1.Department of Physics, Nanjing University, Nanjing 210093, China 2.Department of Physics, Nanjing Normal University, Nanjing 210023, China 3.Nanjing Proton Research and Design Center, Nanjing 210093, China 4.Department of Physics, Anhui Normal University, Wuhu 241000, China Received Date:2020-12-09 Available Online:2021-06-15 Abstract:The self-consistent mean field approximation of the two-flavor NJL model, with a free parameter $\alpha$ to reflect the competition between the "direct" channel and the "exchange" channel, is employed to study the QCD phase structure at finite isospin chemical potential $\mu_I$, finite baryon chemical potential $\mu_B$ and finite temperature T, and especially to study the location of the QCD critical point. Our results show that in order to match the corresponding lattice results of isospin density and energy density, the contributions of the "exchange" channel need to be considered in the framework of the NJL model, and a weighting factor $\alpha=0.5$ should be taken. It is also found that for fixed isospin chemical potentials, the lower temperature of the phase transition is obtained with increasing $\alpha$ in the $T-\mu_I$ plane, and the largest difference of the phase transition temperature with different $\alpha$'s appears at $\mu_I \sim 1.5m_{\pi}$. At $\mu_I=0$ the temperature of the QCD critical end point (CEP) decreases with increasing $\alpha$, while the critical baryon chemical potential increases. At high isospin chemical potential ($\mu_I=500$ MeV), the temperature of the QCD tricritical point (TCP) increases with increasing $\alpha$, and in the low temperature regions the system will transition from the pion superfluidity phase to the normal phase as $\mu_B$ increases. At low density, the critical temperature of the QCD phase transition with different $\alpha$'s rapidly increases with $\mu_I$ at the beginning, and then increases smoothly around $\mu_I>300$ MeV. In the high baryon density region, the increase of the isospin chemical potential will raise the critical baryon chemical potential of the phase transition.
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II.SELF-CONSISTENT MEAN FIELD APPROXIMATION OF THE NJL MODELIn the present study, two flavors of light quarks are involved. The standard Lagrangian density of the two-flavor NJL model is defined as [27]
with the interaction channels of the scalar and pseudoscalar corresponding to the excitations of $ \sigma $ and $ {\bf \pi} $ respectively, where $ m_0 = {\rm{diag}}(m_{0u},m_{0d}) $ is the current quark mass matrix and the coupling is G. The four-fermion interaction channel is calculated by the Fierz transformation [27], giving
Because of the Fierz transformation, the Lagrangian $ {\cal{L}}_{\rm NJL} $ and the transformed Lagrangian $ {\cal{L}}_{F} $ are equivalent. In view of the mathematical equivalence of $ {\cal{L}}_{\rm NJL} $ and $ {\cal{L}}_{F} $, the general effective Lagrangian density is introduced [28]: $ {\cal{L}}_R = (1-\alpha) {\cal{L}}_{\rm NJL} + \alpha {\cal{L}}_F $, where the parameter $ \alpha $ is a weighting factor (a real number from 0 to 1) used to reflect the competition between the "direct" channel ($ {\cal{L}}_{\rm NJL} $) and the "exchange" channel ($ {\cal{L}}_{F} $). In this way, we can get more interaction channels through the Fierz transformation. This helps us to recognize and handle the strong interaction system with finite density. As mentioned in the last section, the contributions of the various channels are not negligible if we research the system in the case of finite density. Nevertheless, the contributions of $ {\cal{L}}_{\rm NJL} $ and $ {\cal{L}}_{F} $ are no longer identical once the mean field approximation is used, because of the noncommutability between the Fierz transformation and the mean field approximation. Especially for a system at finite density, the results given by the two Lagrangians are quite different [27]. This indicates that it is vital for us to acknowledge the contributions of each interaction channel once the mean field approximation is applied. In fact, just as shown by Refs. [28, 35, 36, 38-43], there is currently no physical requirement to determine the value of $ \alpha $ . In principle, $ \alpha $ needs to be constrained by experiments