)
评审委员会执委: 孙冶方金融创新奖(2016)
评审专家：Research Grant Council of Hong Kong (2016, 6 proposals)
共同主席, RFS-Sponsored Conference on Entrepreneurial Finance and Innovation Around the World (2015)
共同主席, China International Conference in Finance (2015)
评审委员会执委: 孙冶方金融创新奖(2015)
学术委员会成员: Western Finance Association Meetings (2015)
学术委员会成员: European Finance Association Meetings (2015)
学术委员会成员和分会场主席: China International Finance Conference (2015)
评审专家：Research Grant Council of Hong Kong (2015, 3 proposals)
学术委员会成员: Western Finance Association Meetings (2014)
学术委员会成员 and Session Chair: China International Finance Conference (2014)
评审专家：Research Grant Council of Hong Kong (2014, 3 proposals)
评审专家：Social Sciences and Humanities Research Council of Canada (2014)
学术委员会成员: Financial Management Association Meetings (2014)
学术委员会成员: Asian Financial Management Association Meetings (2014)
学术委员会成员: Financial Management Association Meetings (2013)
评审专家：Research Grant Council of Hong Kong (2013, 2 proposals)
评审专家：Social Sciences and Humanities Research Council of Canada (2013)
学术委员会成员: SFS Finance Cavalcade Conference (2012)
学术委员会成员: Financial Management Association Meetings (2012)
评审专家：Research Grant Council of Hong Kong (2012)
评审专家：“Entrepreneurial Finance” by Gary Gibbons, Robert Hisrich, and Carlos Silva, SAGE Publications (2012)
学术委员会成员: Conference on Financial Economics and Accounting (2011)
学术委员会成员: Financial Management Association Meetings (2011)
External reviewer for Research Grant Council of Hong Kong (2011)
学术委员会成员: Financial Management Association Meetings (2010)
External reviewer for Social Sciences and Humanities Research Council of Canada (2010)
学术委员会成员: Midwest Finance Association Meetings (2009)
学术委员会成员: Financial Management Association Meetings (2008)
学术委员会成员: Eastern Finance Association Meetings (2008)
Book reviewer for “Venture Capital and Private Equity Contracting: An International Perspective,” by Douglas Cumming and Sophia Johan, Elsevier (2008)
学术委员会成员: Financial Management Association Meetings (2007)
学术委员会成员: Southern Finance Association Meetings (2007)
学术委员会成员: Eastern Finance Association Meetings (2007)
Finance Department Doctoral Committee, Kelley School of Business, 2013 – 2014
Finance Department Seminar Series Coordinator, Kelley School of Business, 2011 – 2013
Finance Department Undergraduate Committee, Kelley School of Business, 2010 – 2011; 2013 – 2014
Judge for Kelley Global Scholar Case Competition, Kelley School of Business, 2014
Undergraduate Policy Committee, Kelley School of Business, 2013 – 2014
Research Policy Committee, Kelley School of Business, Indiana University, 2012 – 2013
Honors Program Committee, Kelley School of Business, Indiana University, 2011 – 2012