but not the self-consistent mean field approximation itself. The Lagrangian density with the self-consistent mean field approximation is adopted as $ \langle{\cal{L}}_R\rangle_m = \left(1-\alpha\right) \langle{\cal{L}}_{\rm NJL}\rangle_m + \alpha \langle{\cal{L}}_F\rangle_m $ [28], where $ \langle \rangle_m $ marks the mean field approximation. What needs to be emphasized here is that the mean field approximation that does not consider the contribution of the "exchange" channel ($ {\cal{L}}_{F} $) is theoretically not self-consistent [37, 44]. For the sake of the investigation of the system in isospin and baryon matter, we can introduce the isospin chemical potential $ \mu_I $ and the baryon chemical potential $ \mu_B $, which connect to the isospin number density $ n_I = (n_u-n_d)/2 $ and the baryon number density $ n_B = (n_u+n_d)/3 $ respectively. In finite temperature field theory [45], the partition function for a system with finite isospin and baryon chemical potentials is expressed as
where $ \beta = 1/T $ is the inverse temperature of the system, the volume is V, and $ \mu_I $ and $ \mu_B $ are the isospin and baryon chemical potentials respectively. The quark chemical potential matrix in flavor space is $ \mu = {\rm{diag}}(\mu_u,\mu_d) $ with $ u$- and $ d $-quark chemical potentials
The factors $ \dfrac{1}{2} $ and $ \dfrac{1}{3} $ reflect the fact that $ \dfrac{1}{2} $ is the isospin quantum number of quark and one baryon is made up of 3 quarks. Then the equivalent Lagrangian density is rewritten as
In our work, only the contributions from the vector, scalar and pseudoscalar-isovector channels are considered. At the level of the mean field approximation, no other terms affect our calculation. Using the mean field approximation to this Lagrangian, and dropping the irrelevant channels, one can obtain the effective Lagrangian density,
where $ \sigma $ is the quark condensate and $ \pi $ is the pion condensate, and the constituent quark mass is
$ M = m_0-2G\sigma, $
(8)
with
$ \mu^{\prime} = \mu - 2 \beta n. $
(9)
Employing Eqs. (5) and (9), we get the following relations:
$ \mu^{\prime}_I = \mu_I - 8 \beta n_I, $
(10)
and
$ \mu^{\prime}_B = \mu_B - 18 \beta n_B, $
(11)
where for convenience we redefine the parameter in the formalism
$ \beta = \frac{-2 G \alpha}{11 \alpha-12}. $
The quark condensate $ \sigma = \langle\bar{\psi}\psi\rangle $, the pion condensate $ \pi = \langle\bar{u} i\gamma_5 d\rangle+\langle\bar{d} i\gamma_5 u\rangle $, the quark number density $ n = \langle\bar{u}\gamma_0u\rangle+ $$ \langle\bar{d}\gamma_0d\rangle $, the isospin number density $ n_I = \dfrac{1}{2}(\langle\bar{u}\gamma_0u\rangle- $$ \langle\bar{d}\gamma_0d\rangle) $, and the baryon number density $ n_B = \dfrac{1}{3}(\langle\bar{u}\gamma_0u\rangle+ $$ \langle\bar{d}\gamma_0d\rangle) $ are solved in a thermodynamically self-consistent way. By inserting the effective Lagrangian density (7) into the partition function (4), one can get the mean-field thermodynamic potential,
Given the extremum condition of thermodynamic potential $ \dfrac{\partial{\Omega}}{\partial{\sigma}} = 0,\dfrac{\partial{\Omega}}{\partial{\pi}} = 0 $, one has the quark condensation,
From the derivatives of the thermodynamic potential with respect to their respective chemical potential $ n = \dfrac{\partial{\Omega}}{\partial{\mu}} ,n_I = \dfrac{\partial{\Omega}}{\partial{\mu_I}},n_B = \dfrac{\partial{\Omega}}{\partial{\mu_B}} $, one has the density of quark number,
Eventually, we insert Eqs. (17)-(21) into Eqs. (8)-(11), and obtain a set of integral equations in the case of finite isospin and baryon chemical potentials. By numerically solving this set of equations we can get the relevant phase diagram. The parameters used in the present work are the mass of the current quark $ m_{0u} = m_{0d} = m_0 = 4.76 $$ {\rm{MeV}} $, the cutoff $ \Lambda = 659 $$ {\rm{MeV}} $, and the coupling $ G = 4.78\times $$ 10^{-6} \;{\rm{MeV}}^{-2} $, which are fixed by fitting the mass of the pion $ m_{\pi} = 131.7 $$ {\rm{MeV}} $ from lattice QCD calculation [46] at $ T = \mu_I = \mu_B = 0 $. The other parameters are the quark condensation per flavor $ \langle\bar{\psi}\psi\rangle = -(250\; {\rm{MeV}})^3 $ and the decay constant $ f_{\pi} = 92.4 $$ {\rm{MeV}} $.
III.NUMERICAL RESULTS AND DISCUSSIONAs mentioned above, Refs. [28, 35, 36, 38-41] point out that the parameter $ \alpha $ needs to be determined experimentally. A possible choice, for instance in Refs. [38, 39], is that $ \alpha $ can be constrained by astronomical observation data of a recent binary neutron star merger. Nevertheless, there is a lack of reliable experimental data for strongly interacting matter at finite densities so far, so in our work $ \alpha $ is considered to be a free parameter. In this paper, our results are shown with different $ \alpha $'s. $ \alpha $ = 0 represents the standard NJL model [26, 27]; $ \alpha $ = 0.5, which is in good agreement with lattice data, is taken from Ref. [36]; and $ \alpha $ = 0.9 is adopted from Ref. [38]. Figures 1 and 2 show the variation of the normalized isospin density and energy density with $ \alpha = 0,0.5,0.9 $ versus $ \mu_I $, scaled by $ m_{\pi} $, compared with the corresponding lattice results from Ref. [47] and Ref. [48] respectively. The lattice QCD data are described well by the calculation with $ \alpha = 0.5 $. Only some data are situated on the $ \alpha = 0 $ curve (i.e. the standard NJL model results) around $ \mu_I \sim 1.5m_{\pi} $ [11]. Our results show that in order to better match the corresponding lattice results, the contributions of the "exchange" channel need to be considered in the framework of the NJL model, and a weighting factor $ \alpha = 0.5 $ should be taken. This is consistent with the finding of Refs. [37, 44] in the mid-1980s. We remark that finite isospin density experiment confirmation is still lacking. The lattice data calculation, combined with our calculation, provides some support for Refs. [37, 44]. The solutions of Eq. (18) for a $ \pi $ condensate with different $ \alpha $'s, delimiting the regions of the pion superfluidity phase ($ \pi\ne 0 $) and the normal phase ($ \pi = 0 $), are given in Fig. 3 in the $ T-\mu_I $ plane for $ \mu_B = 0 $. It can be seen that the phase transition line of these two regions becomes lower as $ \alpha $ increases (the $ \alpha = 0 $ corresponding to the result of Ref. [26]), except that in the beginning they always remain at zero, and the largest differences among them appear at $ \mu_I \sim 1.5m_{\pi} $. Especially at zero temperature, the critical isospin chemical potential $ \mu_I^{\rm C} $ of the phase transition is at $ \mu_I^{\rm C} = m_{\pi} $. Figure1. (color online) Normalized isospin density $ n_I/m_{\pi}^3 $ with different $ \alpha $'s as a function of the normalized isospin chemical potential $ \mu_I/m_{\pi} $ at $ T = $$ \mu_B $$ = 0 $ compared with lattice data [47].
Figure2. (color online) Normalized energy density $ \epsilon/m_{\pi}^4 $ with different $ \alpha $'s as a function of the normalized isospin chemical potential $ \mu_I/m_{\pi} $ at $ T = $$ \mu_B $$ = 0 $, compared with lattice data [48].
Figure3. (color online) Phase diagram of pion superfluidity in the $ T-\mu_I $ plane $ (\mu_B = 0) $.
In the following, we will discuss the phase diagram at finite baryon chemical potential for different fixed isospin chemical potentials. By solving Eqs. (8)-(11) numerically, we can obtain the phase diagrams (Figs. 4 and 5) in $ T-\mu_B $ plane at $ \mu_I = 0 $ and $ \mu_I = 200 $$ {\rm{MeV}} $ (without considering pion condensation). The chiral phase transition lines with different $ \alpha $'s in the diagram represent the phase transition from the chiral symmetry broken phase to the symmetric one, with the solid lines denoting the crossover and the dashed lines the first-order phase transition. At $ \mu_I = 0 $, for the same temperature the critical baryon chemical potential of the phase transition gets larger with increasing $ \alpha $, which means that at a fixed temperature, for the larger $ \alpha $ the occurrence of the phase transition will be postponed as the baryon chemical potential increases. At $ \mu_I = 200 $$ {\rm{MeV}} $, the phase transition lines with different $ \alpha $'s intersect at medium T and medium $ \mu_B $. For higher fixed $ \mu_I $ ($ \mu_I>400 $$ {\rm{MeV}} $), the value of the chiral condensate with different temperatures and baryon chemical potentials tends to zero. Figure4. (color online) Phase diagram of chiral condensate in the $ T-\mu_B $ plane $ (\mu_I = 0) $ (without considering pion condensation).
Figure5. (color online) Phase diagram of chiral condensate in the $ T-\mu_B $ plane ($ \mu_I = 200 $$ {\rm{MeV}} $) (without considering pion condensation).
We solve Eqs. (17) and (18) simultaneously and obtain the phase diagrams (Figs. 6 and 7) in the $ T-\mu_B $ plane at $ \mu_I = 200 $$ {\rm{MeV}} $ and $ \mu_I = 500 $$ {\rm{MeV}} $. There is an onset of pion condensation (i.e. $ \pi\neq 0 $ corresponding to the system in the pion superfluidity phase) at $ \mu_I^{\rm C} = m_{\pi} $ and $ T = \mu_B = 0 $ [7]. From the figures, we can see that at low temperatures the system transitioning from the pion superfluidity phase to the normal phase ($ \pi = 0 $) needs a much larger $ \mu_B $. In Figs. 6 and 7, the solid lines indicate the second-order phase transition, the dashed lines indicate the first-order phase transition, and for the lower $ \mu_I = 200 $ MeV the phase transition lines with different $ \alpha $'s ($ \alpha = 0 $ corresponding to the result of Ref. [26]) intersect at low T and high $ \mu_B $, while for the higher $ \mu_I = 500 $ MeV they intersect at high T and low $ \mu_B $. Figure6. (color online) Phase diagram of pion superfluidity in the $ T-\mu_B $ plane ($ \mu_I = 200 $$ {\rm{MeV}} $).
Figure7. (color online) Phase diagram of pion superfluidity in the $ T-\mu_B $ plane ($ \mu_I = 500 $$ {\rm{MeV}} $).
Mapping the phase diagram and testing the existence of the critical endpoint (CEP) or tricritical point (TCP) is one of the most active fields in high energy physics [49]. The existence of the CEP (or TCP) is shown, and its probable position is also estimated below. At $ \mu_I = 0 $ and $ \mu_I = 200 $$ {\rm{MeV}} $, the phase diagrams, Figs. 4 and 5, of the chiral condensate give the CEP with different $ \alpha $'s. This is the terminal point of the first-order phase transition curve. In the cases of $ \mu_I = 200,\;500 $$ {\rm{MeV}} $, the phase diagrams, Fig. 6 and Fig. 7, of pion superfluidity give the TCP with different $ \alpha $'s separately. This is the intersection of the first-order phase transition curve and the second-order phase transition curve. In Table 1, the critical points of the phase transitions are presented. For CEPs with fixed $ \mu_I $, the larger the value of $ \alpha $, the larger the critical baryon chemical potential but the smaller the critical temperature. For TCPs at the lower fixed isospin chemical potential $ \mu_I = 200 $$ {\rm{MeV}} $ the variation of the critical baryon chemical potential and the critical temperature versus $ \alpha $ is similar to the case of CEPs, but at the higher fixed isospin chemical potential $ \mu_I = 500 $$ {\rm{MeV}} $ the larger the value of $ \alpha $ the larger the critical temperature. Our calculations indicate that as the weighting factor $ \alpha $ increases, the critical baryon chemical potential of the CEP gets larger.
$\alpha=0$
$\alpha=0.5$
$\alpha=0.9$
CEP ($\mu_I= 0$)
$(T=72 \;{\rm{MeV}}$, $\mu_B=813 \;{\rm{MeV}})$
$(T=72 \;{\rm{MeV}}$, $\mu_B=841 \;{\rm{MeV}})$
$(T=69 \;{\rm{MeV}}$, $\mu_B=971 \;{\rm{MeV}})$
CEP ($\mu_I= 200$${\rm{MeV}}$)
$(T=43 \;{\rm{MeV}}$, $\mu_B=766 \;{\rm{MeV}})$
$(T=40 \;{\rm{MeV}}$, $\mu_B=786 \;{\rm{MeV}})$
$(T=28 \;{\rm{MeV}}$, $\mu_B=834 \;{\rm{MeV}})$
TCP ($\mu_I= 200$${\rm{MeV}}$)
$(T=49 \;{\rm{MeV}}$, $\mu_B=761 \;{\rm{MeV}})$
$(T=49 \;{\rm{MeV}}$, $\mu_B=769 \;{\rm{MeV}})$
$(T=30 \;{\rm{MeV}}$, $\mu_B=823 \;{\rm{MeV}})$
TCP ($\mu_I= 500$${\rm{MeV}}$)
$(T=111 \;{\rm{MeV}}$, $\mu_B=612 \;{\rm{MeV}})$
$(T=120 \;{\rm{MeV}}$, $\mu_B=646 \;{\rm{MeV}})$
$(T=123 \;{\rm{MeV}}$, $\mu_B=821 \;{\rm{MeV}})$
Table1.The critical endpoint (CEP) and the tricritical point (TCP) with different $\alpha$'s for different fixed isospin chemical potentials.
In Fig. 8, we compare the results with $ \alpha = 0.5 $ and the results with $ \alpha = 0 $ (the standard NJL model results) for different fixed nonzero isospin chemical potentials. The figure shows that for the same $ \alpha $, increasing $ \mu_I $ moves the phase transition line to its upper right in the $ T-\mu_B $ plane, and for the $ \alpha = 0 $ case the part of the first-order phase transition line moves less. This indicates that a higher $ \mu_I $ gives a larger critical baryon chemical potential (or temperature) with the same $ \alpha $ for a fixed temperature (or baryon chemical potential). Figure8. (color online) Phase diagram of pion superfluidity in the $ T-\mu_B $ plane ($\mu_I = 200,\;500$$ {\rm{MeV}} $).
We show the critical temperature $ T^{\rm C} $ of phase transition with different $ \alpha $'s at $ \mu_B = 0 $ as a function of $ \mu_I $ in Fig. 9. It shows that the critical temperature $ T^{\rm C} $ of phase transition with different $ \alpha $ increases quickly at the beginning as the isospin chemical potential increases, and when $ \mu_I > 300 $ MeV the critical temperature $ T^{\rm C} $ increases slowly to a constant value. On the whole, the $ T^{\rm C} $ values are closer between $ \alpha = 0 $ and $ \alpha = 0.5 $ compared with $ \alpha = 0.9 $. The critical baryon chemical potential $ \mu_B^{\rm C} $ of phase transition with different $ \alpha $'s at $ T = 0 $ as a function of $ \mu_I $ is plotted in Fig. 10. For small $ \mu_I $, the values of $ \mu_B^{\rm C} $ with different $ \alpha $ are closer, and as the isospin chemical potential increases, $ \mu_B^{\rm C} $ with $ \alpha = 0, 0.5 $ increases slowly and synchronously, while $ \mu_B^{\rm C} $ with $ \alpha = 0.9 $ increases almost linearly. Figure9. (color online) Variation of critical temperature $ T^{\rm C} $ of phase transition with $ \mu_I $ at $ \mu_B = 0 $.
Figure10. (color online) Variation of critical baryon chemical potential $ \mu_B^{\rm C} $ of phase transition with $ \mu_I $ at $ T = 0 $.